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IPG PHOTONICS CORP — Director's Dealing 2018
Oct 31, 2018
31300_dirs_2018-10-31_79256a83-2c47-4fa3-b153-d4cf1285b4ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IPG PHOTONICS CORP (IPGP)
CIK: 0001111928
Period of Report: 2014-02-28
Reporting Person: Burgomaster Thomas J (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Common Stock | A | 700 | — | Acquired | 6037 | Direct |
| 2014-03-31 | Common Stock | F | 55 | $71.08 | Disposed | 5982 | Direct |
| 2014-06-30 | Common Stock | F | 55 | $68.80 | Disposed | 6091 | Direct |
| 2014-09-30 | Common Stock | F | 55 | $68.78 | Disposed | 6036 | Direct |
| 2014-12-31 | Common Stock | F | 55 | $74.92 | Disposed | 6162 | Direct |
| 2015-01-05 | Common Stock | M | 2900 | $10.27 | Acquired | 9062 | Direct |
| 2015-01-05 | Common Stock | S | 2900 | $72.92 | Disposed | 6162 | Direct |
| 2015-01-05 | Common Stock | M | 2231 | $15.82 | Acquired | 8393 | Direct |
| 2015-01-05 | Common Stock | S | 2231 | $73 | Disposed | 6162 | Direct |
| 2015-01-12 | Common Stock | S | 662 | $71.43 | Disposed | 5500 | Direct |
| 2015-01-23 | Common Stock | M | 2232 | $15.82 | Acquired | 7732 | Direct |
| 2015-01-23 | Common Stock | S | 2232 | $75.19 | Disposed | 5500 | Direct |
| 2015-01-23 | Common Stock | S | 1125 | $75.13 | Disposed | 4375 | Direct |
| 2015-02-06 | Common Stock | M | 2500 | $21.35 | Acquired | 6875 | Direct |
| 2015-02-06 | Common Stock | S | 2500 | $80.09 | Disposed | 4375 | Direct |
| 2015-02-09 | Common Stock | M | 2500 | $21.35 | Acquired | 6875 | Direct |
| 2015-02-09 | Common Stock | S | 2500 | $85.32 | Disposed | 4375 | Direct |
| 2015-02-25 | Common Stock | A | 1166 | — | Acquired | 5541 | Direct |
| 2015-03-31 | Common Stock | F | 222 | $92.70 | Disposed | 5319 | Direct |
| 2015-06-30 | Common Stock | F | 222 | $85.18 | Disposed | 5265 | Direct |
| 2015-09-30 | Common Stock | F | 221 | $75.97 | Disposed | 5044 | Direct |
| 2015-11-11 | Common Stock | M | 637 | $15.82 | Acquired | 5681 | Direct |
| 2015-11-11 | Common Stock | S | 637 | $90.85 | Disposed | 5044 | Direct |
| 2015-11-27 | Common Stock | S | 200 | $92.48 | Disposed | 4844 | Direct |
| 2015-12-02 | Common Stock | S | 294 | $93.70 | Disposed | 4550 | Direct |
| 2015-12-31 | Common Stock | F | 222 | $89.16 | Disposed | 4475 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-28 | Employee Stock Option (right to buy) | $71.77 | A | 4400 | Acquired | 2024-02-28 | Common Stock (4400.0) | Direct |
| 2015-01-05 | Employee Stock Option (right to buy) | $10.27 | M | 2900 | Disposed | 2019-05-07 | Common Stock (2900.0) | Direct |
| 2015-01-05 | Employee Stock Option (right to buy) | $15.82 | M | 2231 | Disposed | 2020-02-26 | Common Stock (2231.0) | Direct |
| 2015-01-23 | Employee Stock Option (right to buy) | $15.82 | M | 2232 | Disposed | 2020-02-26 | Common Stock (2232.0) | Direct |
| 2015-02-06 | Employee Stock Option (right to buy) | $21.35 | M | 2500 | Disposed | 2020-08-05 | Common Stock (2500.0) | Direct |
| 2015-02-09 | Employee Stock Option (right to buy) | $21.35 | M | 2500 | Disposed | 2020-08-05 | Common Stock (2500.0) | Direct |
| 2015-02-25 | Employee Stock Option (right to buy) | $97.65 | A | 2331 | Acquired | 2025-02-25 | Common Stock (2331.0) | Direct |
| 2015-11-11 | Employee Stock Option (right to buy) | $15.82 | M | 637 | Disposed | 2020-02-26 | Common Stock (637.0) | Direct |
Footnotes
F1: Grant of restricted stock units vesting March 1, 2018.
F2: Includes 164 shares acquired under the IPG employee stock purchase plan on June 30, 2014.
F3: Includes 181 shares acquired under the IPG employee stock purchase plan on December 31, 2014.
F4: The reported transaction involves purchase transactions from $72.89 to $72.96 per share. The weighted average price per share was $72.92. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F5: The reported transaction involves purchase transactions from $70.27 to $75.13 per share. The weighted average price per share was $71.43. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F6: Grant of restricted stock units vesting March 1, 2019.
F7: Includes 168 shares acquired under the IPG employee stock purchase plan in June 30, 2015.
F8: Includes 147 shares acquired under the IPG employee stock purchase plan on December 31, 2015.
F9: Options vesting March 1, 2018.
F10: Options vest 25% May 7, 2010, 25% May 2, 2011 and 50% May 7, 2012.
F11: Options vest eight equal quarterly installments commencing March 31, 2013.
F12: Options vest 25% on August 5, 2011 and the remaining amount in fourteen equal monthly amounts commencing September 30, 2011.
F13: Options vest March 1, 2019.