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INTUIT INC. — Director's Dealing 2021
Sep 3, 2021
29790_dirs_2021-09-02_73d6e4d5-b3a0-4247-b0e0-f3e51ad63e55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2021-08-31
Reporting Person: Chriss James Alexander (EVP, SBSEG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-31 | CommonStock | M | 2934 | $216.64 | Acquired | 3234 | Direct |
| 2021-08-31 | Common Stock | M | 6331 | $303.94 | Acquired | 9565 | Direct |
| 2021-08-31 | Common Stock | M | 4343 | $135.35 | Acquired | 13908 | Direct |
| 2021-08-31 | Common Stock | M | 17879 | $281.6 | Acquired | 31787 | Direct |
| 2021-08-31 | Common Stock | S | 10658 | $563.9236 | Disposed | 21129 | Direct |
| 2021-08-31 | Common Stock | S | 17806 | $564.6933 | Disposed | 3323 | Direct |
| 2021-08-31 | Common Stock | S | 1800 | $565.4222 | Disposed | 1523 | Direct |
| 2021-08-31 | Common Stock | S | 1223 | $567.11 | Disposed | 300 | Direct |
| 2021-09-01 | Common Stock | M | 4014 | — | Acquired | 4314 | Direct |
| 2021-09-01 | Common Stock | F | 1992 | $563.13 | Disposed | 2322 | Direct |
| 2021-09-02 | Common Stock | S | 527 | $560.2127 | Disposed | 1795 | Direct |
| 2021-09-02 | Common Stock | S | 260 | $562.0721 | Disposed | 1535 | Direct |
| 2021-09-02 | Common Stock | S | 550 | $563.076 | Disposed | 985 | Direct |
| 2021-09-02 | Common Stock | S | 585 | $563.9213 | Disposed | 400 | Direct |
| 2021-09-02 | Common Stock | S | 100 | $564.815 | Disposed | 300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-31 | Non-Qualified Stock Option (right to buy) | $216.64 | M | 2934 | Disposed | 2025-07-25 | Common Stock (2934) | Direct |
| 2021-08-31 | Non-Qualified Stock Option (right to buy) | $303.94 | M | 6331 | Disposed | 2027-07-29 | Common Stock (6331) | Direct |
| 2021-08-31 | Non-Qualified Stock Option (right to buy) | $135.35 | M | 4343 | Disposed | 2024-07-19 | Common Stock (4343) | Direct |
| 2021-08-31 | Non-Qualified Stock Option (right to buy) | $281.6 | M | 17879 | Disposed | 2026-07-24 | Common Stock (17879) | Direct |
| 2021-09-01 | Restricted Stock Unit -performance-based vesting | $ | M | 4014 | Disposed | Common Stock (4014) | Direct |
Footnotes
F1: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F2: This transaction was executed in multiple trades ranging from $563.23 to $564.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades ranging from $564.24 to $565.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades ranging from $565.28 to $565.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades ranging from $559.87 to $560.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades ranging from $561.46 to $562.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades ranging from $562.56 to $563.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades ranging from $563.69 to $564.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades ranging from $564.80 to $564.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: Represents last vesting date for this tranche of stock options.
F11: 1-for-1
F12: Represents the awarded and vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives.
F13: Represents vesting and release date for Restricted Stock Units (performance-based vesting).
F14: Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.