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INVESTSMART GROUP LIMITED Major Shareholding Notification 2013

Oct 20, 2013

65130_rns_2013-10-20_e471ad85-41e0-44b5-b2cb-79e486de27ed.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme Australasian Wealth Investments Limited (ASX code: AWK)

ABN 111 772 359

Details of substantial holder

Name Contango Asset Management Limited ACN 085 487 421

The holder became a substantial holder on 15/10/2013.

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of Securities Number of Securities Person's Votes Voting Power
Ordinary Shares 5,714,284 5,714,284 10.01%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder and Nature of Relevant Interest Class and Number Person's votes
of Securities Affected
Contango Asset Management Limited (“CAM”), in its capacity
as the investment manager for persons or trusts listedbesides its name in Paragraph 4, has the power to control 5,714,284 ord shares 5,714,284
voting and/orthe disposalofsecurities.

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of RelevantInterest Registered Holderof Securities Person entitled to**be registered holder ** Class andNumberof Securities Person's votesAffected
Contango AssetManagement Limited National Nominees Limited Contango ManagedInvestment Scheme Ord Shares 515,963
National Nominees Limited Contango Microcap Ltd Ord Shares 3,722,518
BNP Paribas Nominees PtyLimited Media Super LimitedMicrocap Fund Ord Shares 1,475,803

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5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above is as follows:

Holder of Relevant Interest Type Date ofAcquisition Consideration Number ofOrdinary Shares
Contango Asset Management Ltd Placement 20-Sep-13 $1,199,999.85 3,428,571
Contango Asset Management Ltd Exercise Rights 15-Oct-13 $799,999.55 2,285,713

6. Associates

Not applicable

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
ContangoAssetManagementLimited Level 27, 35 Collins Street,Melbourne,VIC 3000
ContangoMicrocapLimited Level 27, 35 Collins Street,Melbourne,VIC 3000
ContangoManagedInvestment Scheme Level 27, 35 Collins Street,Melbourne,VIC 3000
National Nominees Limited GPO Box 1406, Melbourne, VIC, 3001
BNP Paribas Nominees Pty Limited PO Box R209, Royal Exchange, NSW 1225
Media Super LimitedMicrocapFund Level 10,45 Clarence Street, Sydney,NSW 2000

Signature

==> picture [88 x 69] intentionally omitted <==

GLENN FOWLES COMPANY SECRETARY 16 OCTOBER 2013

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