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Invesco Ltd. — Director's Dealing 2011
Feb 18, 2011
10507_dirs_2011-02-18_9f68995c-1816-4258-9c06-ec433f837da8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Invesco Ltd. (IVZ)
CIK: 0000914208
Period of Report: 2011-02-17
Reporting Person: HARTLEY DAVID (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-17 | Common Shares | X | 12500 | $12.06 | Acquired | 151934 | Direct |
| 2011-02-17 | Common Shares | S | 12500 | $27.3462 | Disposed | 139434 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-17 | Employee Stock Option (right to buy) | $12.06 | X | 12500 | Disposed | 2013-12-15 | Common Shares (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 26895 | Indirect |
Footnotes
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average purchase price. The range of prices for such transaction was $27.34 to $27.35.