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IPG PHOTONICS CORP — Director's Dealing 2017
Apr 26, 2017
31300_dirs_2017-04-26_0665ddb1-7330-41d8-b2e0-e11d53153e05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IPG PHOTONICS CORP (IPGP)
CIK: 0001111928
Period of Report: 2017-04-24
Reporting Person: Shcherbakov Eugene A (Director, SVP, MD IPG Laser GmbH, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-24 | Common Stock | M | 1125 | $58.65 | Acquired | 17082 | Direct |
| 2017-04-24 | Common Stock | D | 1125 | $124.31 | Disposed | 15957 | Direct |
| 2017-04-24 | Common Stock | M | 2000 | $53.76 | Acquired | 17957 | Direct |
| 2017-04-24 | Common Stock | D | 2000 | $124.39 | Disposed | 15957 | Direct |
| 2017-04-24 | Common Stock | M | 2000 | $60.11 | Acquired | 17957 | Direct |
| 2017-04-24 | Common Stock | D | 2000 | $124.87 | Disposed | 15957 | Direct |
| 2017-04-25 | Common Stock | M | 1700 | $15.82 | Acquired | 17657 | Direct |
| 2017-04-25 | Common Stock | D | 1700 | $126.12 | Disposed | 15957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-24 | Employee Stock Option (right to buy) | $58.65 | M | 1125 | Disposed | 2022-02-13 | Common Stock (1125.0) | Direct |
| 2017-04-24 | Employee Stock Option (right to buy) | $53.76 | M | 2000 | Disposed | 2021-02-28 | Common Stock (2000.0) | Direct |
| 2017-04-24 | Employee Stock Option (right to buy) | $60.11 | M | 2000 | Disposed | 2023-02-28 | Common Stock (2000.0) | Direct |
| 2017-04-25 | Employee Stock Option (right to buy) | $15.82 | M | 1700 | Disposed | 2020-02-25 | Common Stock (1700.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2017.
F2: The reported transaction involves sales transactions from $122.67 to $124.69 per share. The weighted average price per share was $124.31 The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F3: The reported transaction involves sales transactions from $123.82 to $124.94 per share. The weighted average price per share was $124.39. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F4: The reported transaction involves sales transactions from $124.11 to $124.87 per share. The weighted average price per share was $124.51. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F5: The reported transaction involves sales transactions from $125.82 to $126.64 per share. The weighted average price per share was $126.12 The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F6: Option vests in four quarterly installments commencing on March 31, 2016.
F7: Option vests in four quarterly installments commencing on March 31,2015.
F8: Option vests in one installment on March 1, 2017.
F9: Option vests in four quarterly installments commencing on March 31, 2014.