IRIDEX CORP — Director's Dealing 2013

Nov 8, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2013-11-05

Reporting Person: NAUMANN-ETIENNE RUEDIGER (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-05	Common Stock	J	64019	—	Disposed	0	Indirect
2013-11-05	Common Stock	A	9707	—	Acquired	9707	Direct
2013-11-05	Common Stock	A	638	—	Acquired	638	Indirect

Footnotes

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by Intertec Healthcare Partners, to their respective general, limited partners, and members without consideration.

F2: The Reporting Person is a general partner of Intertec Healthcare Partners LP ("Intertec") and may be deemed to share voting and dispositive power of the shares held by Intertec. The Reporting Person disclaims beneficial ownership of the shares held by Intertec, except to the extent of his proportionate partnership interest therein.