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Interfund Investments PLC

Major Shareholding Notification Jul 26, 2021

2469_mrq_2021-07-26_032b2d63-c69e-49d0-b2a7-a0d47c10f59c.pdf

Major Shareholding Notification

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NOTIFICATION FORM

FOR MAJOR HOLDING

(Sections 28, 30, 31 και 31A of the Law)

NOTIFICATION OF MAJOR HOLDING

(to be sent to the relevant issuer and to the Cyprus Securities and Exchange Commission)'

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached":
INTERFUND INVESTMENTS PLC
2. Reason for the notification (please tick the appropriate box or boxes):
[ ] Other (please specify)": [ x ] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
3. Details of person subject to the notification obligation":
Full name:
Finance Security Group Plc
City and
country of registered office
str. Vrabcha 8, Sofia, Bulgaria
(if applicable)
4. Full name of shareholder(s) (if different from the person in point 3) ':
N/A
5. Date on which the threshold was crossed or reached":
20.07.2021
6. Threshold which was crossed or reached:
5.00%
7. Total positions of person(s) subject to the notification obligation:
% of voting rights
attached to shares
(total of 8.A)
% of voting rights
through financial
instruments
(total of 8.B.1 +
8.8.2)
Total %
(8.A+8.B.1
48.8.2)
Total number of
voting rights of
issuervi
Resulting situation
on the date on
which threshold
was crossed or
reached
6.89% 7 770 865
Position of previous
notification
(if applicable)
14.09% 15893 865
  1. Notified details of the resulting situation on the date on which the threshold was crossed or reached"]':

A: Voting rights attached to shares

Class/type of Number of voting rights" % of voting rights
shares
(provide ISIN code
if possible)
Direct
(section 28
of the Law)
Indirect
(section 30
of the Law)
Direct
(section 28
of the Law)
Indirect
(section 30
of the Law
CY0100560214 7 770 865 6.89%
SUBTOTAL A:
(Direct and Indirect)
7 770 865 6.89%
B.1: Financial Instruments according to section 31(1)(a) of the Law
Type of financial
instrument
Expiration
date
Exercise/
Conversion
Period*
Number of voting
rights that may be
acquired if the
instrument is
exercised/
converted
% of voting rights
SUBTOTAL B.1
B.2: Financial Instruments with similar economic effect according to section 31(1)(b) of the Law
Type of financial
instrument
Expiration
date *i
Exercise/
Conversion
Period*ii
Physical or cash
settlement"
Number of
voting rights
% of voting
rights
SUBTOTAL B.2
  1. Information in relation to the person subject to the notification (please tick the applicable box):

  2. [X] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the issuer or the underlying issuer™.

  3. [ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity":
Name"vii % of voting rights if
it equals or is
higher than the
notifiable
threshold
% of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold
Total of both if it
equals or is higher
than the notifiable
threshold
10. In case of proxy voting:
[name of the proxy holder] will cease to hold
and percentage(%)] voting rights as of
11. Additional information"0":
I declare that, to my knowledge, all of the above informatjon is accurate and true.
(Name): Dimitar/Mihallov/
секюп
1/2/

(Signature):

(Place, Date)

ANNEX: NOTIFICATION OF MAJOR HOLDINGS

(Filed only with the Cyprus Securities and Exchange Commission and not with the relevant Issuer)

A: Identity of the person subject to the notification obligation

Full name (including legal form for legal entities):

Finance Security Group PLC

Contact address (registered office for legal entities):

str. Vrabcha 8, Sofia, Bulgaria

E-Mail:

[email protected]

Phone number / Fax number :

+359 2 932 71 00

Other useful information (at least one contact person for legal persons): Dimitar Mihailov

B: Identity of the notifier (complete if another person makes the notification on behalf of the person or entity mentioned in point A)

Full name:

Contact address:

E-Mail:

Phone number / Fax number :

Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation):

C. Date on which the issuer was notified: 22.07.2021

D. Additional information:

NOTES:

This form is to be sent to the issuer or underlying issuer and to be filed with the Cyprus Securities and Exchange Commission. Filing the form with the Cyprus Securities and Exchange Commission can be effected via post or delivery at Diagorou 27, 15 Floor, 1097 Nicosia or via fax at (+357)22506700 or via e mail in pdf format at [email protected] (please choose only one filing method). In any case the form should be signed.

" Full name of the natural person or legal entity and further specification of the underlying issuer, provided it is reliable and accurate (e.g address, domestic number identity etc).

i" Other reason for the notification could be voluntary notifications, changes of attribution of the holding (e.g. expiring of financial instruments) or acting in concert.

"State the full name of (i) the shareholder- (i) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases foreseen in section 30(1)(bb) to (hh) of the holder of financial instruments referred to in section 31(1) the Law.

The present form does not provide for a specific method how to notify cases of acting in concert referred to in section 30(1){aa) of the Law, as the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party to the agreement).

In relation to the transactions referred to in section 30(1){bb}-{hh} of the following list is provided as indication of the persons who should be mentioned:

  • in the circumstances foresen in section 30(1)(bb) of the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement, and the natural person or legal entity who is transferring temporarily for consideration the voting rights.
  • in the circumstances foreseen in section 30(1){cc) of the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and the natural person or legal entity lodging the collateral under these conditions-
  • in the circumstances foreseen in section 30(1)(dd) of the Law, the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares, and the natural person or legal entity who is disposing of the voting rights when the life interest is created-
  • in the circumstances foreseen in section 30(1)(ee) of the controlling natural person or legal entity and, . provided it has a notification duty at an individual level under section 30(1), subparagraphs (aa) to (dd), of the Law or under a combination of any of those situations, the controlled undertaking-
  • in the circumstances foreseen in section 30(1){ff} of the Law, the deposit taker of the can exercise the voting rights attached to the shares deposited with him at his discretion, and the shares allowing the deposit taker to exercise the voting rights at his discretion.
  • in the circumstances foreseen in section 30(1)(gg) of the natural person or legal entity that controls the
    voting rights.
  • in the circumstances foreseen in section 30(1){hh} of the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

* Applicable in the cases provided for in section 30(1)(bb)-(hh) of the Law. State full name of the shareholder who is the counterparty to the natural person or legal entity referred to in section 30(1) of the Law, unless the percentage of voting rights held by the shareholder is lower than the 5% threshold (e.g. identification of funds managed by management companies).

" The date on which the threshold is crossed is the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings of thresholds, the relevant date is when the event, which led to the change in the breakdown of voting rights, took effect.

** The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

™ If the holding has fallen below the 5% threshold, state the new holding even if is below the 5% threshold.

* In case of combined holdings of shares with voting rights attached «direct holding» and of voting rights «indirect holding», split the voting rights number and percentage (%) into the direct columns. If the holding is only «direct» or «indirect», mark the other column with a dash (-).

* Date of maturity/expiration of the financial instrument, i.e. the date when right to acquire shares ends.

* If the financial instrument has an exercise or a conversion period (e.g. once every 3 months starting from {insert date]).

** Date of maturity/expiration of the financial instrument, i.e. the date when right to acquire shares ends.

** If the financial instrument has an exercise or a conversion period (e.g. once every 3 months starting from [insert date]).

n" In case of cash settled financial instruments the number and percentages (%) of voting rights is to be presented on a «delta-adjusted basis» (section 31(2) of the Law).

* If the person subject to the notification is either controlled and/or does control another undertaking, then the second option applies.

** The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity has to be presented also in the cases, in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only thus the markets get always the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, E, F etc.).

xi" State the names of controlled undertakings through which the voting rights and/or financial instruments are effectively held, irrespectively whether the controlled undertakings cross or reach the systems.

xiii State any other necessary detail for the completeness of the information provided.

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