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IPG PHOTONICS CORP — Director's Dealing 2021
Jan 12, 2021
31300_dirs_2021-01-11_95b06c9d-181b-4f5f-9981-8c2a2441475f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IPG PHOTONICS CORP (IPGP)
CIK: 0001111928
Period of Report: 2021-01-07
Reporting Person: Samartsev Igor (Director, Chief Technology Officer)
Reporting Person: Pavlova Natalia (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-07 | Common Stock | M | 6500 | $71.77 | Acquired | 361391 | Direct |
| 2021-01-07 | Common Stock | S | 5200 | $230.25 | Disposed | 356191 | Direct |
| 2021-01-07 | Common Stock | S | 1300 | $231.37 | Disposed | 354891 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-07 | Employee Stock Options (right to buy) | $71.77 | M | 6500 | Disposed | 2024-02-27 | Common Stock (6500.0) | Direct |
Footnotes
F1: Ms. Pavlova is an indirect beneficial owner of such shares as Mr. Samartsev's spouse.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.
F3: The reported transaction involves sale transactions ranging from $230.00 to $230.94 per share. The weighted average price per share was $230.25. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F4: The reported transaction involves sale transactions ranging from $231.09 to $231.78 per share. The weighted average price per share was $231.37. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F5: Grant of stock options vesting in one installment on March 1 2018.