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Invesco Ltd. — Director's Dealing 2017
Mar 2, 2017
10507_dirs_2017-03-02_8bc473c7-6b96-4436-a83f-406206cd7579.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Invesco Ltd. (IVZ)
CIK: 0000914208
Period of Report: 2017-02-28
Reporting Person: Lo Andrew Tak Shing (Senior Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Shares | M | 15554 | $0.00 | Acquired | 267157 | Direct |
| 2017-02-28 | Common Shares | A | 4899 | $0.00 | Acquired | 272056 | Direct |
| 2017-02-28 | Common Shares | M | 14577 | $0.00 | Acquired | 286633 | Direct |
| 2017-02-28 | Common Shares | A | 4592 | $0.00 | Acquired | 291225 | Direct |
| 2017-02-28 | Common Shares | M | 10448 | $0.00 | Acquired | 301673 | Direct |
| 2017-02-28 | Common Shares | A | 6829 | $0.00 | Acquired | 308502 | Direct |
| 2017-02-28 | Common Shares | M | 15525 | $0.00 | Acquired | 324027 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Restricted Stock Units | $0.00 | M | 15554 | Disposed | Common Shares (15554) | Direct | |
| 2017-02-28 | Restricted Stock Units | $0.00 | M | 14577 | Disposed | Common Shares (14577) | Direct | |
| 2017-02-28 | Restricted Stock Units | $0.00 | M | 10448 | Disposed | Common Shares (10448) | Direct | |
| 2017-02-28 | Restricted Stock Units | $0.00 | M | 15525 | Disposed | Common Shares (15525) | Direct | |
| 2017-02-28 | Restricted Stock Units | $0.00 | M | 47591 | Acquired | Common Shares (47591) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.
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