Regulatory Filings • Sep 29, 2010
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06537
Invesco Van Kampen Trust for Investment Grade New York Municipals
(Exact name of registrant as specified in charter)
1555 Peachtree Street, N.E., Atlanta, Georgia 30309 (Address of principal executive offices) (Zip code)
Colin Meadows 1555 Peachtree Street, N.E., Atlanta, Georgia 30309 (Name and address of agent for service)
Registrants telephone number, including area code: (713) 626-1919
Date of fiscal year end: 10/31
Date of reporting period: 07/31/10
Folio /Folio
PAGEBREAK
TOC
TABLE OF CONTENTS
| Item 2. Controls and Procedures |
| Item 3. Exhibits |
| EXHIBIT INDEX |
/TOC link2 "Item 1. Schedule of Investments"
Item 1. Schedule of Investments.
Folio /Folio
PAGEBREAK
Invesco Van Kampen Trust for Investment Grade New York Municipals Quarterly Schedule of Portfolio Holdings July 31, 2010
invesco.com/us VK-CE-IGNYM-QTR-1 07/10 Invesco Advisers, Inc.
Folio /Folio
PAGEBREAK
Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited)
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| Municipal Bonds 166.0% | ||||
| New York 156.3% | ||||
| $ 1,000 | Albany, NY Indl Dev Agy Civic | |||
| Fac Rev Saint Peters Hosp | ||||
| Proj, Ser D | 5.750 % | 11/15/27 | $ 1,028,050 | |
| 1,000 | Amherst, NY Indl Dev Agy Civic | |||
| Fac Rev UBF Fac Student | ||||
| Hsg, Ser A (AMBAC Insd) | 5.750 | 08/01/25 | 1,014,310 | |
| 1,000 | Amherst, NY Indl Dev Agy Civic | |||
| Fac Rev UBF Fac Student | ||||
| Hsg, Ser B (AMBAC Insd) | 5.750 | 08/01/30 | 1,005,810 | |
| 6,700 | Brooklyn Arena Loc Dev Corp | |||
| NY Barclays Ctr Proj | * | 07/15/34 | 1,438,758 | |
| 825 | Brooklyn Arena Loc Dev Corp | |||
| NY Barclays Ctr Proj | 6.250 | 07/15/40 | 846,698 | |
| 825 | Brooklyn Arena Loc Dev Corp | |||
| NY Barclays Ctr Proj | 6.375 | 07/15/43 | 849,758 | |
| 950 | Dutchess Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Elant Fishkill | ||||
| Inc, Ser A | 5.250 | 01/01/37 | 715,720 | |
| 2,400 | East Rochester, NY Hsg Auth | |||
| Rev Sr Living Woodland Vlg | ||||
| Proj Rfdg | 5.500 | 08/01/33 | 2,079,648 | |
| 2,150 | Essex Cnty, NY Indl Dev Agy | |||
| Solid Waste Disp Rev Intl | ||||
| Paper Rfdg, Ser A (AMT) | 5.200 | 12/01/23 | 2,111,343 | |
| 2,000 | Hempstead Town, NY Indl Dev | |||
| Agy Civic Fac Rev Adelphi | ||||
| Univ Civic Fac | 5.500 | 06/01/32 | 2,029,460 | |
| 1,655 | Hempstead Town, NY Loc Dev | |||
| Corp Rev Molloy College Proj | 5.750 | 07/01/39 | 1,745,810 | |
| 2,000 | Islip, NY Res Recovery Agy Rev | |||
| 1985 Fac, Ser B (AMBAC | ||||
| Insd) (AMT) | 7.250 | 07/01/11 | 2,106,260 |
Folio 1 /Folio
PAGEBREAK
Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,975 | Long Island Pwr Auth NY Elec | |||
| Sys Rev Gen, Ser E | 5.000 % | 12/01/17 | $ 2,240,934 | |
| 1,860 | Long Island Pwr Auth NY Elec | |||
| Sys Rev, Ser A | 6.250 | 04/01/33 | 2,157,265 | |
| 1,620 | Madison Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Colgate Univ | ||||
| Proj, Ser A (AMBAC Insd) | 5.000 | 07/01/35 | 1,670,463 | |
| 750 | Madison Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Oneida Hlth Sys | ||||
| Inc Proj, Ser A | 5.500 | 02/01/32 | 688,935 | |
| 1,000 | Madison Cnty, NY Indl Dev Agy | |||
| Morrisville St College Fndtn, | ||||
| Ser A (CIFG Insd) | 5.000 | 06/01/28 | 996,430 | |
| 1,535 | Metropolitan Trans Auth NY | |||
| Dedicated Tax Fd, Ser B | 5.250 | 11/15/27 | 1,681,961 | |
| 4,000 | Metropolitan Trans Auth NY Rev | |||
| Rfdg, Ser A (AMBAC Insd) | 5.500 | 11/15/19 | 4,312,880 | |
| 10,000 | Metropolitan Trans Auth NY Rev, | |||
| Ser B (BHAC Insd) (a) | 5.000 | 11/15/31 | 10,516,000 | |
| 1,500 | Montgomery Cnty, NY Indl Dev | |||
| Agy Lease Rev HFM Boces, | ||||
| Ser A (Syncora Gtd) | 5.000 | 07/01/34 | 1,360,110 | |
| 2,935 | Nassau Cnty, NY Gen Impt, Ser | |||
| C (AGL Insd) | 5.000 | 10/01/27 | 3,238,861 | |
| 5,000 | Nassau Cnty, NY Indl Dev Agy | |||
| Continuing Care Retirement | ||||
| Amsterdam at Harborside, Ser | ||||
| A | 6.700 | 01/01/43 | 5,005,400 | |
| 3,500 | New York City Indl Dev Agy | |||
| Civic Fac Rev Polytechnic | ||||
| Univ Proj (ACA Insd) | 5.250 | 11/01/37 | 3,242,155 |
Folio 2 /Folio
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Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,735 | New York City Indl Dev Agy | |||
| Civic Fac Rev Staten Island | ||||
| Univ Hosp Proj, Ser B | 6.375 % | 07/01/31 | $ 1,749,019 | |
| 2,000 | New York City Indl Dev Agy Rev | |||
| Liberty 7 World Trade Ctr Proj, | ||||
| Ser B | 6.750 | 03/01/15 | 2,035,520 | |
| 1,940 | New York City Indl Dev Agy Rev | |||
| Liberty Iac/Interactive Corp. | 5.000 | 09/01/35 | 1,766,564 | |
| 2,000 | New York City Indl Dev Agy Rev | |||
| Queens Baseball Stadium | ||||
| Pilot (AGL Insd) | 6.500 | 01/01/46 | 2,226,520 | |
| 2,000 | New York City Indl Dev Agy Rev | |||
| Queens Baseball Stadium | ||||
| Pilot (AMBAC Insd) | 5.000 | 01/01/36 | 1,808,180 | |
| 2,445 | New York City Indl Dev Agy Spl | |||
| Fac Rev NY Stk Exchange | ||||
| Proj Rfdg, Ser A | 5.000 | 05/01/21 | 2,692,581 | |
| 500 | New York City Indl Dev Agy Spl | |||
| Fac Rev NY Stk Exchange | ||||
| Proj Rfdg, Ser A | 5.000 | 05/01/25 | 530,330 | |
| 1,500 | New York City Indl Dev Agy Spl | |||
| Fac Rev NY Stk Exchange | ||||
| Proj Rfdg, Ser A | 5.000 | 05/01/29 | 1,546,545 | |
| 3,710 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group | ||||
| Assn Proj (AMT) (b) | 5.500 | 01/01/19 | 3,924,883 | |
| 3,000 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group | ||||
| Assn Proj (AMT) (b) | 5.500 | 01/01/20 | 3,156,000 | |
| 4,000 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group | ||||
| Assn Proj (AMT) (b) | 5.500 | 01/01/21 | 4,174,680 |
Folio 3 /Folio
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Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,125 | New York City Indl Dev Civic Fac | |||
| Rev YMCA Gtr NY Proj | 5.800 % | 08/01/16 | $ 1,127,272 | |
| 1,500 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Rev, Ser FF-2 | 5.500 | 06/15/40 | 1,678,515 | |
| 10,000 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Sys Rev, Ser C (a) | 5.000 | 06/15/31 | 10,479,100 | |
| 12,000 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Sys Rev, Ser D (a) | 5.000 | 06/15/37 | 12,450,840 | |
| 4,700 | New York City, NY Sub, Ser I-1 | 5.250 | 04/01/32 | 5,130,144 |
| 3,300 | New York City, Ser F1 | 5.500 | 11/15/28 | 3,698,112 |
| 10,000 | New York City, Ser I-1 (a) | 5.000 | 02/01/26 | 10,777,000 |
| 10,000 | New York City, Subser L-1 (a) | 5.000 | 04/01/27 | 10,756,900 |
| 1,500 | New York City Tr Cultural Res | |||
| Rev Carnegie Hall, Ser A | 5.000 | 12/01/39 | 1,545,600 | |
| 10,890 | New York City Transitional | |||
| Cultural Res Rev Amern | ||||
| Museum Nat History Rfdg, Ser | ||||
| A (NATL Insd) (a) | 5.000 | 07/01/44 | 11,150,053 | |
| 2,950 | New York City Transitional Fin | |||
| Auth Bldg Aid Rev Fiscal 2009, | ||||
| Ser S-1 | 5.500 | 07/15/38 | 3,230,073 | |
| 1,350 | New York City Transitional Fin | |||
| Auth Bldg Aid Rev Fiscal 2009, | ||||
| Ser S-2 | 6.000 | 07/15/33 | 1,547,302 | |
| 4,500 | New York City Transitional Fin | |||
| Auth Bldg Aid Rev Fiscal 2009, | ||||
| Ser S-3 | 5.250 | 01/15/27 | 4,954,455 | |
| 1,000 | New York City Transitional Fin | |||
| Auth Bldg Aid Rev Fiscal 2009, | ||||
| Ser S-3 | 5.250 | 01/15/39 | 1,071,880 | |
| 2,230 | New York Liberty Dev Corp | |||
| Priority Bk American Rfdg | 6.375 | 07/15/49 | 2,337,151 |
Folio 4 /Folio
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Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,000 | New York St Dorm Auth Lease | |||
| Rev Master Boces Pgm, Ser A | ||||
| (AGM Insd) | 5.250 % | 08/15/17 | $ 1,039,770 | |
| 2,200 | New York St Dorm Auth Rev | |||
| Catholic Hlth L.I. Oblig Group | 5.000 | 07/01/27 | 2,220,152 | |
| 3,000 | New York St Dorm Auth Rev | |||
| City Univ Sys Cons, Ser A | 5.625 | 07/01/16 | 3,415,590 | |
| 1,925 | New York St Dorm Auth Rev | |||
| Cons City Univ Sys Second | ||||
| Gen, Ser A | 5.750 | 07/01/13 | 2,096,749 | |
| 1,670 | New York St Dorm Auth Rev | |||
| Dept Ed | 5.250 | 07/01/19 | 1,820,834 | |
| 1,500 | New York St Dorm Auth Rev | |||
| Dept Hlth, Ser A (CIFG Insd) | 5.000 | 07/01/25 | 1,578,315 | |
| 2,300 | New York St Dorm Auth Rev | |||
| Hosp (NATL Insd) | 5.000 | 08/01/33 | 2,334,546 | |
| 2,340 | New York St Dorm Auth Rev | |||
| Insd Brooklyn Law Sch, Ser B | ||||
| (Syncora Gtd) | 5.375 | 07/01/23 | 2,408,234 | |
| 1,720 | New York St Dorm Auth Rev | |||
| Insd John T Mather Mem Hosp | ||||
| Rfdg (Connie Lee Insd) | 6.500 | 07/01/11 | 1,772,236 | |
| 3,750 | New York St Dorm Auth Rev | |||
| Mem Sloan Kettering Cancer | ||||
| Center (NATL Insd) | 5.500 | 07/01/23 | 4,385,513 | |
| 6,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Court | ||||
| Fac Lease NYC Issue, Ser A | ||||
| (AMBAC Insd) | 5.500 | 05/15/30 | 6,667,140 | |
| 915 | New York St Dorm Auth Rev | |||
| Non St Supported Debt | ||||
| Fordham Univ, Ser B (AGL Insd) | 5.000 | 07/01/33 | 965,115 | |
| 2,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Insd | ||||
| Providence Rest (ACA Insd) | 5.000 | 07/01/35 | 1,334,020 |
Folio 5 /Folio
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Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 2,525 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Insd | ||||
| Providence Rest (ACA Insd) | 5.125 % | 07/01/30 | $ 1,825,398 | |
| 600 | New York St Dorm Auth Rev | |||
| Non St Supported Debt | ||||
| Insd-pratt Inst, Ser C (AGL Insd) | 5.125 | 07/01/39 | 628,626 | |
| 4,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt L.I. | ||||
| Jewish, Ser A | 5.000 | 11/01/26 | 4,079,720 | |
| 1,750 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Mount | ||||
| Sinai Sch Of Medicine | 5.125 | 07/01/39 | 1,768,025 | |
| 1,500 | New York St Dorm Auth Rev | |||
| Non St Supported Debt NYU | ||||
| Hosp Ctr, Ser A | 5.000 | 07/01/36 | 1,463,745 | |
| 2,870 | New York St Dorm Auth Rev | |||
| Non St Supported Debt NY | ||||
| Univ, Ser C | 5.000 | 07/01/38 | 3,005,493 | |
| 1,250 | New York St Dorm Auth Rev | |||
| Non St Supported Debt | ||||
| North Shore LI Jewish, Ser A | 5.500 | 05/01/37 | 1,296,450 | |
| 1,000 | NewYork St Dorm Auth Rev | |||
| Non St Supported Debt | ||||
| Orange Regl Med Ctr | 6.125 | 12/01/29 | 1,011,930 | |
| 3,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt | ||||
| Orange Regl Med Ctr | 6.500 | 12/01/21 | 3,143,010 | |
| 2,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Sch | ||||
| Dist Bd Fin Pgm, Ser D (AGL Insd) | 5.750 | 10/01/24 | 2,279,880 | |
| 1,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt St | ||||
| Josephs College (c) | 5.250 | 07/01/35 | 1,015,410 |
Folio 6 /Folio
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Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 2,000 | New York St Dorm Auth Rev NY Univ | |||
| Insd, Ser 1 (AMBAC Insd) | 5.500 % | 07/01/31 | $ 2,396,980 | |
| 830 | New York St Dorm Auth Rev | |||
| Secondarily Insd NY Univ, Ser | ||||
| 1 (BHAC Insd) | 5.500 | 07/01/31 | 964,211 | |
| 2,205 | New York St Dorm Auth Rev St | |||
| Supported Debt Lease St Univ | ||||
| Dorm Fac, Ser A | 5.000 | 07/01/25 | 2,377,387 | |
| 2,000 | New York St Dorm Auth Rev St | |||
| Supported Debt Mental Hlth | ||||
| Svc Fac Impt, Ser A (AGM | ||||
| Insd) | 5.000 | 02/15/27 | 2,139,020 | |
| 2,000 | New York St Dorm Auth Rev St | |||
| Supported Debt Mental Hlth | ||||
| Svc, Ser C (AGM Insd) (AMT) | 5.250 | 02/15/28 | 2,024,800 | |
| 3,600 | New York St Dorm Auth Rev St | |||
| Univ Ed Fac, Ser A (NATL | ||||
| Insd) | 5.250 | 05/15/15 | 4,050,036 | |
| 5,010 | New York St Dorm Auth Rev St | |||
| Univ Ed Fac, Ser B | 5.250 | 05/15/19 | 5,562,954 | |
| 2,150 | New York St Dorm Auth St Pers | |||
| Income Tax Rev Ed, Ser B | 5.750 | 03/15/36 | 2,452,376 | |
| 300 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr | ||||
| Revolving Fd, Ser A (POL | ||||
| CTL-SRF Insd) (d) | 5.750 | 06/15/12 | 330,930 |
Folio 7 /Folio
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Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 500 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr, | ||||
| Ser 02 (POL CTL-SRF | ||||
| Insd) (d) | 5.750 % | 06/15/12 | $ 551,450 | |
| 95 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr, | ||||
| Ser 02 (POL CTL-SRF Insd) | 5.750 | 06/15/12 | 104,322 | |
| 1,505 | New York St Environmental Fac | |||
| Corp Rev, Ser C | 5.000 | 10/15/39 | 1,616,235 | |
| 1,000 | New York St Environmental Fac | |||
| Corp St Clean Wtr & Drinking | ||||
| Revolving Fd Muni Wtr Proj, | ||||
| Ser B | 5.250 | 06/15/20 | 1,078,480 | |
| 2,100 | New York St Environmental Fac | |||
| Corp St Clean Wtr & Drinking, | ||||
| Ser A (a) | 5.125 | 06/15/38 | 2,239,377 | |
| 810 | New York St Mtg Agy Rev | |||
| Homeowner Mtg, Ser 71 | ||||
| (AMT) | 5.400 | 04/01/29 | 810,324 | |
| 1,555 | New York St Mtg Agy Rev | |||
| Homeowner Mtg, Ser 145 | ||||
| (AMT) | 5.050 | 10/01/29 | 1,575,977 | |
| 2,500 | New York St Twy Auth Gen Rev, | |||
| Ser H (NATL Insd) | 5.000 | 01/01/29 | 2,623,025 | |
| 2,000 | New York St Twy Auth Second | |||
| Gen Hwy & Brdg Tr Fd, Ser B | 5.000 | 04/01/27 | 2,168,560 | |
| 1,250 | New York St Urban Dev Corp | |||
| Rev Correctional Fac Rfdg | 5.500 | 01/01/13 | 1,307,563 | |
| 4,650 | New York St Urban Dev Corp | |||
| Rev Correctional Fac Rfdg, | ||||
| Ser A | 5.500 | 01/01/14 | 4,933,092 | |
| 2,000 | New York St Urban Dev Corp | |||
| Rev Svc Contract, Ser B | 5.250 | 01/01/25 | 2,171,740 |
Folio 8 /Folio
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Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 3,570 | Niagara Falls, NY Frontier Auth | |||
| Trans Arpt Rev Buffalo | ||||
| Niagara Intl Arpt, Ser A (NATL | ||||
| Insd) (AMT) | 5.625 % | 04/01/29 | $ 3,577,925 | |
| 1,060 | Niagara Falls, NY Wtr Treatment | |||
| Plant (NATL Insd) (AMT) | 7.250 | 11/01/10 | 1,078,529 | |
| 1,520 | Oneida Cnty, NY Indl Dev Agy | |||
| Civic Fac Saint Elizabeth Med, | ||||
| Ser B | 6.000 | 12/01/19 | 1,530,853 | |
| 1,950 | Onondaga, NY Civic Dev Corp | |||
| Rev Le Moyne College Proj | 5.375 | 07/01/40 | 1,965,561 | |
| 35,000 | Port Auth NY & NJ Cons | |||
| 144th (a) | 5.000 | 10/01/35 | 36,875,650 | |
| 10,000 | Port Auth NY & NJ Cons | |||
| 152nd (a) | 5.000 | 10/01/25 | 10,386,600 | |
| 2,000 | Port Auth NY & NJ Spl Oblig | |||
| Rev Spl Proj JFK Intl Arpt | ||||
| Term 6 (NATL Insd) (AMT) | 5.750 | 12/01/22 | 2,002,180 | |
| 2,500 | Port Auth NY & NJ Spl Oblig | |||
| Rev Spl Proj JFK Intl Arpt | ||||
| Term 6 (NATL Insd) (AMT) | 5.750 | 12/01/25 | 2,503,650 | |
| 1,000 | Rockland Cnty, NY Solid Waste | |||
| Mgmt Auth, Ser B (AMBAC | ||||
| Insd) (AMT) | 5.125 | 12/15/28 | 1,001,630 | |
| 1,000 | Saratoga Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Saratoga Hosp | ||||
| Proj, Ser B | 5.125 | 12/01/27 | 995,950 | |
| 1,500 | Seneca Cnty, NY Indl Dev Agy | |||
| Solid Waste Disp Rev Seneca | ||||
| Meadows Inc Proj | ||||
| (GTY AGMT) (AMT) (b)(e) | 6.625 | 10/01/35 | 1,511,430 |
Folio 9 /Folio
PAGEBREAK
Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,250 | Sodus, NY Ctr Sch Dist Rfdg | |||
| (NATL Insd) | 5.125 % | 06/15/17 | $ 1,342,063 | |
| 2,085 | Suffolk Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Eastrn Long | ||||
| Island Hosp Assn (e) | 5.375 | 01/01/27 | 1,672,128 | |
| 750 | Tompkins Cnty, NY Indl Dev Agy | |||
| Rev Civic Fac Cornell Univ, | ||||
| Ser A | 5.000 | 07/01/37 | 801,068 | |
| 15 | Triborough Brdg & Tunl Auth NY | |||
| Rev Gen Purp, Ser A | 5.000 | 01/01/32 | 15,500 | |
| 2,000 | Troy, NY Cap Resource Corp | |||
| Rev Rensselaer Polytechnic, | ||||
| Ser A | 5.000 | 09/01/30 | 2,062,280 | |
| 2,340 | Tsasc, Inc NY, Ser 1 | 5.000 | 06/01/34 | 1,984,858 |
| 8,000 | Tsasc, Inc NY, Ser 1 | 5.125 | 06/01/42 | 6,455,520 |
| 1,000 | United Nations Dev Corp NY | |||
| Rev Rfdg, Ser A | 5.000 | 07/01/25 | 1,085,300 | |
| 1,360 | Warren & Washington Cnty, NY | |||
| Indl Dev Agy Civic Fac Rev | ||||
| Glens Falls Hosp Proj, Ser A | ||||
| (AGM Insd) | 5.000 | 12/01/35 | 1,369,044 | |
| 5,000 | Westchester Cnty, NY Indl Dev | |||
| Agy Continuing Care | ||||
| Retirement Mtg Kendal on | ||||
| Hudson Proj, Ser A | ||||
| (Prerefunded @ 1/01/13) | 6.500 | 01/01/34 | 5,683,450 | |
| 5,500 | Westchester Tob Asset Sec | |||
| Corp NY | 5.125 | 06/01/45 | 4,183,135 | |
| 348,747,282 | ||||
| Guam 0.9% | ||||
| 750 | Guam Govt Ltd Oblig Rev Sect | |||
| 30, Ser A | 5.625 | 12/01/29 | 773,002 |
Folio 10 /Folio
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Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| Guam (continued) | ||||
| $ 500 | Guam Govt Ltd Oblig Rev Sect | |||
| 30, Ser A | 5.750 % | 12/01/34 | $ 515,060 | |
| 820 | Guam Pwr Auth Rev, Ser A | 5.500 | 10/01/40 | 813,604 |
| 2,101,666 | ||||
| Puerto Rico 5.9% | ||||
| 1,225 | Puerto Rico Comwlth | |||
| Infrastructure Fin Auth Spl Tax | ||||
| Rev Rfdg, Ser C (AMBAC | ||||
| Insd) | 5.500 | 07/01/27 | 1,297,924 | |
| 1,000 | Puerto Rico Elec Pwr Auth Pwr | |||
| Rev, Ser TT | 5.000 | 07/01/37 | 983,250 | |
| 1,000 | Puerto Rico Elec Pwr Auth Rev, | |||
| Ser WW | 5.000 | 07/01/28 | 1,010,050 | |
| 1,500 | Puerto Rico Elec Pwr Auth Rev, | |||
| Ser WW | 5.250 | 07/01/33 | 1,515,900 | |
| 1,000 | Puerto Rico Elec Pwr Auth Rev, | |||
| Ser WW | 5.500 | 07/01/21 | 1,092,410 | |
| 75 | Puerto Rico Pub Bldgs Auth Rev | |||
| Govt Fac, Ser I (Comwth Gtd) | ||||
| (Prerefunded @ 7/01/14) | 5.250 | 07/01/33 | 86,767 | |
| 2,500 | Puerto Rico Sales Tax Fin Corp | |||
| Sales Tax Rev First Sub, Ser | ||||
| A (Prerefunded @ 8/01/11) (b) | 5.000 | 08/01/39 | 2,619,500 | |
| 945 | Puerto Rico Sales Tax Fin Corp | |||
| Sales Tax Rev First Sub, Ser | ||||
| A | 5.375 | 08/01/39 | 959,043 | |
| 1,500 | Puerto Rico Sales Tax Fin Corp | |||
| Sales Tax Rev First Sub, Ser A | 6.375 | 08/01/39 | 1,660,665 | |
| 2,000 | Puerto Rico Sales Tax Fin Corp | |||
| Sales Tax Rev First Sub, Ser C | 5.250 | 08/01/41 | 2,010,040 | |
| 13,235,549 |
Folio 11 /Folio
PAGEBREAK
Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Par | ||||||
|---|---|---|---|---|---|---|
| Amount | ||||||
| (000) | Description | Coupon | Maturity | Value | ||
| U.S. Virgin Islands 2.9% | ||||||
| $ 1,500 | Virgin Islands Pub Fin Auth Rev | |||||
| Gross Rcpt Taxes Ln Nt, Ser | ||||||
| A | 6.375 % | 10/01/19 | $ 1,521,120 | |||
| 3,000 | Virgin Islands Pub Fin Auth Rev | |||||
| Gross Rcpt Taxes Ln Nt, Ser A | ||||||
| (ACA Insd) (Prerefunded @ | ||||||
| 10/01/10) | 6.125 | 10/01/29 | 3,059,640 | |||
| 1,600 | Virgin Islands Pub Fin Auth Rev | |||||
| Matching Fd Ln Diago, Ser A | 6.625 | 10/01/29 | 1,803,024 | |||
| 6,383,784 | ||||||
| Total Long-Term Investments 166.0% (Cost $358,808,840) | 370,468,281 | |||||
| Total Short-Term Investments 1.3% (Cost $2,900,000) | 2,900,000 | |||||
| Total Investments 167.3% (Cost $361,708,840) | 373,368,281 | |||||
| Liability for Floating Rate Note Obligations Related to | ||||||
| Securities Held (29.7%) (Cost $66,235,000) | ||||||
| (66,235 | ) | Notes with interest rates ranging from 0.27% | ||||
| to 0.37% at July 31, 2010 and | ||||||
| contractual maturities of collateral ranging | ||||||
| from 2025 to 2044 (f) | (66,235,000 | ) | ||||
| Total Net Investments 137.6% (Cost $295,473,840) | 307,133,281 | |||||
| Other Assets in Excess of Liabilities 1.4% | 3,058,783 | |||||
| Preferred Shares (including accrued | ||||||
| distributions) (39.0%) | (87,007,111 | ) | ||||
| Net Assets Applicable to Common Shares 100.0% | $ 223,184,953 |
Folio 12 /Folio
PAGEBREAK
Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Percentages are calculated as a percentage of net assets applicable to common shares. | |
|---|---|
| * | Zero coupon bond |
| (a) | Underlying security related to Inverse Floaters entered into by the Trust. |
| (b) | Variable Rate Coupon |
| (c) | Security purchased on a when-issued or delayed delivery basis. |
| (d) | Escrowed to Maturity |
| (e) | 144A-Private Placement security which is exempt from registration under Rule 144A of the |
| Securities Act of 1933, as amended. This security may only be resold in transactions | |
| exempt from registration which are normally those transactions with qualified institutional | |
| buyers. | |
| (f) | Floating rate notes. The interest rates shown reflect the rates in effect at |
| July 31,2010 |
ACA American Capital Access
AGL Assured Guaranty Ltd.
AGM Assured Guaranty Municipal Corp.
AMBAC AMBAC Indemnity Corp.
AMT Alternative Minimum Tax
BHAC Berkshire Hathaway Assurance Corp.
CIFG CDC IXIS Financial Guaranty
Comwth Commonwealth of Puerto Rico
Connie Lee Connie Lee Insurance Co.
FGIC Financial Guaranty Insurance Co.
GTY AGMT Guarantee Agreement
NATL National Public Finance Guarantee Corp.
POL CTL-SRF State Water Pollution Control Revolving Fund
Syncora Gtd Syncora Guaranteed Limited
Security Valuation Securities, including restricted securities, are valued according to the following policy.
Securities are fair valued using an evaluated quote provided by an independent pricing service approved by the Board of Trustees. Evaluated quotes provided by the pricing service may be determined without exclusive reliance on quoted prices and may reflect appropriate factors such as institution-size trading in similar groups of securities, yield, quality, coupon rate, maturity, type of issue, individual trading characteristics and other market data. Short-term obligations, including commercial paper, having 60 days or less to maturity are recorded at amortized cost which approximates value. Securities with a demand feature exercisable within one to seven days are valued at par. Debt securities are subject to interest rate and credit risks. In addition, all debt securities involve some risk of default with respect to interest and principal payments.
Securities for which market quotations either are not readily available or are unreliable are valued at fair value as determined in good faith by or under the supervision of the Trusts officers following procedures approved by the Board of Trustees. Some of the factors which may be considered in determining fair value are fundamental analytical data relating to the investment; the nature and duration of any restrictions on transferability or disposition; trading in similar securities by the same issuer or comparable companies; relevant political, economic or issuer specific news; and other relevant factors under the circumstances.
Valuations change in response to many factors including the historical and prospective earnings of the issuer, the value of the issuers assets, general economic conditions, interest rates, investor perceptions and market liquidity. Because of the inherent uncertainties of valuation, the values reflected in the financial statements may materially differ from the value received upon actual sale of those investments.
Fair Value Measurements Generally Accepted Accounting Principles (GAAP) defines fair value as the price that the Trust would receive to sell an investment or pay to transfer a liability in an orderly transaction with an independent buyer in the principal market, or in the absence of a principal market the most advantageous market for the investment or liability. GAAP establishes a three-tier hierarchy to distinguish between (1) inputs that reflect the assumptions market participants would use in pricing an asset or liability developed based on market data obtained from sources independent of the reporting entity (observable inputs) and (2) inputs that reflect the reporting entitys own assumptions about the assumptions market participants would use in pricing an asset or liability developed based on the best information available in the circumstances (unobservable inputs) and to establish classification of fair value measurements for disclosure purposes. Various inputs are used in determining the value of the Trusts investments. The inputs are summarized in the three broad levels listed below.
| Level 1 | Prices are based on quoted prices in active markets for identical investments |
|---|---|
| Level 2 | Prices are based on other significant observable inputs which may include quoted prices |
| for similar investments, interest rates, prepayment speeds, credit risk, etc. | |
| Level 3 | Prices are based on significant unobservable inputs including the Trusts own |
| assumptions in determining the fair value of investments. Factors considered in making this | |
| determination may include, but are not limited to, information obtained by contacting the | |
| issuer, analysts, or the appropriate stock exchange (for exchange-traded securities), analysis | |
| of the issuers financial statements or other available documents and, if necessary, available | |
| information concerning other securities in similar circumstances. |
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used as of July 31, 2010 in valuing the Trusts investments carried at value.
Folio 13 /Folio
PAGEBREAK
Invesco Van Kampen Trust for Investment Grade New York Municipals Schedule of Investments n July 31, 2010 (Unaudited) continued
| Level 1 — Quoted | Level 2 — Other Significant | Level 3 — Significant | ||
|---|---|---|---|---|
| Prices | Observable Inputs | Unobservable Inputs | Total | |
| Municipal Bonds | $ -0- | $ 373,368,281 | $ -0- | $ 373,368,281 |
Investment Securities Cost of investments on a tax basis includes the adjustments for financial reporting purposes as of the most recently completed Federal income tax reporting period-end.
Unrealized Appreciation (Depreciation) of Investment Securities on a Tax Basis
| Aggregate unrealized appreciation of investment securities | $ | |
|---|---|---|
| Aggregate unrealized (depreciation) of investment securities | (4,621,483 | ) |
| Net unrealized appreciation of investment securities | $ 10,775,568 |
Cost of investments for tax purposes is $296,359,634.
Folio 14 /Folio
PAGEBREAK
TOC /TOC link2 "Item 2. Controls and Procedures"
Item 2. Controls and Procedures.
| (a) | As of September 16, 2010, an evaluation was performed under the supervision and with
the participation of the officers of the Registrant, including the Principal Executive
Officer (PEO) and Principal Financial Officer (PFO), to assess the effectiveness of
the Registrants disclosure controls and procedures, as that term is defined in Rule
30a-3(c) under the Investment Company Act of 1940 (Act), as amended. Based on that
evaluation, the Registrants officers, including the PEO and PFO, concluded that, as of ,
September 16, 2010, the Registrants disclosure controls and procedures were reasonably
designed so as to ensure: (1) that information required to be disclosed by the Registrant
on Form N-Q is recorded, processed, summarized and reported within the time periods
specified by the rules and forms of the Securities and Exchange Commission; and (2) that
material information relating to the Registrant is made known to the PEO and PFO as
appropriate to allow timely decisions regarding required disclosure. |
| --- | --- |
| (b) | There have been no changes in the Registrants internal control over financial
reporting (as defined in Rule 30a-3(d) under the Act) that occurred during the
Registrants last fiscal quarter that have materially affected, or are reasonably likely
to materially affect, the Registrants internal control over financial reporting. |
link2 "Item 3. Exhibits"
Item 3. Exhibits.
Certifications of PEO and PFO as required by Rule 30a-2(a) under the Investment Company Act of 1940.
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PAGEBREAK
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: Invesco Van Kampen Trust for Investment Grade New York Municipals
| By: |
|---|
| Colin Meadows |
| Principal Executive Officer |
Date: September 29, 2010
Pursuant to the requirements of the Securities and Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
| By: |
|---|
| Colin Meadows |
| Principal Executive Officer |
Date: September 29, 2010
| By: |
|---|
| Sheri Morris |
| Principal Financial Officer |
Date: September 29, 2010
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PAGEBREAK
link1 "EXHIBIT INDEX"
EXHIBIT INDEX
Certifications of Principal Executive Officer (PEO) and Principal Financial Officer (PFO) as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended.
Folio /Folio
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