Major Shareholding Notification • Jul 26, 2021
Major Shareholding Notification
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(to be sent to the relevant issuer and to the Cyprus Securities and Exchange Commission)'
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached": INTERFUND INVESTMENTS PLC |
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|---|---|---|---|---|---|
| 2. Reason for the notification (please tick the appropriate box or boxes): | |||||
| [ ] Other (please specify)": | [ x ] An acquisition or disposal of voting rights [ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights |
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| 3. Details of person subject to the notification obligation": | |||||
| Full name: Finance Security Group Plc |
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| City and country of registered office str. Vrabcha 8, Sofia, Bulgaria (if applicable) |
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| 4. Full name of shareholder(s) (if different from the person in point 3) ': N/A |
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| 5. Date on which the threshold was crossed or reached": 20.07.2021 |
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| 6. Threshold which was crossed or reached: 5.00% |
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| 7. Total positions of person(s) subject to the notification obligation: | |||||
| % of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B.1 + 8.8.2) |
Total % (8.A+8.B.1 48.8.2) |
Total number of voting rights of issuervi |
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| Resulting situation on the date on which threshold was crossed or reached |
6.89% | 7 770 865 | |||
| Position of previous notification (if applicable) |
14.09% | 15893 865 |
| Class/type of | Number of voting rights" | % of voting rights | ||
|---|---|---|---|---|
| shares (provide ISIN code if possible) |
Direct (section 28 of the Law) |
Indirect (section 30 of the Law) |
Direct (section 28 of the Law) |
Indirect (section 30 of the Law |
| CY0100560214 | 7 770 865 | 6.89% | ||
| SUBTOTAL A: (Direct and Indirect) |
7 770 865 | 6.89% |
| B.1: Financial Instruments according to section 31(1)(a) of the Law | |||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period* |
Number of voting rights that may be acquired if the instrument is exercised/ converted |
% of voting rights | |
| SUBTOTAL B.1 |
| B.2: Financial Instruments with similar economic effect according to section 31(1)(b) of the Law | |||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration date *i |
Exercise/ Conversion Period*ii |
Physical or cash settlement" |
Number of voting rights |
% of voting rights |
| SUBTOTAL B.2 |
Information in relation to the person subject to the notification (please tick the applicable box):
[X] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the issuer or the underlying issuer™.
| Name"vii | % of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|---|---|---|---|
| 10. In case of proxy voting: | |
|---|---|
| [name of the proxy holder] will cease to hold | |
| and percentage(%)] voting rights as of |
| 11. Additional information"0": | |
|---|---|
| I declare that, to my knowledge, all of the above informatjon is accurate and true. | |
| (Name): | Dimitar/Mihallov/ секюп |
| 1/2/ | |
(Signature):
(Place, Date)
(Filed only with the Cyprus Securities and Exchange Commission and not with the relevant Issuer)
Full name (including legal form for legal entities):
Finance Security Group PLC
Contact address (registered office for legal entities):
str. Vrabcha 8, Sofia, Bulgaria
E-Mail:
Phone number / Fax number :
+359 2 932 71 00
Other useful information (at least one contact person for legal persons): Dimitar Mihailov
B: Identity of the notifier (complete if another person makes the notification on behalf of the person or entity mentioned in point A)
Full name:
Contact address:
E-Mail:
Phone number / Fax number :
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation):
C. Date on which the issuer was notified: 22.07.2021
D. Additional information:
This form is to be sent to the issuer or underlying issuer and to be filed with the Cyprus Securities and Exchange Commission. Filing the form with the Cyprus Securities and Exchange Commission can be effected via post or delivery at Diagorou 27, 15 Floor, 1097 Nicosia or via fax at (+357)22506700 or via e mail in pdf format at [email protected] (please choose only one filing method). In any case the form should be signed.
" Full name of the natural person or legal entity and further specification of the underlying issuer, provided it is reliable and accurate (e.g address, domestic number identity etc).
i" Other reason for the notification could be voluntary notifications, changes of attribution of the holding (e.g. expiring of financial instruments) or acting in concert.
"State the full name of (i) the shareholder- (i) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases foreseen in section 30(1)(bb) to (hh) of the holder of financial instruments referred to in section 31(1) the Law.
The present form does not provide for a specific method how to notify cases of acting in concert referred to in section 30(1){aa) of the Law, as the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party to the agreement).
In relation to the transactions referred to in section 30(1){bb}-{hh} of the following list is provided as indication of the persons who should be mentioned:
* Applicable in the cases provided for in section 30(1)(bb)-(hh) of the Law. State full name of the shareholder who is the counterparty to the natural person or legal entity referred to in section 30(1) of the Law, unless the percentage of voting rights held by the shareholder is lower than the 5% threshold (e.g. identification of funds managed by management companies).
" The date on which the threshold is crossed is the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings of thresholds, the relevant date is when the event, which led to the change in the breakdown of voting rights, took effect.
** The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.
™ If the holding has fallen below the 5% threshold, state the new holding even if is below the 5% threshold.
* In case of combined holdings of shares with voting rights attached «direct holding» and of voting rights «indirect holding», split the voting rights number and percentage (%) into the direct columns. If the holding is only «direct» or «indirect», mark the other column with a dash (-).
* Date of maturity/expiration of the financial instrument, i.e. the date when right to acquire shares ends.
* If the financial instrument has an exercise or a conversion period (e.g. once every 3 months starting from {insert date]).
** Date of maturity/expiration of the financial instrument, i.e. the date when right to acquire shares ends.
** If the financial instrument has an exercise or a conversion period (e.g. once every 3 months starting from [insert date]).
n" In case of cash settled financial instruments the number and percentages (%) of voting rights is to be presented on a «delta-adjusted basis» (section 31(2) of the Law).
* If the person subject to the notification is either controlled and/or does control another undertaking, then the second option applies.
** The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity has to be presented also in the cases, in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only thus the markets get always the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, E, F etc.).
xi" State the names of controlled undertakings through which the voting rights and/or financial instruments are effectively held, irrespectively whether the controlled undertakings cross or reach the systems.
xiii State any other necessary detail for the completeness of the information provided.
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