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iRhythm Technologies, Inc. — Director's Dealing 2016
Oct 19, 2016
30977_dirs_2016-10-19_c7fa9f55-a2b4-458e-87b8-2cfd6ac87a50.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: iRhythm Technologies, Inc. (IRTC)
CIK: 0001388658
Period of Report: 2016-10-19
Reporting Person: New Leaf Ventures II, L.P. (10% Owner)
Reporting Person: Delagardelle Jeani (10% Owner)
Reporting Person: HUNT RONALD (10% Owner)
Reporting Person: Ratcliffe Liam (10% Owner)
Reporting Person: New Leaf Venture Associates II, L.P. (10% Owner)
Reporting Person: New Leaf Venture Management II, L.L.C. (10% Owner)
Reporting Person: Chambon Philippe O. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Convertible Preferred Stock | $ | Common Stock (1794624) | Direct | ||
| Series C Convertible Preferred Stock | $ | Common Stock (1794623) | Direct | ||
| Series D Convertible Preferred Stock | $ | Common Stock (1118623) | Direct | ||
| Series E Convertible Preferred Stock | $ | Common Stock (670736) | Direct | ||
| Series E Convertible Preferred Stock | $ | Common Stock (244311) | Direct | ||
| Series D Preferred Stock Warrant (Right to Buy) | $0.001 | 2019-11-01 | Common Stock (425847) | Direct |
Footnotes
F1: Immediately
F2: N/A
F3: The number of underlying shares of common stock reported in column 3 does not reflect a 5.882698 for 1 reverse stock split, to be effective upon the closing of the issuer's initial public offering.
F4: Converts into common stock on a 2.24685484 for 1 basis.
F5: Represents shares directly beneficially owned by New Leaf Ventures II, L.P. ("NLV II"). New Leaf Venture Associates II, L.P. ("NLV Associates II") is the general partner of NLV II and New Leaf Venture Management II, L.L.C. ("NLV Management II") is the general partner of NLV Associates II. Philippe O. Chambon, Jeani Delagardelle, Ronald Hunt, Vijay Lathi and Liam Ratcliffe are the individual managers of NLV Management II (the "Individual Managers"). NLV Associates II and NLV Management II disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Vijay Lathi is a director of the Issuer and, accordingly, files separate Section 16 reports. As one of five individual managers, each of the Individual Managers disclaims beneficial ownership over the shares reported herein, and in all events disclaims pecuniary interest except to the extent of his or her economic interest.
F6: 1-for-1