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Intrepid Potash, Inc. — Director's Dealing 2016
Nov 10, 2016
33035_dirs_2016-11-10_6ee3c306-cde6-480c-aaf1-8b3c76f3d1ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intrepid Potash, Inc. (IPI)
CIK: 0001421461
Period of Report: 2016-11-08
Reporting Person: WHYTE JAMES N (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-08 | Common Stock | A | 172281 | — | Acquired | 237725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-08 | Employee Stock Option (option to purchase) | $1.03 | A | 230000 | Acquired | 2026-11-07 | Common Stock (230000) | Direct |
Footnotes
F1: Represents a grant of restricted stock that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date.
F2: Represents 51,057 unrestricted shares of common stock and 186,668 shares of restricted stock.
F3: Represents a grant of non-qualified stock options that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date.