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Invesco Ltd. — Director's Dealing 2017
Mar 2, 2017
10507_dirs_2017-03-02_1ba7ec71-61da-432a-a286-8f923a2358dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Invesco Ltd. (IVZ)
CIK: 0000914208
Period of Report: 2017-02-28
Reporting Person: Taylor Philip (Senior Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Shares | M | 29022 | $0.00 | Acquired | 191489 | Direct |
| 2017-02-28 | Common Shares | A | 8958 | $0.00 | Acquired | 200447 | Direct |
| 2017-02-28 | Common Shares | M | 18186 | $0.00 | Acquired | 218633 | Direct |
| 2017-02-28 | Common Shares | A | 11050 | $0.00 | Acquired | 229683 | Direct |
| 2017-02-28 | Common Shares | M | 25922 | $0.00 | Acquired | 255605 | Direct |
| 2017-02-28 | Common Shares | F | 49860 | $32.19 | Disposed | 205745 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Restricted Stock Units | $0.00 | M | 29022 | Disposed | Common Shares (29022) | Direct | |
| 2017-02-28 | Restricted Stock Units | $0.00 | M | 18186 | Disposed | Common Shares (18186) | Direct | |
| 2017-02-28 | Restricted Stock Units | $0.00 | M | 25922 | Disposed | Common Shares (25922) | Direct | |
| 2017-02-28 | Restricted Stock Units | $0.00 | A | 58154 | Acquired | Common Shares (58154) | Direct | |
| 2017-02-28 | Restricted Stock Units | $0.00 | A | 19384 | Acquired | Common Shares (19384) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment.
F3: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment.
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