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INTUIT INC. — Director's Dealing 2016
Sep 6, 2016
29790_dirs_2016-09-06_8e97b3e7-1bf4-416b-8544-d7c3482f5f00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2016-09-01
Reporting Person: SMITH BRAD D (Director, Chairman, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | Common Stock | M | 38566 | — | Acquired | 177558 | Direct |
| 2016-09-01 | Common Stock | M | 23100 | — | Acquired | 200658 | Direct |
| 2016-09-01 | Common Stock | M | 23940 | — | Acquired | 224598 | Direct |
| 2016-09-01 | Common Stock | M | 77982 | — | Acquired | 302580 | Direct |
| 2016-09-01 | Common Stock | F | 85362 | $112.34 | Disposed | 217218 | Direct |
| 2016-09-02 | Common Stock | G | 4470 | — | Disposed | 212748 | Direct |
| 2016-09-06 | Common Stock | G | 4460 | — | Disposed | 208288 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-01 | Restricted Stock Unit (performance-based vesting) | $ | M | 23100 | Disposed | Common Stock (23100) | Direct | |
| 2016-09-01 | Restricted Stock Unit (performance-based vesting) | $ | M | 38566 | Disposed | Common Stock (38566) | Direct | |
| 2016-09-01 | Restricted Stock Unit (performance-based vesting) | $ | M | 23940 | Disposed | Common Stock (23940) | Direct | |
| 2016-09-01 | Restricted Stock Unit (performance-based vesting) | $ | M | 77982 | Disposed | Common Stock (77982) | Direct |
Footnotes
F1: 1-for-1
F2: Represents the second and final vesting tranche pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain pre-established 3-year operating goals awarded 7/20/2011.
F3: Represents vesting date for restricted stock units.
F4: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.
F5: Represents the second and final vesting tranche pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives awarded 7/20/2011.
F6: Represents the vested units pursuant to a Restricted Stock Unit (performance-based vesting) grant related to achievement of certain pre-established 3-year operating goals; the balance of the granted units were canceled.
F7: Represents the vested units pursuant to a Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled.