Regulatory Filings • Sep 29, 2009
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Download Source FileN-Q 1 c53299nvq.htm FORM N-Q FORM N-Q PAGEBREAK
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-6537
Van Kampen Trust For Investment Grade New York Municipals
(Exact name of registrant as specified in charter)
522 Fifth Avenue, New York, New York 10036
(Address of principal executive offices) (Zip code)
Edward C. Wood III 522 Fifth Avenue, New York, New York 10036
(Name and address of agent for service)
Registrants telephone number, including area code: 212-762-4000
Date of fiscal year end: 10/31
Date of reporting period: 7/31/09
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TOC /TOC link2 "Item 1. Schedule of Investments"
Item 1. Schedule of Investments.
The Trusts schedule of investments as of the close of the reporting period prepared pursuant to Rule 12-12 of Regulation S-X is as follows:
Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited)
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| Municipal Bonds 181.1% | ||||
| New York 173.9% | ||||
| $ 1,750 | Albany, NY Indl Dev Agy Civic | |||
| Fac Rev Saint Peters Hosp | ||||
| Proj, Ser A | 5.250 % | 11/15/32 | $ 1,421,000 | |
| 1,000 | Albany, NY Indl Dev Agy Civic | |||
| Fac Rev Saint Peters Hosp | ||||
| Proj, Ser D | 5.750 | 11/15/27 | 910,370 | |
| 1,000 | Amherst, NY Indl Dev Agy Civic | |||
| Fac Rev UBF Fac Student | ||||
| Hsg, Ser A (AMBAC Insd) | 5.750 | 08/01/25 | 1,018,680 | |
| 1,000 | Amherst, NY Indl Dev Agy Civic | |||
| Fac Rev UBF Fac Student | ||||
| Hsg, Ser B (AMBAC Insd) | 5.750 | 08/01/30 | 1,013,160 | |
| 990 | Dutchess Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Elant Fishkill | ||||
| Inc, Ser A | 5.250 | 01/01/37 | 621,215 | |
| 2,400 | East Rochester, NY Hsg Auth | |||
| Rev Sr Living Woodland Vlg | ||||
| Proj Rfdg | 5.500 | 08/01/33 | 1,661,400 | |
| 1,000 | Erie Cnty, NY Pub Impt, Ser C | |||
| (AMBAC Insd) (Prerefunded @ | ||||
| 7/01/10) | 5.500 | 07/01/29 | 1,056,630 | |
| 1,000 | Essex Cnty, NY Indl Dev Agy | |||
| Rev Intl Paper Rfdg, Ser A | ||||
| (AMT) | 5.200 | 12/01/23 | 803,210 | |
| 1,500 | Hempstead Town, NY Indl Dev | |||
| Agy Civic Fac Rev Adelphi | ||||
| Univ Civic Fac | 5.000 | 10/01/30 | 1,486,365 | |
| 2,000 | Hempstead Town, NY Indl Dev | |||
| Agy Civic Fac Rev Adelphi | ||||
| Univ Civic Fac | 5.500 | 06/01/32 | 2,015,460 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 2,000 | Islip, NY Res Recovery Agy Rev | |||
| 1985 Fac, Ser B (AMBAC | ||||
| Insd) (AMT) | 7.250 % | 07/01/11 | $ 2,137,440 | |
| 1,500 | Long Island Pwr Auth NY Elec | |||
| Sys Rev Gen, Ser B | 5.000 | 12/01/35 | 1,438,455 | |
| 1,975 | Long Island Pwr Auth NY Elec | |||
| Sys Rev Gen, Ser E | 5.000 | 12/01/17 | 2,141,137 | |
| 1,860 | Long Island Pwr Auth NY Elec | |||
| Sys Rev, Ser A | 6.250 | 04/01/33 | 2,063,447 | |
| 1,315 | Long Island Pwr Auth NY Elec | |||
| Sys Rev, Ser A (AMBAC | ||||
| Insd) | 5.000 | 09/01/34 | 1,263,189 | |
| 2,370 | Madison Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Colgate Univ | ||||
| Proj, Ser A (AMBAC Insd) | 5.000 | 07/01/35 | 2,363,080 | |
| 750 | Madison Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Oneida Hlth Sys | ||||
| Inc Proj, Ser A | 5.500 | 02/01/32 | 604,020 | |
| 1,000 | Madison Cnty, NY Indl Dev Agy | |||
| Morrisville St College Fndtn, | ||||
| Ser A (CIFG Insd) | 5.000 | 06/01/28 | 886,960 | |
| 1,535 | Metropolitan Trans Auth NY | |||
| Dedicated Tax Fd, Ser B | 5.250 | 11/15/27 | 1,603,139 | |
| 4,000 | Metropolitan Trans Auth NY Rev | |||
| Rfdg, Ser A (AMBAC Insd) | 5.500 | 11/15/19 | 4,143,360 | |
| 10,000 | Metropolitan Trans Auth NY Rev, | |||
| Ser B (BHAC Insd) (a) | 5.000 | 11/15/31 | 10,259,550 | |
| 1,500 | Montgomery Cnty, NY Indl Dev | |||
| Agy Lease Rev HFM Boces, | ||||
| Ser A (Syncora Gtd) | 5.000 | 07/01/34 | 1,243,320 | |
| 2,935 | Nassau Cnty, NY Gen Impt, Ser | |||
| C (AGL Insd) | 5.000 | 10/01/27 | 3,058,358 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 8,000 | Nassau Cnty, NY Indl Dev Agy | |||
| Continuing Care Retirement | ||||
| Amsterdam at Harborside, Ser | ||||
| A | 6.700 % | 01/01/43 | $ 6,183,120 | |
| 6,300 | New York City Indl Dev Agy | |||
| Civic Fac Rev Polytechnic | ||||
| Univ Proj (ACA Insd) | 5.250 | 11/01/37 | 5,004,657 | |
| 2,000 | New York City Indl Dev Agy Rev | |||
| Liberty 7 World Trade Ctr Proj, Ser B | 6.750 | 03/01/15 | 1,813,520 | |
| 3,375 | New York City Indl Dev Agy Rev | |||
| Liberty Iac/Interactive Corp. | 5.000 | 09/01/35 | 2,115,450 | |
| 2,000 | New York City Indl Dev Agy Rev | |||
| Queens Baseball Stadium | ||||
| Pilot (AGL Insd) | 6.500 | 01/01/46 | 2,182,200 | |
| 2,000 | New York City Indl Dev Agy Rev | |||
| Queens Baseball Stadium | ||||
| Pilot (AMBAC Insd) | 5.000 | 01/01/36 | 1,708,340 | |
| 3,000 | New York City Indl Dev Agy Spl | |||
| Fac Rev Amern Air JFK Intl | ||||
| Arpt (AMT) | 7.500 | 08/01/16 | 2,502,180 | |
| 2,445 | New York City Indl Dev Agy Spl | |||
| Fac Rev NY Stk Exchange | ||||
| Proj Rfdg, Ser A | 5.000 | 05/01/21 | 2,553,607 | |
| 500 | New York City Indl Dev Agy Spl | |||
| Fac Rev NY Stk Exchange | ||||
| Proj Rfdg, Ser A | 5.000 | 05/01/25 | 507,290 | |
| 1,500 | New York City Indl Dev Agy Spl | |||
| Fac Rev NY Stk Exchange | ||||
| Proj Rfdg, Ser A | 5.000 | 05/01/29 | 1,505,625 | |
| 3,710 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group | ||||
| Assn Proj (AMT) (b) | 5.500 | 01/01/19 | 3,653,645 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 3,000 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group | ||||
| Assn Proj (AMT) (b) | 5.500 % | 01/01/20 | $ 2,937,090 | |
| 5,750 | New York City Indl Dev Agy Spl | |||
| Fac Rev Term One Group | ||||
| Assn Proj (AMT) (b) | 5.500 | 01/01/21 | 5,593,082 | |
| 1,320 | New York City Indl Dev Civic Fac | |||
| Rev YMCA Gtr NY Proj | 5.800 | 08/01/16 | 1,322,244 | |
| 1,500 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Rev, Ser FF-2 | 5.500 | 06/15/40 | 1,579,890 | |
| 10,000 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Sys Rev, Ser C (a) | 5.000 | 06/15/31 | 10,126,250 | |
| 12,000 | New York City Muni Wtr Fin Auth | |||
| Wtr & Swr Sys Rev, Ser D (a) | 5.000 | 06/15/37 | 11,993,520 | |
| 2,650 | New York City Muni Wtr Fin, Ser | |||
| B | 6.000 | 06/15/33 | 2,781,413 | |
| 3,300 | New York City, Ser F1 | 5.500 | 11/15/28 | 3,499,155 |
| 2,000 | New York City, Ser G | 5.000 | 12/01/25 | 2,039,220 |
| 1,300 | New York City, Ser G | 5.000 | 12/01/26 | 1,321,801 |
| 10,000 | New York City, Subser I-1 (a) | 5.000 | 02/01/26 | 10,250,500 |
| 10 | New York City, Ser K | |||
| (Prerefunded @ 8/01/09) | 5.625 | 08/01/13 | 10,100 | |
| 10,000 | New York City, Subser L-1 (a) | 5.000 | 04/01/27 | 10,239,550 |
| 10,890 | New York City Transitional | |||
| Cultural Res Rev Amern | ||||
| Museum Nat History Rfdg, Ser | ||||
| A (NATL Insd) (a) | 5.000 | 07/01/44 | 10,695,559 | |
| 2,950 | New York City Transitional Fin | |||
| Auth Bldg Aid Rev Fiscal 2009, Ser S-1 | 5.500 | 07/15/38 | 3,008,410 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,000 | New York City Transitional Fin | |||
| Auth Bldg Aid Rev Fiscal 2009, Ser S-3 | 5.250 % | 01/15/39 | $ 1,001,450 | |
| 1,000 | New York St Dorm Auth Lease | |||
| Rev Master Boces Pgm, Ser A | ||||
| (FSA Insd) | 5.250 | 08/15/17 | 1,059,760 | |
| 5,200 | New York St Dorm Auth Rev | |||
| Catholic Hlth L.I. Oblig Group | 5.000 | 07/01/27 | 4,484,844 | |
| 2,750 | New York St Dorm Auth Rev | |||
| Catholic Hlth L.I. Oblig Group | 5.100 | 07/01/34 | 2,240,177 | |
| 3,500 | New York St Dorm Auth Rev | |||
| City Univ Cons Third, Ser 1 | ||||
| (FGIC Insd) | 5.250 | 07/01/25 | 3,510,710 | |
| 3,125 | New York St Dorm Auth Rev | |||
| City Univ Sys Cons, Ser A | 5.625 | 07/01/16 | 3,444,750 | |
| 2,500 | New York St Dorm Auth Rev | |||
| Cons City Univ Sys Second | ||||
| Gen, Ser A | 5.750 | 07/01/13 | 2,659,950 | |
| 1,670 | New York St Dorm Auth Rev | |||
| Dept Ed | 5.250 | 07/01/19 | 1,797,772 | |
| 2,500 | New York St Dorm Auth Rev | |||
| Dept Hlth, Ser A (CIFG Insd) | 5.000 | 07/01/25 | 2,536,950 | |
| 2,035 | New York St Dorm Auth Rev | |||
| Grace Manor Hlthcare Fac | ||||
| (SONYMA Insd) | 6.150 | 07/01/18 | 2,037,422 | |
| 3,800 | New York St Dorm Auth Rev | |||
| Hosp (NATL Insd) | 5.000 | 08/01/33 | 3,784,724 | |
| 2,340 | New York St Dorm Auth Rev | |||
| Insd Brooklyn Law Sch, Ser B | ||||
| (Syncora Gtd) | 5.375 | 07/01/23 | 2,318,425 | |
| 1,000 | New York St Dorm Auth Rev | |||
| Insd John T Mather Mem Hosp | ||||
| Rfdg (Connie Lee Insd) | 6.500 | 07/01/10 | 1,032,670 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,720 | New York St Dorm Auth Rev | |||
| Insd John T Mather Mem Hosp | ||||
| Rfdg (Connie Lee Insd) | 6.500 % | 07/01/11 | $ 1,813,482 | |
| 3,750 | New York St Dorm Auth Rev | |||
| Mem Sloan Kettering Cancer | ||||
| Center (NATL Insd) | 5.500 | 07/01/23 | 4,223,737 | |
| 6,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Court | ||||
| Fac Lease NYC Issue, Ser A | ||||
| (AMBAC Insd) | 5.500 | 05/15/30 | 6,312,780 | |
| 2,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Insd | ||||
| Providence Rest (ACA Insd) | 5.000 | 07/01/35 | 1,186,560 | |
| 2,525 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Insd | ||||
| Providence Rest (ACA Insd) | 5.125 | 07/01/30 | 1,629,685 | |
| 600 | New York St Dorm Auth Rev | |||
| Non St Supported Debt | ||||
| Insd-pratt Inst, Ser C (AGL | ||||
| Insd) (c) | 5.125 | 07/01/39 | 598,608 | |
| 4,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt L.I. | ||||
| Jewish, Ser A | 5.000 | 11/01/26 | 3,800,040 | |
| 4,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt L.I. | ||||
| Jewish, Ser A | 5.000 | 11/01/34 | 3,549,160 | |
| 2,870 | New York St Dorm Auth Rev | |||
| Non St Supported Debt NY | ||||
| University, Ser C | 5.000 | 07/01/38 | 2,869,885 | |
| 5,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt NYU | ||||
| Hosp Ctr, Ser A | 5.000 | 07/01/36 | 4,101,150 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 1,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt | ||||
| Orange Regl Med Ctr | 6.125 % | 12/01/29 | $ 822,980 | |
| 3,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt | ||||
| Orange Regl Med Ctr | 6.500 | 12/01/21 | 2,737,320 | |
| 2,000 | New York St Dorm Auth Rev | |||
| Non St Supported Debt Sch | ||||
| Dist Fin Prog, Ser D (AGL | ||||
| Insd) | 5.750 | 10/01/24 | 2,192,260 | |
| 3,000 | New York St Dorm Auth Rev | |||
| Sec Hosp North Gen Hosp | ||||
| Rfdg | 5.750 | 02/15/18 | 3,179,820 | |
| 1,585 | New York St Dorm Auth Rev | |||
| Secondarily Insd NY Univ, | ||||
| Ser 1 (BHAC Insd) | 5.500 | 07/01/31 | 1,776,119 | |
| 2,205 | New York St Dorm Auth Rev St | |||
| Supported Debt Lease St Univ | ||||
| Dorm Fac, Ser A | 5.000 | 07/01/25 | 2,254,260 | |
| 2,000 | New York St Dorm Auth Rev St | |||
| Supported Debt Mental Hlth | ||||
| Svc Fac Impt, Ser A (FSA | ||||
| Insd) | 5.000 | 02/15/27 | 2,062,000 | |
| 2,000 | New York St Dorm Auth Rev St | |||
| Supported Debt Mental Hlth | ||||
| Svc, Ser C (FSA Insd) (AMT) | 5.250 | 02/15/28 | 1,913,180 | |
| 1,000 | New York St Dorm Auth Rev St | |||
| Univ Ed Fac 1989 Res (NATL | ||||
| Insd) (Prerefunded @ | ||||
| 5/15/10) | 6.000 | 05/15/15 | 1,054,400 | |
| 3,600 | New York St Dorm Auth Rev St | |||
| Univ Ed Fac, Ser A (NATL | ||||
| Insd) | 5.250 | 05/15/15 | 3,953,664 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 5,010 | New York St Dorm Auth Rev St | |||
| Univ Ed Fac, Ser B | 5.250 % | 05/15/19 | $ 5,482,243 | |
| 300 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr | ||||
| Revolving Fd, Ser A (POL | ||||
| CTL-SRF Insd) (d) | 5.750 | 06/15/12 | 341,685 | |
| 500 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr, | ||||
| Ser 02 (POL CTL-SRF | ||||
| Insd) (d) | 5.750 | 06/15/12 | 568,250 | |
| 95 | New York St Environmental Fac | |||
| Corp Pollutn Ctl Rev St Wtr, | ||||
| Ser 02 (POL CTL-SRF Insd) | 5.750 | 06/15/12 | 107,330 | |
| 1,000 | New York St Environmental Fac | |||
| Corp St Clean Wtr & Drinking | ||||
| Revolving Fd Muni Wtr Proj, | ||||
| Ser B | 5.250 | 06/15/20 | 1,050,430 | |
| 1,500 | New York St Environmental Fac | |||
| Corp St Clean Wtr & Drinking, | ||||
| Ser A | 5.125 | 06/15/38 | 1,520,220 | |
| 3,250 | New York St Hsg Fin Agy Rev | |||
| Affordable Hsg, Ser B (AMT) | 5.250 | 11/01/27 | 3,178,825 | |
| 1,555 | New York St Mtg Agy Rev | |||
| Homeowner Mtg, Ser 145 | ||||
| (AMT) | 5.050 | 10/01/29 | 1,486,673 | |
| 855 | New York St Mtg Agy Rev | |||
| Homeowner Mtg, Ser 71 | ||||
| (AMT) | 5.400 | 04/01/29 | 853,906 | |
| 2,500 | New York St Twy Auth Gen Rev, | |||
| Ser H (NATL Insd) | 5.000 | 01/01/29 | 2,516,975 | |
| 2,000 | New York St Twy Auth Second | |||
| Gen Hwy & Brdg Tr Fd, Ser B | 5.000 | 04/01/27 | 2,053,140 | |
| 1,625 | New York St Urban Dev Corp | |||
| Rev Correctional Fac Rfdg | 5.500 | 01/01/13 | 1,708,103 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 4,650 | New York St Urban Dev Corp | |||
| Rev Correctional Fac Rfdg, | ||||
| Ser A | 5.500 % | 01/01/14 | $ 4,942,810 | |
| 2,000 | New York St Urban Dev Corp | |||
| Rev Svc Contract, Ser B | 5.250 | 01/01/25 | 2,080,780 | |
| 3,570 | Niagara Falls, NY Frontier Auth | |||
| Trans Arpt Rev Buffalo | ||||
| Niagara Intl Arpt, Ser A (NATL | ||||
| Insd) (AMT) | 5.625 | 04/01/29 | 3,288,791 | |
| 1,060 | Niagara Falls, NY Wtr Treatment | |||
| Plant (NATL Insd) (AMT) | 7.250 | 11/01/10 | 1,146,114 | |
| 35,000 | Port Auth NY & NJ Cons | |||
| 144th (a) | 5.000 | 10/01/35 | 35,418,076 | |
| 2,000 | Port Auth NY & NJ Spl Oblig | |||
| Rev Spl Proj JFK Intl Arpt | ||||
| Term 6 (NATL Insd) (AMT) | 5.750 | 12/01/22 | 1,840,600 | |
| 2,500 | Port Auth NY & NJ Spl Oblig | |||
| Rev Spl Proj JFK Intl Arpt | ||||
| Term 6 (NATL Insd) (AMT) | 5.750 | 12/01/25 | 2,231,900 | |
| 10,000 | Porth Auth NY & NJ Cons | |||
| 152nd (a) | 5.000 | 11/01/25 | 10,069,750 | |
| 1,000 | Rockland Cnty, NY Solid Waste | |||
| Mgmt Auth, Ser B (AMBAC | ||||
| Insd) (AMT) | 5.125 | 12/15/28 | 915,470 | |
| 1,000 | Saratoga Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Saratoga Hosp | ||||
| Proj, Ser B | 5.125 | 12/01/27 | 874,210 | |
| 650 | Saratoga Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Saratoga Hosp | ||||
| Proj, Ser B | 5.250 | 12/01/32 | 547,560 | |
| 1,250 | Sodus, NY Ctr Sch Dist Rfdg | |||
| (NATL Insd) | 5.125 | 06/15/17 | 1,356,363 |
Folio /Folio
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||
|---|---|---|---|---|
| Amount | ||||
| (000) | Description | Coupon | Maturity | Value |
| New York (continued) | ||||
| $ 2,170 | Suffolk Cnty, NY Indl Dev Agy | |||
| Civic Fac Rev Eastrn Long | ||||
| Island Hosp Assn (e) | 5.375 % | 01/01/27 | $ 1,492,266 | |
| 15 | Triborough Brdg & Tunl Auth NY | |||
| Rev Gen Purp, Ser A | 5.000 | 01/01/32 | 15,030 | |
| 5,000 | Tsasc, Inc NY, Ser 1 | 5.000 | 06/01/34 | 3,425,950 |
| 10,000 | Tsasc, Inc NY, Ser 1 | 5.125 | 06/01/42 | 6,588,800 |
| 1,360 | Warren & Washington Cnty, NY | |||
| Indl Dev Agy Civic Fac Rev | ||||
| Glens Falls Hosp Proj, Ser A | ||||
| (FSA Insd) | 5.000 | 12/01/35 | 1,265,888 | |
| 5,000 | Westchester Cnty, NY Indl Dev | |||
| Agy Continuing Care | ||||
| Retirement Mtg Kendal on | ||||
| Hudson Proj, Ser A | ||||
| (Prerefunded @ 1/01/13) | 6.500 | 01/01/34 | 5,821,350 | |
| 7,000 | Westchester Tob Asset Sec | |||
| Corp NY | 5.125 | 06/01/45 | 4,571,980 | |
| 345,042,525 | ||||
| Guam 0.6% | ||||
| 750 | Guam Govt Ltd Oblig Rev Sect | |||
| 30, Ser A | 5.625 | 12/01/29 | 734,378 | |
| 500 | Guam Govt Ltd Oblig Rev Sect | |||
| 30, Ser A | 5.750 | 12/01/34 | 492,740 | |
| 1,227,118 | ||||
| Puerto Rico 3.4% | ||||
| 1,000 | Puerto Rico Elec Pwr Auth Rev, | |||
| Ser TT | 5.000 | 07/01/37 | 862,870 | |
| 1,500 | Puerto Rico Elec Pwr Auth Rev, | |||
| Ser WW | 5.250 | 07/01/33 | 1,374,000 | |
| 1,000 | Puerto Rico Elec Pwr Auth Rev, | |||
| Ser WW | 5.000 | 07/01/28 | 926,100 |
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PAGEBREAK
Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | ||||||
|---|---|---|---|---|---|---|
| Amount | ||||||
| (000) | Description | Coupon | Maturity | Value | ||
| Puerto Rico (continued) | ||||||
| $ 1,000 | Puerto Rico Elec Pwr Auth Rev, | |||||
| Ser WW | 5.500 % | 07/01/21 | $ 1,011,180 | |||
| 75 | Puerto Rico Pub Bldgs Auth Rev | |||||
| Govt Fac, Ser I (Comwth Gtd) | ||||||
| (Prerefunded @ 7/01/14) | 5.250 | 07/01/33 | 85,547 | |||
| 2,500 | Puerto Rico Sales Tax Fin Corp | |||||
| Sales Tax Rev First Sub, Ser | ||||||
| A (b) | 5.000 | 08/01/39 | 2,542,775 | |||
| 6,802,472 | ||||||
| U.S. Virgin Islands 3.2% | ||||||
| 1,500 | Virgin Islands Pub Fin Auth Rev | |||||
| Gross Rcpt Taxes Ln Nt, Ser | ||||||
| A | 6.375 | 10/01/19 | 1,515,510 | |||
| 3,000 | Virgin Islands Pub Fin Auth Rev | |||||
| Gross Rcpt Taxes Ln Nt, Ser A | ||||||
| (ACA Insd) (Prerefunded @ | ||||||
| 10/01/10) | 6.125 | 10/01/29 | 3,216,840 | |||
| 1,600 | Virgin Islands Pub Fin Auth Rev | |||||
| Matching Fd Ln Diago, Ser A | 6.625 | 10/01/29 | 1,613,456 | |||
| 6,345,806 | ||||||
| Total Long-Term Investments 181.1% (Cost $373,302,917) | 359,417,921 | |||||
| Total Short-Term Investments 0.6% (Cost $1,100,000) | 1,100,000 | |||||
| Total Investments 181.7% (Cost $374,402,917) | 360,517,921 | |||||
| Liability for Floating Rate Note Obligations Related to Securities Held (32.7%) (Cost ($64,835,000)) | ||||||
| (64,835 | ) | Notes with interest rates ranging from 0.31% to 0.51% at July 31, | ||||
| 2009 and contractual maturities of collateral ranging from 2025 to | ||||||
| 2044 (f) | (64,835,000 | ) |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Par | |||||
|---|---|---|---|---|---|
| Amount | |||||
| (000) | Description | Coupon | Maturity | Value | |
| Total Net Investments 149.0% (Cost $309,567,917) | $ 295,682,921 | ||||
| Other Assets in Excess of Liabilities 2.2% | 4,281,464 | ||||
| Preferred Shares (including accrued distributions) (51.2%) | (101,507,466 | ) | |||
| Net Assets Applicable to Common Shares 100.0% | $ 198,456,919 |
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Percentages are calculated as a percentage of net assets applicable to common shares. | |
|---|---|
| (a) | Underlying security related to Inverse Floaters entered into by the Trust. |
| (b) | Variable Rate Coupon |
| (c) | Security purchased on a when-issued or delayed delivery basis. |
| (d) | Escrowed to Maturity |
| (e) | 144A-Private Placement security which is exempt from registration under Rule 144A of the |
| Securities Act of 1933, as amended. This security may only be resold in transactions | |
| exempt from registration which are normally those transactions with qualified institutional | |
| buyers. | |
| (f) | Floating rate notes. The interest rate shown reflects the rates in effect at July 31, |
| 2009. |
ACA American Capital Access AGL Assured Guaranty Ltd. AMBAC AMBAC Indemnity Corp. AMT Alternative Minimum Tax BHAC Berkshire Hathaway Assurance Corp. CIFG CDC IXIS Financial Guaranty Comwth Commonwealth of Puerto Rico Connie Lee Connie Lee Insurance Co. FGIC Financial Guaranty Insurance Co. FSA Financial Security Assurance Inc. NATL National Public Finance Guarantee Corp. POL CTL-SRF State Water Pollution Control Revolving Fund SONYMA State of New York Mortgage Agency Syncora Gtd Syncora Guarantee Inc.
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
Security Valuation Municipal bonds are valued by independent pricing services or dealers using the mean of the last reported bid and asked prices or, in the absence of market quotations, at fair value based upon yield data relating to municipal bonds with similar characteristics and general market conditions. Securities which are not valued by independent pricing services or dealers are valued at fair value using procedures established in good faith by the Board of Trustees. Factors considered in making this determination may include, but are not limited to, information obtained by contacting the issuer, analysts, or the appropriate stock exchange (for exchange-traded securities), analysis of the issuers financial statements or other available documents and, if necessary, available information concerning other securities in similar circumstances. Futures contracts are valued at the settlement price established each day on the exchange on which they are traded. Short-term securities with remaining maturities of 60 days or less are valued at amortized cost, which approximates market value.
Fair Value Measurements The Trust adopted Financial Accounting Standards Board Statement of Financial Accounting Standards No. 157, Fair Value Measurements (FAS 157), effective November 1, 2008. In accordance with FAS 157, fair value is defined as the price that the Trust would receive to sell an investment or pay to transfer a liability in an orderly transaction with an independent buyer in the principal market, or in the absence of a principal market the most advantageous market for the investment or liability. FAS 157 establishes a three-tier hierarchy to distinguish between (1) inputs that reflect the assumptions market participants would use in pricing an asset or liability developed based on market data obtained from sources independent of the reporting entity (observable inputs) and (2) inputs that reflect the reporting entitys own assumptions about the assumptions market participants would use in pricing an asset or liability developed based on the best information available in the circumstances (unobservable inputs) and to establish classification of fair value measurements for disclosure purposes. Various inputs are used in determining the value of the Trusts investments. The inputs are summarized in the three broad levels listed below.
Level 1 quoted prices in active markets for identical investments
Level 2 other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)
Level 3 significant unobservable inputs (including the Trusts own assumptions in determining the fair value of investments)
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used as of June 30, 2009 in valuing the Trusts investments carried at value:
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Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments § July 31, 2009 (Unaudited) continued
| Level 1 | Level 2 — Other Significant | Level 3 — Significant | ||
|---|---|---|---|---|
| Investment Type | Quoted Prices | Observable Inputs | Unobservable Inputs | Total |
| Assets: | ||||
| Municipal Bonds | ||||
| Issued by States of the | ||||
| United States and Political | ||||
| Subdivisions of the United | ||||
| States | $ | $ 358,190,803 | $ | $ 358,190,803 |
| Issued by Foreign Governments | | 1,227,118 | | 1,227,118 |
| Short-Term Investments | | 1,100,000 | | 1,100,000 |
| Total Assets | $ | $ 360,517,921 | $ | $ 360,517,921 |
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link2 "Item 2. Controls and Procedures"
Item 2. Controls and Procedures.
(a) The Trusts principal executive officer and principal financial officer have concluded that the Trusts disclosure controls and procedures are sufficient to ensure that information required to be disclosed by the Trust in this Form N-Q was recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commissions rules and forms, based upon such officers evaluation of these controls and procedures as of a date within 90 days of the filing date of the report.
(b) There were no changes in the Trusts internal control over financial reporting that occurred during the registrants fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Trusts internal control over financial reporting.
link2 "Item 3. Exhibits"
Item 3. Exhibits.
(a) A certification for the Principal Executive Officer of the registrant is attached hereto as part of EX-99.cert.
(b) A certification for the Principal Financial Officer of the registrant is attached hereto as part of EX-99.cert.
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link1 "SIGNATURES"
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Van Kampen Trust For Investment Grade New York Municipals
| By: Name: | /s/ Edward C. Wood III Edward C. Wood III |
|---|---|
| Title: | Principal Executive Officer |
| Date: | September 17, 2009 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| By: Name: | /s/ Edward C. Wood III Edward C. Wood III |
|---|---|
| Title: | Principal Executive Officer |
| Date: | September 17, 2009 |
| By: Name: | /s/ Stuart N. Schuldt Stuart N. Schuldt |
| Title: | Principal Financial Officer |
| Date: | September 17, 2009 |
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