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INTUIT INC. — Director's Dealing 2019
Nov 27, 2019
29790_dirs_2019-11-26_016b72c8-d8f2-433d-b4c8-1edbf58b8134.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2019-11-25
Reporting Person: Goodarzi Sasan K (Director, CEO, President and Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-25 | Common Stock | M | 70750 | $82.59 | Acquired | 133686 | Direct |
| 2019-11-25 | Common Stock | M | 22200 | $107.25 | Acquired | 155886 | Direct |
| 2019-11-25 | Common Stock | S | 48308 | $257.0112 | Disposed | 107578 | Direct |
| 2019-11-25 | Common Stock | S | 20022 | $258.0357 | Disposed | 87556 | Direct |
| 2019-11-25 | Common Stock | S | 23321 | $258.8511 | Disposed | 64235 | Direct |
| 2019-11-25 | Common Stock | S | 600 | $260.0091 | Disposed | 63635 | Direct |
| 2019-11-25 | Common Stock | S | 699 | $260.8786 | Disposed | 62936 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-25 | Non-Qualified Stock Option (right to buy) | $82.59 | M | 70750 | Disposed | 2021-07-23 | Common Stock (70750) | Direct |
| 2019-11-25 | Non-Qualified Stock Option (right to buy) | $107.25 | M | 22200 | Disposed | 2022-07-22 | Common Stock (22200) | Direct |
Footnotes
F1: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in August 2019.
F2: This transaction was executed in multiple trades ranging from $256.54 to $257.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades ranging from $257.54 to $258.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades ranging from $258.54 to $259.41. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades ranging from $259.56 to $260.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades ranging from $260.86 to $260.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: Represents date this stock option grant was fully vested.