Regulatory Filings • Mar 27, 2009
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Download Source FileN-Q 1 c49466nvq.htm N-Q N-Q PAGEBREAK
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-6537
Van Kampen Trust For Investment Grade New York Municipals
(Exact name of registrant as specified in charter)
522 Fifth Avenue, New York, New York 10036
(Address of principal executive offices) (Zip code)
Edward C. Wood III 522 Fifth Avenue, New York, New York 10036
(Name and address of agent for service)
Registrants telephone number, including area code: 212-762-4000
Date of fiscal year end: 10/31
Date of reporting period: 1/31/09
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Item 1. Schedule of Investments.
The Trusts schedule of investments as of the close of the reporting period prepared pursuant to Rule 12-12 of Regulation S-X is as follows:
Van Kampen Trust for Investment Grade New York Municipals Portfolio of Investments January 31, 2009 (Unaudited)
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| Municipal Bonds 193.8% | ||||
| New York 184.9% | ||||
| $ 1,750 | Albany, NY Indl Dev Agy Civic Fac | |||
| Rev Saint Peters Hosp Proj, Ser | ||||
| A | 5.250 % | 11/15/32 | $ 1,222,252 | |
| 1,000 | Albany, NY Indl Dev Agy Civic Fac | |||
| Rev Saint Peters Hosp Proj, Ser | ||||
| D | 5.750 | 11/15/27 | 807,420 | |
| 1,000 | Amherst, NY Indl Dev Agy Civic | |||
| Fac Rev UBF Fac Student Hsg, | ||||
| Ser A (AMBAC Insd) | 5.750 | 08/01/25 | 1,009,130 | |
| 1,000 | Amherst, NY Indl Dev Agy Civic | |||
| Fac Rev UBF Fac Student Hsg, | ||||
| Ser B (AMBAC Insd) | 5.750 | 08/01/30 | 997,550 | |
| 1,000 | Broome Cnty, NY Indl Dev Agy | |||
| Continuing Care Retirement | ||||
| Good Shepard Vlg, Ser A | 6.750 | 07/01/28 | 736,190 | |
| 1,300 | Broome Cnty, NY Indl Dev Agy | |||
| Continuing Care Retirement | ||||
| Good Shepard Vlg, Ser A | 6.875 | 07/01/40 | 869,882 | |
| 990 | Dutchess Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Elant Fishkill Inc, | ||||
| Ser A | 5.250 | 01/01/37 | 537,709 | |
| 2,400 | East Rochester, NY Hsg Auth | |||
| Rev Sr Living Woodland Vlg | ||||
| Proj Rfdg | 5.500 | 08/01/33 | 1,435,464 | |
| 1,250 | Erie Cnty, NY Indl Dev Agy Sch | |||
| Fac Rev City of Buffalo Proj | ||||
| (FSA Insd) | 5.750 | 05/01/23 | 1,318,350 | |
| 1,000 | Erie Cnty, NY Pub Impt, Ser C | |||
| (AMBAC Insd) (Prerefunded @ | ||||
| 7/01/10) | 5.500 | 07/01/29 | 1,078,990 | |
| 1,000 | Essex Cnty, NY Indl Dev Agy Rev | |||
| Intl Paper Rfdg, Ser A (AMT) | 5.200 | 12/01/23 | 638,490 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 10,000 | Haverstraw Stony Point NY Cent | |||
| Sch Dist (FSA Insd) | 4.500 % | 10/15/34 | $ 8,624,400 | |
| 1,500 | Hempstead Town, NY Indl Dev | |||
| Agy Civic Fac Rev Adelphi Univ | ||||
| Civic Fac | 5.000 | 10/01/30 | 1,382,430 | |
| 2,000 | Islip, NY Res Recovery Agy Rev | |||
| 1985 Fac, Ser B (AMBAC Insd) | ||||
| (AMT) | 7.250 | 07/01/11 | 2,147,680 | |
| 3,000 | Liberty, NY Dev Corp Rev | |||
| Goldman Sachs Headquarters | 5.250 | 10/01/35 | 2,435,520 | |
| 1,935 | Madison Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Colgate Univ | ||||
| Proj, Ser A (AMBAC Insd) | 5.000 | 07/01/35 | 1,816,307 | |
| 750 | Madison Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Oneida Hlth Sys | ||||
| Inc Proj, Ser A | 5.500 | 02/01/32 | 552,022 | |
| 1,000 | Madison Cnty, NY Indl Dev Agy | |||
| Morrisville St College Fndtn, Ser | ||||
| A (CIFG Insd) | 5.000 | 06/01/28 | 781,320 | |
| 4,000 | Metropolitan Trans Auth NY Rev | |||
| Rfdg, Ser A (AMBAC Insd) | 5.500 | 11/15/19 | 4,249,840 | |
| 10,000 | Metropolitan Trans Auth NY Rev, | |||
| Ser B (BHAC Insd) (a) | 5.000 | 11/15/31 | 9,945,650 | |
| 4,000 | Metropolitan Trans Auth NY Svc | |||
| Contract Rfdg, Ser A | 5.125 | 01/01/29 | 3,824,280 | |
| 1,500 | Montgomery Cnty, NY Indl Dev | |||
| Agy Lease Rev HFM Boces, Ser | ||||
| A (Syncora Gtd) | 5.000 | 07/01/34 | 1,100,280 | |
| 8,000 | Nassau Cnty, NY Indl Dev Agy | |||
| Continuing Care Retirement | ||||
| Amsterdam at Harborside, Ser | ||||
| A | 6.700 | 01/01/43 | 5,548,400 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 10,000 | New York City Indl Dev Agy Civic | |||
| Fac Rev Polytechnic Univ Proj | ||||
| (ACA Insd) | 5.250 % | 11/01/37 | $ 7,122,200 | |
| 3,750 | New York City Indl Dev Agy Rev | |||
| Liberty 7 World Trade Ctr Proj, | ||||
| Ser B | 6.750 | 03/01/15 | 3,221,362 | |
| 3,375 | New York City Indl Dev Agy Rev | |||
| Liberty Iac/Interactive Corp. | 5.000 | 09/01/35 | 2,043,022 | |
| 2,000 | New York City Indl Dev Agy Rev | |||
| Queens Baseball Stadium Pilot | ||||
| (AGL Insd) (b) | 6.500 | 01/01/46 | 2,036,420 | |
| 3,710 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group Assn | ||||
| Proj (AMT) | 5.500 | 01/01/19 | 3,460,911 | |
| 3,000 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group Assn | ||||
| Proj (AMT) | 5.500 | 01/01/20 | 2,744,790 | |
| 5,750 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group Assn | ||||
| Proj (AMT) | 5.500 | 01/01/21 | 5,139,293 | |
| 1,450 | New York City Indl Dev Civic Fac | |||
| Rev YMCA Gtr NY Proj | 5.800 | 08/01/16 | 1,453,233 | |
| 2,000 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Sys Rev, Ser B (FSA Insd) | 5.000 | 06/15/29 | 1,984,740 | |
| 2,250 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Sys Rev, Ser C | 5.000 | 06/15/31 | 2,179,192 | |
| 10,000 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Sys Rev, Ser C (a) | 5.000 | 06/15/31 | 9,685,500 | |
| 12,000 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Sys Rev, Ser D (a) | 5.000 | 06/15/37 | 11,474,280 | |
| 2,650 | New York City Muni Wtr Fin, Ser | |||
| B | 6.000 | 06/15/33 | 2,822,700 | |
| 3,300 | New York City, Ser F1 | 5.500 | 11/15/28 | 3,352,140 |
| 2,000 | New York City, Ser G | 5.000 | 12/01/25 | 1,973,440 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,400 | New York City, Ser G | 5.000 % | 12/01/26 | $ 1,372,392 |
| 10 | New York City, Ser K | |||
| (Prerefunded @ 8/01/09) | 5.625 | 08/01/13 | 10,362 | |
| 10,000 | New York City, Subser I-1 (a) | 5.000 | 02/01/26 | 9,809,350 |
| 10,000 | New York City, Subser L-1 (a) | 5.000 | 04/01/27 | 9,731,750 |
| 6,250 | New York City Transitional | |||
| Cultural Res Rev Amern | ||||
| Museum Nat History Rfdg, Ser | ||||
| A (MBIA Insd) | 5.000 | 07/01/44 | 5,866,250 | |
| 1,000 | New York City Transitional Fin | |||
| Auth Bldg Aid Rev Fiscal 2009, | ||||
| Ser S-3 | 5.250 | 01/15/39 | 959,220 | |
| 1,000 | New York St Dorm Auth Lease | |||
| Rev Master Boces Pgm, Ser A (FSA Insd) | 5.250 | 08/15/17 | 1,071,880 | |
| 5,200 | New York St Dorm Auth Rev | |||
| Catholic Hlth L.I. Oblig Group | 5.000 | 07/01/27 | 3,970,564 | |
| 2,750 | New York St Dorm Auth Rev | |||
| Catholic Hlth L.I. Oblig Group | 5.100 | 07/01/34 | 1,947,247 | |
| 3,500 | New York St Dorm Auth Rev City | |||
| Univ Cons Third, Ser 1 (FGIC | ||||
| Insd) | 5.250 | 07/01/25 | 3,508,365 | |
| 3,125 | New York St Dorm Auth Rev City | |||
| Univ Sys Cons, Ser A | 5.625 | 07/01/16 | 3,548,094 | |
| 2,500 | New York St Dorm Auth Rev Cons | |||
| City Univ Sys Second Gen, Ser | ||||
| A | 5.750 | 07/01/13 | 2,678,250 | |
| 1,670 | New York St Dorm Auth Rev Dept | |||
| Ed | 5.250 | 07/01/19 | 1,814,372 | |
| 2,500 | New York St Dorm Auth Rev Dept | |||
| Hlth, Ser A (CIFG Insd) | 5.000 | 07/01/25 | 2,397,150 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 2,200 | New York St Dorm Auth Rev | |||
| Grace Manor Hlthcare Fac | ||||
| (SONYMA Insd) | 6.150 % | 07/01/18 | $ 2,202,926 | |
| 3,800 | New York St Dorm Auth Rev Hosp | |||
| (MBIA Insd) | 5.000 | 08/01/33 | 3,298,818 | |
| 2,340 | New York St Dorm Auth Rev Insd | |||
| Brooklyn Law Sch, Ser B | ||||
| (Syncora Gtd) | 5.375 | 07/01/23 | 2,342,621 | |
| 1,000 | New York St Dorm Auth Rev Insd | |||
| John T Mather Mem Hosp Rfdg | ||||
| (Connie Lee Insd) | 6.500 | 07/01/10 | 1,043,630 | |
| 1,720 | New York St Dorm Auth Rev Insd | |||
| John T Mather Mem Hosp Rfdg | ||||
| (Connie Lee Insd) | 6.500 | 07/01/11 | 1,826,520 | |
| 3,750 | New York St Dorm Auth Rev Mem | |||
| Sloan Kettering Cancer Center, | ||||
| (MBIA Insd) | 5.500 | 07/01/23 | 4,086,150 | |
| 2,100 | New York St Dorm Auth Rev Non St | |||
| Supported Debt Columbia | ||||
| Univ | 5.000 | 07/01/38 | 2,112,453 | |
| 2,000 | New York St Dorm Auth Rev Non | |||
| St Supported Debt Insd | ||||
| Providence Rest (ACA Insd) | 5.000 | 07/01/35 | 1,037,360 | |
| 2,525 | New York St Dorm Auth Rev Non | |||
| St Supported Debt Insd | ||||
| Providence Rest (ACA Insd) | 5.125 | 07/01/30 | 1,479,170 | |
| 4,000 | New York St Dorm Auth Rev Non | |||
| St Supported Debt L.I. Jewish, | ||||
| Ser A | 5.000 | 11/01/26 | 3,540,400 | |
| 4,000 | New York St Dorm Auth Rev Non | |||
| St Supported Debt L.I. Jewish, | ||||
| Ser A | 5.000 | 11/01/34 | 3,235,160 | |
| 1,455 | New York St Dorm Auth Rev Non | |||
| St Supported Debt Mental Hlth | ||||
| Svc, Ser B (MBIA Insd) | 5.250 | 08/15/31 | 1,414,507 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 5,000 | New York St Dorm Auth Rev Non | |||
| St Supported Debt NYU Hosp | ||||
| Ctr, Ser A | 5.000 % | 07/01/36 | $ 2,768,550 | |
| 2,870 | New York St Dorm Auth Rev Non St | |||
| Supported Debt NY Univ Ser C | 5.000 | 07/01/38 | 2,734,077 | |
| 3,000 | New York St Dorm Auth Rev Non | |||
| St Supported Debt Orange Reg | ||||
| Med Ctr | 6.500 | 12/01/21 | 2,524,800 | |
| 2,000 | New York St Dorm Auth Rev Non St | |||
| Supported Debt Sch Dist Fin | ||||
| Prog, Ser B (FSA Insd) | 5.000 | 04/01/36 | 1,911,200 | |
| 2,000 | New York St Dorm Auth Rev Non St | |||
| Supported Debt Sch Dist Fin | ||||
| Prog, Ser D | 5.750 | 10/01/24 | 2,139,080 | |
| 3,000 | New York St Dorm Auth Rev Sec | |||
| Hosp North Gen Hosp Rfdg | 5.750 | 02/15/18 | 3,198,240 | |
| 2,205 | New York St Dorm Auth Rev St | |||
| Supported Debt Lease St | ||||
| Univ Dorm Fac, Ser A | 5.000 | 07/01/25 | 2,222,221 | |
| 3,000 | New York St Dorm Auth Rev St | |||
| Supported Debt Mental Hlth Svc | ||||
| Fac Impt, Ser A (FSA Insd) | 5.000 | 02/15/27 | 2,964,810 | |
| 2,000 | New York St Dorm Auth Rev St | |||
| Supported Debt Mental Hlth | ||||
| Svc, Ser C (FSA Insd) (AMT) | 5.250 | 02/15/28 | 1,746,860 | |
| 1,000 | New York St Dorm Auth Rev St | |||
| Univ Ed Fac 1989 Res (MBIA | ||||
| Insd) (Prerefunded @ 5/15/10) | 6.000 | 05/15/15 | 1,079,930 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 3,600 | New York St Dorm Auth Rev St | |||
| Univ Ed Fac, Ser A (MBIA | ||||
| Insd) | 5.250 % | 05/15/15 | $ 4,181,544 | |
| 5,010 | New York St Dorm Auth Rev St | |||
| Univ Ed Fac, Ser B | 5.250 | 05/15/19 | 5,648,324 | |
| 300 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr | ||||
| Revolving Fd, Ser A (POL | ||||
| CTL-SRF Insd) (c) | 5.750 | 06/15/12 | 345,441 | |
| 500 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr, Ser | ||||
| 02 (POL CTL-SRF Insd) (c) | 5.750 | 06/15/12 | 575,735 | |
| 95 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr, Ser | ||||
| 02 (POL CTL-SRF Insd) | 5.750 | 06/15/12 | 107,345 | |
| 1,000 | New York St Environmental Fac | |||
| Corp St Clean Wtr & Drinking | ||||
| Revolving Fd Muni Wtr Proj, Ser | ||||
| B | 5.250 | 06/15/20 | 1,055,370 | |
| 2,500 | New York St Hsg Fin Agy Rev | |||
| Affordable Hsg, Ser B (AMT) | 5.300 | 11/01/37 | 2,233,225 | |
| 875 | New York St Mtg Agy Rev | |||
| Homeowner Mtg, Ser 71 (AMT) | 5.400 | 04/01/29 | 808,211 | |
| 7,280 | New York St Mtg Agy Rev | |||
| Homeowner Mtg, Ser 79 (AMT) | 5.300 | 04/01/29 | 6,640,234 | |
| 670 | New York St Mtg Agy Rev | |||
| Homeowner Mtg, Ser 101 | ||||
| (AMT) | 5.400 | 04/01/32 | 613,713 | |
| 1,555 | New York St Mtg Agy Rev | |||
| Homeowner Mtg, Ser 145 | ||||
| (AMT) | 5.050 | 10/01/29 | 1,371,152 | |
| 2,000 | New York St Twy Auth Second | |||
| Gen Hwy & Brdg Tr Fd, Ser B | 5.000 | 04/01/26 | 2,007,480 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 2,000 | New York St Twy Auth Second | |||
| Gen Hwy & Brdg Tr Fd, Ser B | 5.000 % | 04/01/27 | $ 1,988,060 | |
| 1,625 | New York St Urban Dev Corp Rev | |||
| Correctional Fac Rfdg | 5.500 | 01/01/13 | 1,823,981 | |
| 4,650 | New York St Urban Dev Corp Rev | |||
| Correctional Fac Rfdg, Ser A | 5.500 | 01/01/14 | 5,298,815 | |
| 3,570 | Niagara Falls, NY Frontier Auth | |||
| Trans Arpt Rev Buffalo Niagara | ||||
| Intl Arpt, Ser A (MBIA Insd) | ||||
| (AMT) | 5.625 | 04/01/29 | 3,088,300 | |
| 1,060 | Niagara Falls, NY Wtr Treatment | |||
| Plant (MBIA Insd) (AMT) | 7.250 | 11/01/10 | 1,176,081 | |
| 35,000 | Port Auth NY & NJ Cons 144th | |||
| (a) | 5.000 | 10/01/35 | 34,491,275 | |
| 10,000 | Porth Auth NY & NJ Cons | |||
| 152nd (AMT) (a) | 5.000 | 11/01/25 | 9,375,300 | |
| 2,000 | Port Auth NY & NJ Spl Oblig Rev | |||
| Spl Proj JFK Intl Arpt Term 6 | ||||
| (MBIA Insd) (AMT) | 5.750 | 12/01/22 | 1,617,920 | |
| 2,500 | Port Auth NY & NJ Spl Oblig Rev | |||
| Spl Proj JFK Intl Arpt Term 6 | ||||
| (MBIA Insd) (AMT) | 5.750 | 12/01/25 | 1,927,875 | |
| 1,000 | Rockland Cnty, NY Solid Waste | |||
| Mgmt Auth, Ser B (AMBAC | ||||
| Insd) (AMT) | 5.125 | 12/15/28 | 838,890 | |
| 1,000 | Saratoga Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Saratoga Hosp | ||||
| Proj, Ser B | 5.125 | 12/01/27 | 812,980 | |
| 650 | Saratoga Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Saratoga Hosp | ||||
| Proj, Ser B | 5.250 | 12/01/32 | 502,554 | |
| 1,000 | Saratoga Cnty, NY Wtr Auth Wtr | |||
| Sys | 5.000 | 09/01/33 | 960,320 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,500 | Saratoga Cnty, NY Wtr Auth Wtr | |||
| Sys | 5.000 % | 09/01/38 | $ 1,428,795 | |
| 1,250 | Sodus, NY Ctr Sch Dist Rfdg | |||
| (MBIA Insd) | 5.125 | 06/15/17 | 1,353,800 | |
| 2,170 | Suffolk Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Eastrn Long | ||||
| Island Hosp Assn (d) | 5.375 | 01/01/27 | 1,387,954 | |
| 1,000 | Tobacco Settlement Fin Corp NY, | |||
| Ser B | 5.500 | 06/01/22 | 1,019,980 | |
| 1,815 | Triborough Brdg & Tunl Auth NY | |||
| Rev Gen Purp, Ser A | 5.000 | 01/01/32 | 1,761,911 | |
| 1,600 | Triborough Brdg & Tunl Auth NY | |||
| Rev Gen Purp, Ser B | 5.125 | 11/15/29 | 1,603,968 | |
| 5,000 | Tsasc, Inc NY, Ser 1 | 5.000 | 06/01/34 | 3,177,700 |
| 13,250 | Tsasc, Inc NY, Ser 1 | 5.125 | 06/01/42 | 8,272,240 |
| 1,360 | Warren & Washington Cnty, NY | |||
| Indl Dev Agy Civic Fac Rev | ||||
| Glens Falls Hosp Proj, Ser A | ||||
| (FSA Insd) | 5.000 | 12/01/35 | 1,144,685 | |
| 5,000 | Westchester Cnty, NY Indl Dev | |||
| Agy Continuing Care Retirement | ||||
| Mtg Kendal on Hudson Proj, Ser | ||||
| A (Prerefunded @ 1/01/13) | 6.500 | 01/01/34 | 6,008,400 | |
| 7,000 | Westchester Tob Asset Sec Corp | |||
| NY | 5.125 | 06/01/45 | 4,334,050 | |
| 334,331,116 | ||||
| Guam 0.1% | ||||
| 365 | Guam Govt, Ser A | 5.250 | 11/15/37 | 237,681 |
| Puerto Rico 6.1% | ||||
| 8,000 | Puerto Rico Comwlth Hwy & | |||
| Trans Auth Hwy Rev Rfdg, Ser | ||||
| Y (FSA Insd) (b) | 6.250 | 07/01/21 | 9,113,360 |
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| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| Puerto Rico (continued) | ||||
| $ 1,000 | Puerto Rico Elec Pwr Auth Rev, | |||
| Ser WW | 5.000 % | 07/01/28 | $ 822,420 | |
| 1,000 | Puerto Rico Elec Pwr Auth Rev, | |||
| Ser WW | 5.500 | 07/01/21 | 953,660 | |
| 75 | Puerto Rico Pub Bldgs Auth Rev | |||
| Govt Fac, Ser I (Comwlth Gtd) | ||||
| (Prerefunded @ 7/01/14) | 5.250 | 07/01/33 | 85,944 | |
| 10,975,384 | ||||
| U.S. Virgin Islands 2.7% | ||||
| 1,500 | Virgin Islands Pub Fin Auth Rev | |||
| Gross Rcpt Taxes Ln Nt, Ser A | 6.375 | 10/01/19 | 1,510,965 | |
| 3,000 | Virgin Islands Pub Fin Auth Rev | |||
| Gross Rcpt Taxes Ln Nt, Ser A | ||||
| (ACA Insd) (Prerefunded @ | ||||
| 10/01/10) | 6.125 | 10/01/29 | 3,280,470 | |
| 4,791,435 | ||||
| Total Long-Term Investments | ||||
| 193.8% (Cost $384,575,485) | 350,335,616 |
| Short-Term Investments 5.3% | |
|---|---|
| Municipal Bonds 5.3% | |
| Metropolitan Trans Auth NY Rev Trans, Ser G ($1,600,000 par, coupon 0.390%, | |
| 11/01/26 maturity) (LOC: BNP Paribas) (e)(f) | 1,600,000 |
| Nassau Cnty, NY Indl Dev Agy Civic Fac Rev Rfdg & Impt Cold Spring Hbr | |
| ($1,100,000 par, coupon 0.400%, 01/01/34 maturity) | |
| (SPA: Morgan Guaranty Trust) (e)(f) | 1,100,000 |
| New York City Muni Wtr Fin Auth Wtr & Swr Rev Second Generation | |
| Resolution, Ser BB-1 ($2,500,000 par, coupon 0.350%, 06/15/39 maturity) | |
| (SPA: Landesbank Hessen) (e)(f) | 2,500,000 |
| New York City Tr Cultural Res Rev American Museum Nat Rfdg, Ser A2 | |
| ($2,000,000 par, coupon 0.300%, 04/01/27 maturity) | |
| (SPA: Bank of America) (e)(f) | 2,000,000 |
| New York St Dorm Auth Rev Cornell Univ, Ser B ($1,200,000 par, coupon | |
| 0.550%, 07/01/25 maturity) (SPA: Morgan Guaranty Trust) (e)(f) | 1,200,000 |
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| Description | Value | |
|---|---|---|
| Municipal Bonds (continued) | ||
| Port Auth NY & NJ Spl Oblig Rev Versatile Structure Oblig Ser 2 ($1,200,000 | ||
| par, coupon 0.350%, 05/01/19 maturity) (SPA: JP Morgan Chase & Co.) | ||
| (e)(f) | $ 1,200,000 | |
| Total Short-Term Investments 5.3% | ||
| (Cost $9,600,000) | 9,600,000 | |
| Total Investments 199.1% | ||
| (Cost $394,175,485) | 359,935,616 | |
| Liability for Floating Rate Note Obligations Related to Securities Held (33.0%) | ||
| (Cost ($59,655,000)) | ||
| (59,655) Notes with interest rates ranging from 0.43% to 0.61% at | ||
| January 31, 2009 and contractual maturities of collateral | ||
| ranging from 2025 to 2037 (g) | (59,655,000 | ) |
| Total Net Investments 166.1% | ||
| (Cost $334,520,485) | 300,280,616 | |
| Liabilities in Excess of Other Assets (1.9%) | (3,446,222 | ) |
| Preferred Shares (including accrued distributions) (64.2%) | (116,011,506 | ) |
| Net Assets Applicable to Common Shares 100.0% | $ 180,822,888 |
Percentages are calculated as a percentage of net assets applicable to common shares.
| (a) | Underlying security related to Inverse Floaters entered into by the Trust. |
|---|---|
| (b) | Security purchased on a when-issued, delayed delivery or forward commitment basis. |
| (c) | Escrowed to Maturity |
| (d) | 144A-Private Placement security which is exempt from registration under Rule 144A of the |
| Securities Act of 1933, as amended. This security may only be resold in transactions exempt | |
| from registration which are normally those transactions with qualified institutional buyers. | |
| (e) | Security includes a put feature allowing the Trust to periodically put the security back |
| to the | |
| issuer at amortized cost on specified dates. The interest rate shown represents the current | |
| interest rate earned by the Fund based on the most recent reset date. The maturity date shown | |
| represents the next reset date. | |
| (f) | Variable Rate Coupon |
| (g) | Floating Rate Notes. The interest rates shown reflect the rates in effect at January 31, |
| 2009. |
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ACA AGL AMBAC AMT BHAC CIFG Comwlth Connie Lee FGIC FSA LOC MBIA POL CTL-SRF SONYMA SPA American Capital Access Assured Guaranty Ltd. AMBAC Indemnity Corp. Alternative Minimum Tax Berkshire Hathaway Assurance Corp. CDC IXIS Financial Guaranty Commonwealth of Puerto Rico Connie Lee Insurance Co. Financial Guaranty Insurance Co. Financial Security Assurance Inc. Letter of Credit Municipal Bond Investors Assurance Corp. State Water Pollution Control Revolving Fund State of New York Mortgage Agency Stand by Purchase Agreement
The Trust adopted Financial Accounting Standards Board Statement of Financial Accounting Standards No. 157, Fair Value Measurements (FAS 157), effective November 1, 2008. In accordance with FAS 157, fair value is defined as the price that the Trust would receive to sell an investment or pay to transfer a liability in an orderly transaction with an independent buyer in the principal market, or in the absence of a principal market the most advantageous market for the investment or liability. FAS 157 establishes a three-tier hierarchy to distinguish between (1) inputs that reflect the assumptions market participants would use in pricing an asset or liability developed based on market data obtained from sources independent of the reporting entity (observable inputs) and (2) inputs that reflect the reporting entitys own assumptions about the assumptions market participants would use in pricing an asset or liability developed based on the best information available in the circumstances (unobservable inputs) and to establish classification of fair value measurements for disclosure purposes. Various inputs are used in determining the value of the Trusts investments. The inputs are summarized in the three broad levels listed below.
| Level 1 | quoted prices in active markets for identical investments |
|---|---|
| Level 2 | other significant observable inputs (including quoted prices |
| for similar investments, interest rates, prepayment speeds, | |
| credit risk, etc.) | |
| Level 3 | significant unobservable inputs (including the Trusts own |
| assumptions in determining the fair value of investments) |
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used as of January 31, 2009 in valuing the Trusts investments carried at value:
| Investments in | |
|---|---|
| Valuation Inputs | Securities |
| Level 1 Quoted Prices | $ -0- |
| Level 2 Other Significant Observable Inputs | 359,935,616 |
| Level 3 Significant Unobservable Inputs | -0- |
| Total | $ 359,935,616 |
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Municipal bonds are valued by independent pricing services or dealers using the mean of the last reported bid and asked prices or, in the absence of market quotations, at fair value based upon yield data relating to municipal bonds with similar characteristics and general market conditions. Securities which are not valued by independent pricing services or dealers are valued at fair value using procedures established in good faith by the Board of Trustees. Factors considered in making this determination may include, but are not limited to, information obtained by contacting the issuer, analysts, or the appropriate stock exchange (for exchange-traded securities), analysis of the issuers financial statements or other available documents and, if necessary, available information concerning other securities in similar circumstances. Futures contracts are valued at the settlement price established each day on the exchange on which they are traded. Short-term securities with remaining maturities of 60 days or less are valued at amortized cost, which approximates market value.
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TOC /TOC link2 "Item 2. Controls and Procedures"
Item 2. Controls and Procedures.
(a) The Trusts principal executive officer and principal financial officer have concluded that the Trusts disclosure controls and procedures are sufficient to ensure that information required to be disclosed by the Trust in this Form N-Q was recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commissions rules and forms, based upon such officers evaluation of these controls and procedures as of a date within 90 days of the filing date of the report.
(b) There were no changes in the Trusts internal control over financial reporting that occurred during the registrants fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Trusts internal control over financial reporting.
link2 "Item 3. Exhibits"
Item 3. Exhibits.
(a) A certification for the Principal Executive Officer of the registrant is attached hereto as part of EX-99.cert.
(b) A certification for the Principal Financial Officer of the registrant is attached hereto as part of EX-99.cert.
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link1 "SIGNATURES"
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Van Kampen Trust For Investment Grade New York Municipals
| By: |
|---|
| Name: Edward C. Wood III |
| Title: Principal Executive Officer |
| Date: March 19, 2009 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| By: | /s/ Edward C. Wood III |
|---|---|
| Name: Edward C. Wood III | |
| Title: Principal Executive Officer | |
| Date: March 19, 2009 | |
| By: | /s/ Stuart N. Schuldt |
| Name: Stuart N. Schuldt | |
| Title: Principal Financial Officer | |
| Date: March 19, 2009 |
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