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Invesco Ltd. — Director's Dealing 2012
Dec 4, 2012
10507_dirs_2012-12-04_3f2d76d9-9ab4-423c-b096-ac179c3472ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Invesco Ltd. (IVZ)
CIK: 0000914208
Period of Report: 2012-11-30
Reporting Person: Ellis Roderick G.H. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Common Shares | X | 10000 | — | Acquired | 94306 | Direct |
| 2012-11-30 | Common Shares | S | 10000 | $25.0046 | Disposed | 84306 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | Employee Stock Option (right to buy) | $ | X | 10000 | Disposed | 2013-12-15 | Common Shares (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2736 | Indirect |
Footnotes
F1: Common Shares were acquired by exercise of employee stock options (right to buy).
F2: Pounds Sterling 7.48 per Common Share.
F3: Reflects weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $25.00 to $25.03. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
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