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INTUITIVE SURGICAL INC — Director's Dealing 2020
Jan 29, 2020
29809_dirs_2020-01-28_c923a44a-51cd-4158-b083-ecca49304ddd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUITIVE SURGICAL INC (ISRG)
CIK: 0001035267
Period of Report: 2020-01-28
Reporting Person: Samath Jamie (SVP of Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-28 | Common Stock | M | 72 | $418.56 | Acquired | 231 | Direct |
| 2020-01-28 | Common Stock | S | 72 | $570.33 | Disposed | 159 | Direct |
| 2020-01-28 | Common Stock | M | 119 | $328.4567 | Acquired | 278 | Direct |
| 2020-01-28 | Common Stock | S | 119 | $570.33 | Disposed | 159 | Direct |
| 2020-01-28 | Common Stock | M | 119 | $238.9133 | Acquired | 278 | Direct |
| 2020-01-28 | Common Stock | S | 119 | $570.33 | Disposed | 159 | Direct |
| 2020-01-28 | Common Stock | M | 70 | $230.9967 | Acquired | 229 | Direct |
| 2020-01-28 | Common Stock | S | 70 | $570.33 | Disposed | 159 | Direct |
| 2020-01-28 | Common Stock | M | 71 | $178.3867 | Acquired | 230 | Direct |
| 2020-01-28 | Common Stock | S | 71 | $570.33 | Disposed | 159 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-28 | Non-Qualified Stock Option (right to buy) | $178.3867 | M | 71 | Disposed | 2026-02-16 | Common Stock (71) | Direct |
| 2020-01-28 | Non-Qualified Stock Option (right to buy) | $230.9967 | M | 70 | Disposed | 2026-08-15 | Common Stock (70) | Direct |
| 2020-01-28 | Non-Qualified Stock Option (right to buy) | $238.9133 | M | 119 | Disposed | 2027-02-15 | Common Stock (119) | Direct |
| 2020-01-28 | Non-Qualified Stock Option (right to buy) | $328.4567 | M | 119 | Disposed | 2027-08-15 | Common Stock (119) | Direct |
| 2020-01-28 | Non-Qualified Stock Option (right to buy) | $418.56 | M | 72 | Disposed | 2028-02-15 | Common Stock (72) | Direct |
Footnotes
F1: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.
F2: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.
F3: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.
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