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INTUIT INC. — Director's Dealing 2023
Jan 21, 2023
29790_dirs_2023-01-20_f6e22256-cf96-42d3-8c7d-440c1ef3370d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2023-01-18
Reporting Person: SMITH BRAD D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-18 | Common Stock | M | 2563 | $0.00 | Acquired | 404595 | Direct |
| 2023-01-18 | Common Stock | M | 3215 | $0.00 | Acquired | 407810 | Direct |
| 2023-01-18 | Common Stock | M | 492 | $0.00 | Acquired | 408302 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-18 | Restricted Stock Units | $ | M | 2563 | Disposed | 2023-01-18 | Common Stock (2563) | Direct |
| 2023-01-18 | Restricted Stock Units | $ | M | 3215 | Disposed | 2023-01-18 | Common Stock (3215) | Direct |
| 2023-01-18 | Restricted Stock Units | $ | M | 492 | Disposed | 2023-01-18 | Common Stock (492) | Direct |
| 2023-01-18 | Restricted Stock Units - MSPP Matching Award | $ | J | 138 | Disposed | Common Stock (138) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44311 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units -performance based vesting | $ | Common Stock (10416) | 10416 | Direct |
Footnotes
F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee.
F2: 1-for-1
F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022.
F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022.
F6: Represents vesting date for these Restricted Stock Units, subject to deferred release.
F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program.
F8: Represents scheduled vesting date for grant made on 8/13/2021.
F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date.
F10: Represents vesting date for grant made on 7/30/2020.
F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date.
F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release.