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Intercontinental Hotels Group PLC — Major Shareholding Notification 2016
Apr 1, 2016
5306_ffr_2016-04-01_fe8c5e6c-839f-4a0c-b787-6a72c6326f5b.zip
Major Shareholding Notification
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6-K 1 ihg201604016kbatch.htm BATCH FILING ihg201604016kbatch.htm Licensed to: LSE Document Created using EDGARizer 2020 5.4.1.0 Copyright 1995 - 2009 Thomson Reuters. All rights reserved.
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 01 April 2016
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
99.1 Holding(s) in Company dated 24 March 2016
| 99.2 | TD Announcement - Total Voting Rights Dated 01 April 2016 |
|---|---|
| 99.3 | TR1 (Holdings in Co) - BlackRock, Inc. Dated 01 April 2016 |
| 99.4 | TR1 (Holdings in Co) - BlackRock, Inc. Dated 01 April 2016 |
99 .1
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii Intercontinental Hotels Group plc
| 2 Reason for the notification (please tick the appropriate box or boxes): | |
|---|---|
| An acquisition or disposal of voting rights | X |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): |
| 3. Full name of person(s) subject to the notification obligation: iii | The Capital Group Companies, Inc. |
|---|---|
| 4. Full name of shareholder(s) (if different from 3.): iv | See Section 9 |
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 22 March 2016 |
| 6. Date on which issuer notified: | 23 March 2016 |
| 7. Threshold(s) that is/are crossed or reached: vi, vii | Above 5% - Aggregate of voting rights from shares |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| Ordinary (GB00BN33FD40) | 11,635,438 | 11,635,438 | 11,890,489 | 5.0166% |
| B: Qualifying Financial Instruments | ||||
|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
| N/A |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
|---|---|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
| N/A | Nominal | Delta |
| Total (A+B+C) | |
|---|---|
| Number of voting rights | Percentage of voting rights |
| 11,890,489 | 5.0166% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | Number of Shares | Percent of Outstanding |
|---|---|---|
| The Capital Group Companies, Inc. ("CG") holdings | 11,890,489 | 5.0166% |
| Holdings by CG Management Companies and Funds: | ||
| • Capital Research and Management Company | 11,890,489 | 5.0166% |
| Proxy Voting: |
|---|
| 10. Name of the proxy holder: |
| 11. Number of voting rights proxy holder will cease to hold: |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
|---|---|
| 14. Contact name: | Nicolette Henfrey Deputy Company Secretary & Head of Corporate Legal InterContinental Hotels Group PLC |
| 15. Contact telephone number: | 01895 512000 |
99.2
InterContinental Hotels Group PLC (the "Company") Total Voting Rights and Capital
In accordance with Disclosure and Transparency Rule 5.6.1, the Company announces that, as at 31 March 2016, its issued share capital consists of 247,655,712 ordinary shares of 15 265/329 pence each with each share carrying the right to one vote. 10,634,856 ordinary shares are held in Treasury. Therefore, the total number of voting rights in the Company is 237,020,856.
The above figure may be used by shareholders as the denominator for the calculations by which they may determine if they are required to notify their interest in, or a change to their interest in, the Company under the Financial Conduct Authority's Disclosure and Transparency Rules.
Nicolette Henfrey
SVP, Deputy Company Secretary & Head of Corporate Legal
For further information, please contact:
Corporate Legal & Secretariat (Nicolette Henfrey): +44 (0)1895 512 000
99.3
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | |
|---|---|
| 2 Reason for the notification (please tick the appropriate box or boxes): | |
| An acquisition or disposal of voting rights | S |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ¨ |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ¨ |
| An event changing the breakdown of voting rights | ¨ |
| Other (please specify): | ¨ |
| 3. Full name of person(s) subject to the notification obligation: iii | BlackRock, Inc. |
| 4. Full name of shareholder(s) (if different from 3.): iv | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 17 March, 2016 |
| 6. Date on which issuer notified: | 21 March, 2016 |
| 7. Threshold(s) that is/are crossed or reached: vi, vii | Voting rights attached to shares holding for BlackRock, Inc. has gone above 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| GB00BN33FD40 | 11,682,093 | 11,682,093 | N/A | N/A | 11,908,149 | N/A | 5.02% |
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||
| Securities Lending | 529,497 | 0.22% | |||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||
| CFD | 2,430 | Nominal | Delta | ||||
| 0.00% | 0.00% | ||||||
| Total (A+B+C) | |||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 12,440,076 | 5.24% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | |
|---|---|
| See Annex | |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: | |
| 13. Additional information: | |
| 14. Contact name: | Nicolette Henfrey Deputy Company Secretary & Head of Corporate Legal InterContinental Hotels Group PLC |
| 15. Contact telephone number: | 01895 512 000 |
| Name |
|---|
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Holdco 4, LLC |
| BlackRock Holdco 6, LLC |
| BlackRock Delaware Holdings Inc. |
| BlackRock Fund Advisors |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock International Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Holdco 4, LLC |
| BlackRock Holdco 6, LLC |
| BlackRock Delaware Holdings Inc. |
| BlackRock Fund Advisors |
| BlackRock Institutional Trust Company, National Association |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Advisors (UK) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock (Singapore) Holdco Pte. Ltd. |
| BlackRock Asia-Pac Holdco, LLC |
| BlackRock HK Holdco Limited |
| BlackRock Asset Management North Asia Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock (Singapore) Holdco Pte. Ltd. |
| BlackRock Asia-Pac Holdco, LLC |
| BlackRock HK Holdco Limited |
| BlackRock Cayco Limited |
| BlackRock Trident Holding Company Limited |
| BlackRock Japan Holdings GK |
| BlackRock Japan Co., Ltd. |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Investment Management (UK) Limited |
| BlackRock, Inc. |
| Trident Merger, LLC |
| BlackRock Investment Management, LLC |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Investment Management (UK) Limited |
| BlackRock Asset Management Deutschland AG |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Holdco 3, LLC |
| BlackRock Canada Holdings LP |
| BlackRock Canada Holdings ULC |
| BlackRock Asset Management Canada Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Australia Holdco Pty. Ltd. |
| BlackRock Investment Management (Australia) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Capital Holdings, Inc. |
| BlackRock Advisors, LLC |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock (Netherlands) B.V. |
99.4
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | |
|---|---|
| 2 Reason for the notification (please tick the appropriate box or boxes): | |
| An acquisition or disposal of voting rights | x |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ¨ |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ¨ |
| An event changing the breakdown of voting rights | ¨ |
| Other (please specify): | ¨ |
| 3. Full name of person(s) subject to the notification obligation: iii | BlackRock, Inc. |
| 4. Full name of shareholder(s) (if different from 3.): iv | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 30 March, 2016 |
| 6. Date on which issuer notified: | 31 March, 2016 |
| 7. Threshold(s) that is/are crossed or reached: vi, vii | Voting rights attached to shares holding for BlackRock, Inc. has gone below 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| GB00BN33FD40 | 11,908,149 | 11,908,149 | N/A | N/A | 11,619,898 | N/A | 4.90% |
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||
| Securities Lending | 829,544 | 0.34% | |||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||
| CFD | 69,094 | Nominal | Delta | ||||
| 0.02% | 0.02% | ||||||
| Total (A+B+C) | |||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 12,518,536 | 5.28% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | |
|---|---|
| See Annex | |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: | |
| 13. Additional information: | |
| 14. Contact name: | Nicolette Henfrey Deputy Company Secretary & Head of Corporate Legal InterContinental Hotels Group PLC |
| 15. Contact telephone number: | 01895 512 000 |
| Name |
|---|
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Investment Management (UK) Limited |
| BlackRock Asset Management Deutschland AG |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Holdco 4, LLC |
| BlackRock Holdco 6, LLC |
| BlackRock Delaware Holdings Inc. |
| BlackRock Fund Advisors |
| BlackRock Institutional Trust Company, National Association |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Advisors (UK) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock (Netherlands) B.V. |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Australia Holdco Pty. Ltd. |
| BlackRock Investment Management (Australia) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Holdco 4, LLC |
| BlackRock Holdco 6, LLC |
| BlackRock Delaware Holdings Inc. |
| BlackRock Fund Advisors |
| BlackRock, Inc. |
| Trident Merger, LLC |
| BlackRock Investment Management, LLC |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock International Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock (Singapore) Holdco Pte. Ltd. |
| BlackRock Asia-Pac Holdco, LLC |
| BlackRock HK Holdco Limited |
| BlackRock Cayco Limited |
| BlackRock Trident Holding Company Limited |
| BlackRock Japan Holdings GK |
| BlackRock Japan Co., Ltd. |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Investment Management (UK) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Capital Holdings, Inc. |
| BlackRock Advisors, LLC |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock (Singapore) Holdco Pte. Ltd. |
| BlackRock Asia-Pac Holdco, LLC |
| BlackRock HK Holdco Limited |
| BlackRock Asset Management North Asia Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Holdco 3, LLC |
| BlackRock Canada Holdings LP |
| BlackRock Canada Holdings ULC |
| BlackRock Asset Management Canada Limited |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ H. Patel |
| Name: | H. PATEL |
| Title: | COMPANY SECRETARIAL OFFICER |
| Date: | 01 April 2016 |