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INTUIT INC. — Director's Dealing 2020
Oct 5, 2020
29790_dirs_2020-10-05_cbcabaec-8dd3-4dc7-9e56-d025449d3e8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2020-10-01
Reporting Person: SMITH BRAD D (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 1281 | — | Acquired | 356615 | Direct |
| 2020-10-01 | Common Stock | M | 443 | — | Acquired | 357058 | Direct |
| 2020-10-01 | Common Stock | M | 36 | — | Acquired | 357094 | Direct |
| 2020-10-01 | Common Stock | F | 892 | $332.34 | Disposed | 356202 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Restricted Stock Unit | $ | M | 1281 | Disposed | Common Stock (1281) | Direct | |
| 2020-10-01 | Restricted Stock Unit | $ | M | 443 | Disposed | Common Stock (443) | Direct | |
| 2020-10-01 | Restricted Stock Unit | $ | M | 36 | Disposed | Common Stock (36) | Direct |
Footnotes
F1: Represents 1,223 vested restricted stock units that were released on 10/1/2020 and 58 vested restricted stock units with accelerated release to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2021.
F2: Shares withheld in connection with tax withholding obligations as follows: 578 shares withheld in connection with deferred release of 1,223 vested restricted stock units, 220 shares withheld in connection with vesting and release of 443 restricted stock units, and 58 and 36 shares withheld in connection with restricted stock units granted 7/26/2018 and 2/15/2019 respectively and vested on 10/1/2020 but subject to deferred release.
F3: 1-for-1
F4: Represents release date for vested restricted stock units.
F5: Restricted Stock Units do not expire; they either vest are are cancelled prior to vesting date.
F6: Represents vesting date for this tranche of Restricted Stock Units.
F7: Represents vesting and release date to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2021.