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iRhythm Technologies, Inc. — Director's Dealing 2016
Oct 19, 2016
30977_dirs_2016-10-19_80639496-6b1e-4776-a060-accae3278144.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: iRhythm Technologies, Inc. (IRTC)
CIK: 0001388658
Period of Report: 2016-10-19
Reporting Person: Lathi Vijay K (Director, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Preferred Stock | $ | Common Stock (1794624) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (1794623) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (1118623) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (670736) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (244311) | Indirect | ||
| Series D Preferred Stock Warrant (Right to Buy) | $0.001 | 2019-11-01 | Common Stock (425847) | Indirect |
Footnotes
F1: Immediately
F2: N/A
F3: The number of underlying shares of common stock reported in column 3 does not reflect a 5.882698 for 1 reverse stock split, to be effective upon the closing of the issuer's initial public offering.
F4: Converts into common stock on a 2.24685484 for 1 basis.
F5: 1-for-1
F6: Represents shares directly beneficially owned by New Leaf Ventures II, L.P. ("NLV II"). The Reporting Person is an individual manager of New Leaf Venture Management II, L.L.C. ("Management II"). Management II is the general partner of New Leaf Venture Associates II, L.P. ("Associates II"). Associates II is the general partner of New Leaf Ventures II, L.P. ("NLV II"). As such, the Reporting Person shares voting and dispositive control with respect to the shares held by NLV II. The Reporting Person disclaims beneficial ownership of the shares held by NLV II, except to the extent of his proportionate pecuniary interest therein.