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Invesco Ltd. — Director's Dealing 2012
Dec 14, 2012
10507_dirs_2012-12-14_ed22d315-e685-46c1-a035-c31998f9ea90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Invesco Ltd. (IVZ)
CIK: 0000914208
Period of Report: 2012-12-13
Reporting Person: FLANAGAN MARTIN L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-13 | Common Shares | S | 250000 | $25.2508 | Disposed | 2079978 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1347759 | Direct |
| Common Shares | 400 | Indirect |
| Common Shares | 8 | Indirect |
Footnotes
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transaction was $25.19 to $25.30.
F3: The reporting person effected the above sale of Common Shares for estate planning purposes.