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INTUIT INC. — Director's Dealing 2019
Nov 27, 2019
29790_dirs_2019-11-26_30ed593d-172e-4024-9103-8889f19187c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2019-11-25
Reporting Person: Chriss James Alexander (EVP, GM of SBSEG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-25 | Common Stock | S | 46 | $260.86 | Disposed | 126 | Direct |
| 2019-11-25 | Common Stock | M | 2000 | $216.64 | Acquired | 2126 | Direct |
| 2019-11-25 | Common Stock | M | 9587 | $135.35 | Acquired | 11713 | Direct |
| 2019-11-25 | Common Stock | M | 9910 | $113.19 | Acquired | 21623 | Direct |
| 2019-11-25 | Common Stock | S | 2000 | $260.86 | Disposed | 19623 | Direct |
| 2019-11-25 | Common Stock | S | 3000 | $256.82 | Disposed | 16623 | Direct |
| 2019-11-25 | Common Stock | S | 3500 | $258.32 | Disposed | 13123 | Direct |
| 2019-11-25 | Common Stock | S | 11624 | $258.84 | Disposed | 1499 | Direct |
| 2019-11-25 | Common Stock | S | 1373 | $260.66 | Disposed | 126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-25 | Non-Qualified Stock Option (right to buy) | $216.64 | M | 2000 | Disposed | 2025-07-25 | Common Stock (2000) | Direct |
| 2019-11-25 | Non-Qualified Stock Option (right to buy) | $135.35 | M | 9587 | Disposed | 2024-07-19 | Common Stock (9587) | Direct |
| 2019-11-25 | Non-Qualified Stock Option (right to buy) | $113.19 | M | 9910 | Disposed | 2023-07-20 | Common Stock (9910) | Direct |
Footnotes
F1: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F2: This transaction was executed in multiple trades ranging from $256.82 to $257.41. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades ranging from $257.54 to $258.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades ranging from $258.58 to $259.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades ranging from $260.21 to $261.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Represents last vesting date for this traunch of stock options.