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Invesco Ltd. — Director's Dealing 2019
Feb 12, 2019
10507_dirs_2019-02-12_c6c3a301-3b77-4660-9700-7da7197c801c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evofem Biosciences, Inc. (EVFM)
CIK: 0001618835
Period of Report: 2019-02-08
Reporting Person: Invesco Ltd. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-08 | Common stock | P | 425531 | $2.64 | Acquired | 9590688 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-08 | Warrants | $5.20 | P | 212765 | Acquired | 2026-02-08 | Common Stock (212765) | Indirect |
Footnotes
F1: Invesco Ltd. is the beneficial owner of 9,590,688 shares of common stock and warrants to purchase 212,765 common shares acquired by its affiliates, Invesco Perpetual High Income Fund and Invesco Perpetual Income Fund.
F2: The warrants are exercisable on the earlier of 08/08/2019, or following the date that the issuance of the warrants is approved by the stockholders of the Issuer.
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