INVESTSMART GROUP LIMITED — Major Shareholding Notification 2013

Dec 3, 2013

Form 603

Corporations Act 2001 Section 671B Notice of initial substantial holder

To Company Name/Scheme AUSTRALASIAN WEALTH INVESTMENTS LIMITED (ASX Code: AWK) ACN/ARSN 62 111 772 359

1. Details of substantial holder (1)

Name Benjamin Andrew Heap ACN (if applicable) N/A

The holder became a substantial holder on

04/12/2013

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4)	Number of securities	Persons' votes(5)	Voting power(6)
Ordinaryunits	10,569,384	10,569,384	10.00%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest(7)	Class and number of securities
Benjamin Andrew Heap	Shares held under Company’s Long	10,569,384 ordinary shares
	Term Equity Incentive Plan and
	funded by a non-recourse loan from
	theCompany.

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

s of present registered holdersegistered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest	Registered holder ofsecurities	Person entitled to beregistered as holder(8)
Benjamin Andrew Heap	Benjamin Andrew Heap	Benjamin Andrew Heap	10,569,384 ordinaryshares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Consideration (9)	Class and number ofsecurities
		Cash	Non-cash
Benjamin Andrew Heap	4 December 2013	$5,076,110.88		10,569,384 ordinary shares

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Benjamin Andrew Heap	9 Kylie Avenue, Killara NSW 2071

Signature

print name Benjamin A Heap capacity Director sign here date 04/12/2013