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Intercontinental Hotels Group PLC — Major Shareholding Notification 2017
Jun 16, 2017
5306_ffr_2017-06-16_28fab8f8-8de6-42d2-a083-16811157acc2.zip
Major Shareholding Notification
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6-K 1 batch16062017.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 16 June 2017
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Holding(s)
in Company dated 30 May 2017 |
| --- | --- |
| 99.2 | Director/PDMR
Shareholding dated 30 May 2017 |
| 99.3 | Total
Voting Rights dated 01 June 2017 |
| 99.4 | Director/PDMR
Shareholding dated 16 June 2017 |
| 99.5 | Director/PDMR
Shareholding dated 16 June 2017 |
Exhibit No: 99.1
| TR-1:
NOTIFICATION OF MAJOR INTEREST IN SHARES — 1.
Identity of the issuer or the underlying issuer of existing shares
to which voting rights are attached: | InterContinental
Hotels Group PLC | |
| --- | --- | --- |
| 2 Reason for the notification (please
tick the appropriate box or boxes): | | |
| An
acquisition or disposal of voting rights | | X |
| An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached | | |
| An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments | | |
| An
event changing the breakdown of voting rights | | |
| Other
(please specify): | | |
| 3.
Full name of person(s) subject to the notification
obligation: | Fiera
Capital Corporation | |
| 4.
Full name of shareholder(s) (if
different from 3.): | PORTFOLIO | HOLDINGS |
| | BNPP IP
BELGIUM - G.A. FUND | 57372 |
| | OIL
INVESTMENT CORP OICL | 247255 |
| | 193 NBC
EUROPEAN EQUITY FUND | 20042 |
| | CR BNC
FONDS PRINCIPAL US | 191559 |
| | COAST
CONSERVATION ENDOW | 7881 |
| | FONDS
FIERA ACTIONS | 111446 |
| | FIERA
INTERNATIONAL EQUITY | 370323 |
| | 837 FDS
DIV EQUILIBRE INTL | 43157 |
| | 867
ACTIONS MONDIALES BNC | 35591823 |
| | 838 FDS
DIV. CROISSANCE BNC | 25069 |
| | FONDS
ACTIONS | 19967 |
| | FONDS
DE PLACEMENT DU | 23037 |
| | SEI
INVESTMENTS MANAGEMENT | 53150 |
| | DUFF
& PHELPS (LUXEMBOURG) | 13764 |
| | FIERA
CAP GLOBAL EQUITY FUND | 100758 |
| | LEGACY
PRIVATE TRUST (TRUST) | 5936 |
| | FONDS
FIERA ACTIONS | 230349 |
| | CHICAGO
LABORERS' AND | 33123 |
| --- | --- | --- |
| | MICROSOFT
RUSSELL | 168528 |
| | RUSSELL
INVESTMENT | 245570 |
| | RIC IV
PLC RUSSELL ALPHA | 8591 |
| | RIL
STICHTING | 108900 |
| | RIL
ALGEMEEN PENSIOENFONDS | 12135 |
| | RIC V
RUSSELL GSEO FUND | 28105 |
| | RIM
NATIONAL PENSION SCHEME | 32228 |
| | RUSSELL
WORLD EQUITY FUND | 43519 |
| | RUSSELL
(RCCF AND RIC) - | 366843 |
| | HUNTINGTON
INGALLS | 114686 |
| | FIERA
GLOBAL EQUITY FUND | 1108778 |
| | FONDS
FIERA SCEPTRE | 137928 |
| | FIERA
CAPITAL INTERNATIONAL | 6225 |
| | TENNESSEE
CONSOLIDATED | 553590 |
| | PUBLIC
EMPLOYEE RETIREMENT | 198967 |
| | AON
HEWITT CIT - FIERA | 80171 |
| | MARSHFIELD CLINIC
SALARY | 50602 |
| | CAISSE
DE RETRAITE | 202587 |
| | FIDUCIE
GLOBALE DU R.B.A. | 25335 |
| | LONDON
LIFE BALANCED FUND | 14766 |
| | CAISSE
PRIVE | 176677 |
| | GOLDMAN
SACHS NON-US EQUITY | 97547 |
| | GOLDMAN
SACHS NON-US EQUITY | 20918 |
| | GOLDMAN
SACHS NON-US EQUITY | 49735 |
| | FIERA
GLOBAL EQUITY FUND - | 104276 |
| | INTERNATIONAL
EQUITY | 160639 |
| | GLOBAL
EQUITY LONG-ONLY | 372337 |
| | FIERA
ASSET MANAGEMENT USA | 475649 |
| | FIERA
CAPITAL GLOBAL EQUITY | 251 |
| | GB
DEFENSIVE | 12174 |
| | LORTRON
HOLDING
CORPORATION | 18574 |
| | TOTAL | 6 906
937 |
| 5.
Date of the transaction and date on which the threshold is crossed
or reached: | May 22,
2017 | |
| 6.
Date on which issuer notified: | May 26,
2017 | |
| 7.
Threshold(s) that is/are crossed or reached: | Voting
rights attached to shares holding for Fiera Capital Corporation.
has gone above 3% | |
| 8.
Notified details: | | | | | | | |
| --- | --- | --- | --- | --- | --- | --- | --- |
| A:
Voting rights attached to shares | | | | | | | |
| Class/type
of shares if
possible using the ISIN CODE | Situation
previous to the triggering transaction | | Resulting
situation after the triggering transaction | | | | |
| | Number
of Shares | Number
of Voting Rights | Number
of shares | Number
of voting rights | | %
of voting rights | |
| | | | Direct | Direct | Indirect | Direct | Indirect |
| Ordinary shares
GB00BD8QVH41 | | N/A | | | 6,906,937 | | 3.64% |
| B:
Qualifying Financial Instruments | | | | | | | |
| Resulting
situation after the triggering transaction | | | | | | | |
| Type
of financial instrument | Expiration
date | Exercise/
Conversion Period | | Number
of voting rights that may be acquired if the instrument is
exercised/ converted. | | %
of voting rights | |
| C:
Financial Instruments with similar economic effect to Qualifying
Financial Instruments | | | | | | | |
| Resulting
situation after the triggering transaction | | | | | | | |
| Type
of financial instrument | Exercise
price | Expiration
date | Exercise/
Conversion period | Number
of voting rights instrument refers to | | %
of voting rights | |
| | | | | | | Nominal | Delta |
| Total
(A+B+C) | | | | | | | |
| Number
of voting rights | | | Percentage
of voting rights | | | | |
| 6,906,937 | | | 3.64% | | | | |
| 9.
Chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held, if
applicable: | |
| --- | --- |
| Fiera
Capital Corporation, a duly register portfolio manager registered
in all the provinces and territories of Canada, acts as investment
adviser and has investment discretion and/or control for all the
shareholders listed in box 4 above. | |
| Proxy
Voting: | |
| 10.
Name of the proxy holder: | N/A |
| 11.
Number of voting rights proxy holder will cease to
hold: | N/A |
| 12.
Date on which proxy holder will cease to hold voting
rights: | N/A |
| 13.
Additional information: | N/A |
| 14.
Contact name: | Nicolette
Henfrey Deputy
Company Secretary & Head of Corporate Legal InterContinental
Hotels Group PLC |
| 15.
Contact telephone number: | 01895
512 000 |
Exhibit No: 99.2
InterContinental Hotels Group PLC
Transaction Notification
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Eric
Pearson | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive
Vice President and Chief Information Officer | |
| b) | Initial notification /Amendment | Initital | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | InterContinental
Hotels Group PLC | |
| b) | LEI | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BD8QVH41 | |
| b) | Nature of the transaction | Disposal | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
£43.27 | 14,063 |
| d) | Aggregated information - Aggregated volume - Price -
Aggregated total | 14,063 GBP £43.27 GBP £608,506.01 | |
| e) | Date of the transaction | 2017-05-25 | |
| f) | Place of the transaction | XLON | |
Exhibit No: 99.3
InterContinental Hotels Group PLC (the "Company")
Total Voting Rights and Capital
In accordance with Disclosure and Transparency Rule 5.6.1, the Company announces that, a s at 31 May 2017, its issued share capital consists of 197,597,610 ordinary shares of 19 17/21 pence each with each share carrying the right to one vote. 7,607,430 ordinary shares are held in treasury. The total number of voting rights in the Company is 189,990,180.
The above figure may be used by shareholders as the denominator for the calculations by which they may determine if they are required to notify their interest in, or a change to their interest in, the Company under the Financial Conduct Authority's Disclosure and Transparency Rules.
Nicolette Henfrey
SVP, Deputy Company Secretary & Head of Corporate Legal
For further information, please contact:
Corporate Legal & Secretariat (Nicolette Henfrey): +44 (0)1895 512 000
Exhibit No: 99.4
InterContinental Hotels Group PLC
Notification of Transaction by Director, Person Discharging Managerial Responsibilities or Person Closely Associated
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Richard
Solomons | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Officer | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | InterContinental
Hotels Group PLC | |
| b) | LEI | 2138007ZFQYRUSLU3J98 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BD8QVH41 | |
| b) | Nature of the transaction | Disposal | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
£44.126768 | 31,000 |
| d) | Aggregated information - Aggregated volume - Price | 31,000 GBP
£44.126768 GBP
£1,367,929.81 | |
| e) | Date of the transaction | 2017-06-14 | |
| f) | Place of the transaction | XLON | |
Exhibit No: 99.5
InterContinental Hotels Group PLC
Notification of Transaction by Director, Person Discharging Managerial Responsibilities or Person Closely Associated
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Karin
Solomons | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | PCA of
Richard Solomons, Chief Executive Officer | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | InterContinental
Hotels Group PLC | |
| b) | LEI | 2138007ZFQYRUSLU3J98 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BD8QVH41 | |
| b) | Nature of the transaction | Disposal | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
£44.126768 | 86,000 |
| d) | Aggregated information - Aggregated volume - Price | 86,000 GBP £ 44.126768 GBP
£3,794,902.05 | |
| e) | Date of the transaction | 2017-06-14 | |
| f) | Place of the transaction | XLON | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ F. |
| Cuttell | |
| Name: | F. |
| CUTTELL | |
| Title: | ASSISTANT |
| COMPANY SECRETARY | |
| Date: | 16 June 2017 |
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