AI assistant
IPG PHOTONICS CORP — Director's Dealing 2018
Oct 31, 2018
31300_dirs_2018-10-31_c0994458-3a4f-4842-ad97-760e6c5ac64d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IPG PHOTONICS CORP (IPGP)
CIK: 0001111928
Period of Report: 2018-03-01
Reporting Person: Burgomaster Thomas J (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | Common Stock | A | 1866 | — | Acquired | 6829 | Direct |
| 2018-04-10 | Common Stock | M | 602 | $53.76 | Acquired | 7431 | Direct |
| 2018-04-10 | Common Stock | S | 602 | $230.25 | Disposed | 6829 | Direct |
| 2018-04-11 | Common Stock | M | 400 | $53.76 | Acquired | 7229 | Direct |
| 2018-04-11 | Common Stock | S | 400 | $230.04 | Disposed | 6829 | Direct |
| 2018-04-12 | Common Stock | M | 198 | $53.76 | Acquired | 7027 | Direct |
| 2018-04-12 | Common Stock | S | 198 | $232.68 | Disposed | 6829 | Direct |
| 2018-05-09 | Common Stock | M | 1200 | $53.76 | Acquired | 8029 | Direct |
| 2018-05-09 | Common Stock | S | 1200 | $241.16 | Disposed | 6829 | Direct |
| 2018-05-10 | Common Stock | M | 1500 | $58.65 | Acquired | 8329 | Direct |
| 2018-05-10 | Common Stock | S | 1500 | $250.47 | Disposed | 6829 | Direct |
| 2018-06-06 | Common Stock | M | 1500 | $58.65 | Acquired | 8329 | Direct |
| 2018-06-06 | Common Stock | S | 1500 | $260.32 | Disposed | 6829 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-10 | Employee Stock Option (right to buy) | $53.76 | M | 602 | Disposed | 2021-03-01 | Common Stock (602.0) | Direct |
| 2018-04-11 | Employee Stock Option (right to buy) | $53.76 | M | 400 | Disposed | 2021-03-01 | Common Stock (400.0) | Direct |
| 2018-04-12 | Employee Stock Option (right to buy) | $53.76 | M | 198 | Disposed | 2021-03-01 | Common Stock (198.0) | Direct |
| 2018-05-09 | Employee Stock Option (right to buy) | $53.76 | M | 1200 | Disposed | 2021-03-01 | Common Stock (1200.0) | Direct |
| 2018-05-10 | Employee Stock Option (right to buy) | $58.65 | M | 1500 | Disposed | 2022-02-14 | Common Stock (1500.0) | Direct |
| 2018-06-06 | Employee Stock Option (right to buy) | $58.65 | M | 1500 | Disposed | 2022-02-14 | Common Stock (1500.0) | Direct |
Footnotes
F1: Represents performance share units for which performance criteria is satisfied but which remain subject to service-based vesting on March 1, 2019.
F2: The reported transaction involves purchase transactions from $230.00 to $230.64 per share. The weighted average price per share was $230.25 The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F3: The reported transaction involves purchase transactions from $230.00 to $230.10 per share. The weighted average price per share was $230.04. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F4: The reported transaction involves purchase transactions from $231.94 to $233.43 per share. The weighted average price per share was $232.68. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F5: The reported transaction involves purchase transactions from $240.00 to $244.40 per share. The weighted average price per share was $241.16. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F6: The reported transaction involves purchase transactions from $250.00 to $251.10 per share. The weighted average price per share was $250.47. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F7: The reported transaction involves purchase transactions from $260.00 to $261.06 per share. The weighted average price per share was $260.32. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
F8: Options vest 25% quarterly commencing March 31, 2015.
F9: Options vest 25% quarterly commencing March 31, 2016.