INVESTSMART GROUP LIMITED — Director's Dealing 2013

Dec 3, 2013

Appendix 3X Initial Director’s Interest Notice

Rule 3.19A.1

Appendix 3X

Initial Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001.

Name of entity	AUSTRALASIAN WEALTH INVESTMENTS LIMITED
ABN	62 111 772 359

We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Benjamin Andrew Heap
Date of appointment	29/11/2013

Part 1 - Director’s relevant interests in securities of which the director is the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Number & class of securities

10,569,384 ordinary fully paid shares

• See chapter 19 for defined terms.

Appendix 3X Page 1

11/3/2002

Appendix 3X Initial Director’s Interest Notice

Part 2 – Director’s relevant interests in securities of which the director is not the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Name of holder & nature of Number & class of Securities interest

Note: Provide details of the circumstances giving rise to the relevant interest. N/A N/A

Part 3 – Director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Employment Contract
Nature of interest	As approved at a general meeting of members on28 November 2013, the Company has issued10,569,384 shares under the Company’s LongTerm Equity Incentive Plan, on the termssummarised in the Explanatory Notes to theNotice of Meeting (dated 17 October 2013). Anon-recourse loan has been provided for the solepurpose of acquiringshares in theCompany.
Name of registered holder(if issued securities)	Benjamin Andrew Heap
No. and class of securities towhich interest relates	10,569,384 ordinary fully-paid shares(as per Part 1 above)

• See chapter 19 for defined terms.

Appendix 3X Page 2

11/3/2002