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Invesco Ltd. — Director's Dealing 2016
Mar 1, 2016
10507_dirs_2016-03-01_dfec54d6-8d5d-4a66-966a-711c161bbe19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Invesco Ltd. (IVZ)
CIK: 0000914208
Period of Report: 2016-02-28
Reporting Person: Taylor Philip (Senior Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-28 | Common Shares | M | 31149 | $0.00 | Acquired | 271174 | Direct |
| 2016-02-28 | Common Shares | M | 9615 | $0.00 | Acquired | 280789 | Direct |
| 2016-02-28 | Common Shares | M | 24453 | $0.00 | Acquired | 305242 | Direct |
| 2016-02-28 | Common Shares | A | 7216 | $0.00 | Acquired | 312458 | Direct |
| 2016-02-28 | Common Shares | M | 18186 | $0.00 | Acquired | 330644 | Direct |
| 2016-02-28 | Common Shares | A | 11050 | $0.00 | Acquired | 341694 | Direct |
| 2016-02-28 | Common Shares | F | 54426 | $27.10 | Disposed | 287268 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-28 | Restricted Stock Units | $0.00 | M | 31149 | Disposed | Common Shares (31149) | Direct | |
| 2016-02-28 | Restricted Stock Units | $0.00 | M | 24453 | Disposed | Common Shares (24453) | Direct | |
| 2016-02-28 | Restricted Stock Units | $0.00 | M | 18186 | Disposed | Common Shares (18186) | Direct | |
| 2016-02-28 | Restricted Stock Units | $0.00 | A | 77767 | Acquired | Common Shares (77767) | Direct | |
| 2016-02-28 | Restricted Stock Units | $0.00 | A | 25922 | Acquired | Common Shares (25922) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment.
F3: The Restricted Stock Units vest in one installment on the fourth anniversary of the date of grant and expire upon the employee's termination of employment.
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