AI assistant
Intercontinental Hotels Group PLC — Major Shareholding Notification 2016
Sep 16, 2016
5306_ffr_2016-09-16_e5958488-984f-4720-b62e-51a640c95b7a.zip
Major Shareholding Notification
Open in viewerOpens in your device viewer
6-K 1 a0698k-16sepbatch.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2016 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 16 September 2016
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Holding(s)
in Company dated 08 September 2016 |
| --- | --- |
| 99.2 | Director/PDMR
dated 08 September 2016 |
Exhibit No: 99.1
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |
|---|---|
| 1. Identity of the issuer or the underlying issuerof existing | |
| shares to which voting rights areattached: ii | InterContinental |
| Hotels Group PLC | |
| 2 Reason for the notification (please tick the appropriate | |
| box or boxes): | |
| An | |
| acquisition or disposal of voting rights | X |
| An | |
| acquisition or disposal of qualifying financial instruments which | |
| may result in the acquisition of shares already issued to which | |
| voting rights are attached | |
| An | |
| acquisition or disposal of instruments with similar economic effect | |
| to qualifying financial instruments | |
| An | |
| event changing the breakdown of voting rights | |
| Other | |
| (please specify): | |
| 3. Full name of person(s) subject to thenotification | |
| obligation: iii | BlackRock, |
| Inc. | |
| 4. Full name of shareholder(s) (if different from | |
| 3.): iv | |
| 5. Date of the transaction and date onwhich the threshold is | |
| crossed orreached: v | 6 |
| September 2016 | |
| 6. Date on which issuer notified: | 7 |
| September 2016 | |
| 7. Threshold(s) that is/are crossed orreached: vi, vii | Voting |
| rights attached to shares holding for BlackRock, Inc. has gone | |
| below 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type ofshares if | |||||||
| possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| GB00BYXK6398 | 9,885,977 | 9,885,977 | N/A | N/A | 9,815,154 | N/A | 4.96% |
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument | ||||
| isexercised/ converted. | % of votingrights | ||||||
| Securities | |||||||
| Lending | 302,656 | 0.15% | |||||
| C: Financial Instruments with similar economic effect to Qualifying | |||||||
| Financial Instruments xv, xvi | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||
| CFD | 637,688 | Nominal | Delta | ||||
| 0.32% | 0.32% | ||||||
| Total (A+B+C) | |||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 10,755,498 | 5.44% | ||||||
| 9. Chain of controlled undertakings through which the voting rights | |||||||
| and/or thefinancial instruments are effectively held, if | |||||||
| applicable: xxi | |||||||
| See | |||||||
| Annex 1 | |||||||
| Proxy Voting: | |||||||
| 10. Name of the proxy holder: | |||||||
| 11. Number of voting rights proxy holder will ceaseto | |||||||
| hold: | |||||||
| 12. Date on which proxy holder will cease to holdvoting | |||||||
| rights: | |||||||
| 13. Additional information: | |||||||
| 14. Contact name: | Nicolette | ||||||
| Henfrey Deputy | |||||||
| Company Secretary & Head of Corporate Legal InterContinental | |||||||
| Hotels Group PLC | |||||||
| 15. Contact telephone number: | 01895 | ||||||
| 512 000 |
Annex 1
| Name |
|---|
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| (Singapore) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Advisors (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock |
| Institutional Trust Company, National Association |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Cayco Limited |
| BlackRock |
| Trident Holding Company Limited |
| BlackRock |
| Japan Holdings GK |
| BlackRock |
| Japan Co., Ltd. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Holdco 3, LLC |
| BlackRock |
| Canada Holdings LP |
| BlackRock |
| Canada Holdings ULC |
| BlackRock |
| Asset Management Canada Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock, |
| Inc. |
| Trident |
| Merger, LLC |
| BlackRock |
| Investment Management, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Asset Management North Asia Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| International Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Australia Holdco Pty. Ltd. |
| BlackRock |
| Investment Management (Australia) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Capital Holdings, Inc. |
| BlackRock |
| Advisors, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock |
| Asset Management Deutschland AG |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| (Netherlands) B.V. |
Exhibit No: 99.2
InterContinental Hotels Group PLC
Notification of Transaction by Director, Person Discharging Managerial Responsibilities or Person Closely Associated
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Lori
Gaytan |
| 2 | Reason for the notification | |
| a) | Position/status | Interim
Executive Vice President of Human Resources |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GBOOBYXK6398 |
| b) | Nature
of the transaction | Grant
of Award under InterContinental Hotels Group PLC Annual Performance
Plan |
| c) | Price(s)
and volume(s) | Condititional
rights over a total of 5,748 free shares; the number of shares
calculated by reference to a price of GBP32.80, being the MMQ of
the Company's share price at the close of business on the dealing
day preceding the date of grant. Number of shares awarded; vesting date 2,874;
5 September 2017 2,874;
1 December 2017 The
award is conditional and may be forfeited if Lori Gaytan ceases
employment with Group before the vesting dates. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2016-09-05 |
| f) | Place
of the transaction | Outside
a trading venue |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ F. |
| Cuttell | |
| Name: | FIONA |
| CUTTELL | |
| Title: | ASSISTANT |
| COMPANY SECRETARY | |
| Date: | 16 |
| September 2016 |
page break