AI assistant
INTUITIVE SURGICAL INC — Director's Dealing 2021
Apr 26, 2021
29809_dirs_2021-04-26_893cdc23-6fc8-410f-a851-873a47f76c1a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUITIVE SURGICAL INC (ISRG)
CIK: 0001035267
Period of Report: 2021-04-22
Reporting Person: LEVY ALAN J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-22 | Common Stock | M | 255 | $0.0 | Acquired | 8094 | Direct |
| 2021-04-23 | Common Stock | M | 2500 | $161.2667 | Acquired | 10594 | Direct |
| 2021-04-23 | Common Stock | S | 2500 | $856.788 | Disposed | 8094 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-23 | Non-Qualified Stock Option (right to buy) | $161.2667 | M | 2500 | Disposed | 2023-04-25 | Common Stock (2500) | Direct |
| 2021-04-22 | Non-Qualified Stock Option (right to buy) | $859.66 | A | 557 | Acquired | 2031-04-22 | Common Stock (557) | Direct |
| 2021-04-22 | Restricted Stock Units | $0.0 | M | 255 | Disposed | 2021-04-23 | Common Stock (255) | Direct |
| 2021-04-22 | Restricted Stock Units | $0.0 | A | 185 | Acquired | Common Stock (185) | Direct |
Footnotes
F1: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2021.
F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $848.01 to $862.77,inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: 100% of the shares subject to the option shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting
Person's continued service as a director to the issuer.
F4: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service.