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IPG PHOTONICS CORP — Director's Dealing 2018
Oct 31, 2018
31300_dirs_2018-10-31_fd460335-cffe-48dd-8fb3-6e2daea975ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IPG PHOTONICS CORP (IPGP)
CIK: 0001111928
Period of Report: 2016-02-18
Reporting Person: Burgomaster Thomas J (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-18 | Common Stock | A | 1215 | — | Acquired | 5690 | Direct |
| 2016-03-18 | Common Stock | M | 900 | $21.35 | Acquired | 6590 | Direct |
| 2016-03-18 | Common Stock | S | 900 | $95.04 | Disposed | 5690 | Direct |
| 2016-03-28 | Common Stock | M | 1600 | $21.35 | Acquired | 7290 | Direct |
| 2016-03-28 | Common Stock | S | 1600 | $95.21 | Disposed | 5690 | Direct |
| 2016-03-31 | Common Stock | F | 90 | $96.08 | Disposed | 5600 | Direct |
| 2016-04-26 | Common Stock | M | 2500 | $53.76 | Acquired | 8100 | Direct |
| 2016-04-26 | Common Stock | S | 2500 | $100.36 | Disposed | 5600 | Direct |
| 2016-06-30 | Common Stock | F | 90 | $80 | Disposed | 5655 | Direct |
| 2016-09-30 | Common Stock | F | 90 | $82.35 | Disposed | 5565 | Direct |
| 2016-12-31 | Common Stock | F | 90 | $98.71 | Disposed | 5631 | Direct |
| 2017-02-17 | Common Stock | A | 814 | — | Acquired | 6445 | Direct |
| 2017-03-01 | Common Stock | F | 265 | $120.75 | Disposed | 6180 | Direct |
| 2017-06-05 | Common Stock | M | 3750 | $21.35 | Acquired | 9930 | Direct |
| 2017-06-05 | Common Stock | S | 3750 | $141.44 | Disposed | 6180 | Direct |
| 2017-06-06 | Common Stock | M | 1102 | $53.76 | Acquired | 7282 | Direct |
| 2017-06-06 | Common Stock | S | 1102 | $145.48 | Disposed | 6180 | Direct |
| 2017-06-07 | Common Stock | M | 1571 | $53.76 | Acquired | 7751 | Direct |
| 2017-06-07 | Common Stock | S | 1571 | $145.06 | Disposed | 6180 | Direct |
| 2017-06-08 | Common Stock | M | 326 | $53.76 | Acquired | 6506 | Direct |
| 2017-06-08 | Common Stock | S | 326 | $145.32 | Disposed | 6180 | Direct |
| 2017-06-15 | Common Stock | S | 1669 | $137.82 | Disposed | 4511 | Direct |
| 2017-07-07 | Common Stock | M | 3001 | $53.76 | Acquired | 7512 | Direct |
| 2017-07-07 | Common Stock | S | 3001 | $150.52 | Disposed | 4637 | Direct |
| 2018-02-22 | Common Stock | A | 523 | — | Acquired | 5246 | Direct |
| 2018-03-01 | Common Stock | F | 219 | $243.96 | Disposed | 5027 | Direct |
| 2018-03-01 | Common Stock | F | 64 | $243.96 | Disposed | 4963 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-18 | Employee Stock Option (right to buy) | $81.89 | A | 2431 | Acquired | 2026-02-18 | Common Stock (2431.0) | Direct |
| 2016-03-18 | Employee Stock Option (right to buy) | $21.35 | M | 900 | Disposed | 2020-08-05 | Common Stock (900.0) | Direct |
| 2016-03-28 | Employee Stock Option (right to buy) | $21.35 | M | 1600 | Disposed | 2020-08-05 | Common Stock (1600.0) | Direct |
| 2016-04-26 | Employee Stock Option (right to buy) | $53.76 | M | 2500 | Disposed | 2021-03-01 | Common Stock (2500.0) | Direct |
| 2017-02-17 | Employee Stock Option (right to buy) | $119.5 | A | 2493 | Acquired | 2027-02-17 | Common Stock (2493.0) | Direct |
| 2016-02-18 | Employee Stock Option (right to buy) | $21.35 | M | 3750 | Disposed | 2020-08-05 | Common Stock (3750.0) | Direct |
| 2017-06-06 | Employee Stock Option (right to buy) | $53.76 | M | 1102 | Disposed | 2021-03-01 | Common Stock (1102.0) | Direct |
| 2017-06-07 | Employee Stock Option (right to buy) | $53.76 | M | 1571 | Disposed | 2021-03-01 | Common Stock (1571.0) | Direct |
| 2017-06-08 | Employee Stock Option (right to buy) | $53.76 | M | 326 | Disposed | 2021-03-01 | Common Stock (326.0) | Direct |
| 2017-07-07 | Employee Stock Option (right to buy) | $53.76 | M | 3001 | Disposed | 2021-03-01 | Common Stock (3001.0) | Direct |
| 2018-02-22 | Employee Stock Option (right to buy) | $239.72 | A | 1790 | Acquired | 2028-02-22 | Common Stock (1790.0) | Direct |
Footnotes
F1: Grant of restricted stock units vesting March 1, 2020.
F2: Includes 145 shares acquired under the IPG employee stock purchase plan on June 30, 2016.
F3: Includes 156 shares acquired under the IPG employee stock purchase plan on December 31, 2016.
F4: Grant of restricted stock units vest in four annual equal installments commencing on March 1, 2018.
F5: The reported transaction involves purchase transactions from $145.00 to $145.25 per share. The weighted average price per share was $145.06. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F6: The reported transaction involves purchase transactions from $150.00 to $150.94 per share. The weighted average price per share was $150.52. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F7: Includes 126 shares acquired under the IPG employee stock purchase plan on June 30, 2017.
F8: Grant of restricted stock units vest in four annual equal installments commencing on March 1, 2019.
F9: Includes 86 shares acquired under the IPG employee stock purchase plan in December 31, 2017.
F10: Options vest March 1, 2020.
F11: Options vest 25% on August 5, 2011 and the remaining amount in fourteen equal monthly amounts commencing September 30, 2011.
F12: Options vest 25% quarterly commencing March 31, 2015.
F13: Options vest in four annual equal installments commencing on March 1, 2018.
F14: Options vest in four annual equal installments commencing on March 1, 2019.