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IPG PHOTONICS CORP — Director's Dealing 2017
Jan 25, 2017
31300_dirs_2017-01-25_4d0d6853-cd66-4cce-8c3e-71826892522e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IPG PHOTONICS CORP (IPGP)
CIK: 0001111928
Period of Report: 2017-01-20
Reporting Person: Ness Trevor (SVP, Worldwide Sales & Mrkting)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-20 | Common Stock | M | 100 | $53.76 | Acquired | 11051 | Direct |
| 2017-01-20 | Common Stock | D | 100 | $103 | Disposed | 10951 | Direct |
| 2017-01-24 | Common Stock | M | 2500 | $53.76 | Acquired | 13451 | Direct |
| 2017-01-24 | Common Stock | D | 2500 | $106.43 | Disposed | 10951 | Direct |
| 2017-01-24 | Common Stock | M | 2400 | $53.76 | Acquired | 13351 | Direct |
| 2017-01-24 | Common Stock | D | 2400 | $105.84 | Disposed | 10951 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-20 | Employee Stock Options (right to buy) | $53.76 | M | 100 | Disposed | 2021-02-28 | Common Stock (100.0) | Direct |
| 2017-01-24 | Employee Stock Options (right to buy) | $53.76 | M | 2500 | Disposed | 2021-02-28 | Common Stock (2500.0) | Direct |
| 2017-01-24 | Employee Stock Options (right to buy) | $53.76 | M | 2400 | Disposed | 2021-02-28 | Common Stock (2400.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2016.
F2: The reported transaction involves sales transactions from $106.01 to $106.82 per share. The weighted average price per share was $106.43. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F3: The reported transaction involves sales transactions from $103.16 to $106.81 per share. The weighted average price per share was $105.84. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F4: Options vest 25% on March 1, 2012 and the remainder in twelve equal quarterly installments commencing June 1, 2012.