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iRhythm Technologies, Inc. — Director's Dealing 2016
Oct 19, 2016
30977_dirs_2016-10-19_3114db6a-3717-4d6a-94d4-320fe9bb51c5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: iRhythm Technologies, Inc. (IRTC)
CIK: 0001388658
Period of Report: 2016-10-19
Reporting Person: SYNERGY LIFE SCIENCE PARTNERS L P (10% Owner)
Reporting Person: Synergy Venture Partners, LLC (10% Owner)
Reporting Person: Jain Mudit K. (10% Owner)
Reporting Person: Stack Richard S. (10% Owner)
Reporting Person: Starling William N JR (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (1555500) | Direct | ||
| Series A Convertible Preferred Stock | $ | Common Stock (4925751) | Direct | ||
| Series A Convertible Preferred Stock | $ | Common Stock (3111000) | Direct | ||
| Series B Convertible Preferred Stock | $ | Common Stock (398659) | Direct | ||
| Series C Convertible Preferred Stock | $ | Common Stock (225649) | Direct | ||
| Series C Convertible Preferred Stock | $ | Common Stock (477524) | Direct | ||
| Series D Convertible Preferred Stock | $ | Common Stock (1053072) | Direct | ||
| Series E Convertible Preferred Stock | $ | Common Stock (670735) | Direct | ||
| Series E Convertible Preferred Stock | $ | Common Stock (332412) | Direct | ||
| Series D Preferred Stock Warrant (Right to Buy) | $0.001 | 2019-11-01 | Common Stock (291672) | Direct |
Footnotes
F1: Immediately
F2: N/A
F3: The number of underlying shares of common stock reported in column 3 does not reflect a 5.882698 for 1 reverse stock split, to be effective upon the closing of the issuer's initial public offering.
F4: 1-for-1
F5: Synergy Venture Partners, LLC ("SVP LLC") serves as the sole General Partner of Synergy Life Science Partners, LP ("Synergy"). As such, SVP LLC possesses sole voting and investment control over the securities owned by Synergy, and may be deemed to have indirect beneficial ownership of the securities held by Synergy. SVP LLC, however, owns no securities of the Issuer directly. Messrs. Stack, Jain and Starling are Managers of SVP LLC and share voting and dispositive power over the shares held by Synergy. Each Reporting Person disclaims beneficial ownership of the shares held by Synergy except to the extent of his or its proportionate pecuniary interest therein.
F6: Converts into common stock on a 2.00438849 for 1 basis.
F7: Converts into common stock on a 2.24685484 for 1 basis.