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Intercontinental Hotels Group PLC — Major Shareholding Notification 2016
Dec 23, 2016
5306_ffr_2016-12-23_c1c90a7a-c6a5-423c-85e5-da2044b664cb.zip
Major Shareholding Notification
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6-K 1 a7404s-23decbatch.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2016 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 23 December 2016
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Holding(s)
in Company dated 16 December 2016 |
| --- | --- |
| 99.2 | Holding(s)
in Company dated 22 December 2016 |
Exhibit No: 99.1
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: InterContinental Hotels Group PLC
| 2 Reason for the notification (please tick the appropriate
box or boxes): | |
| --- | --- |
| An
acquisition or disposal of voting rights | X |
| An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached | |
| An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments | |
| An
event changing the breakdown of voting rights | |
| Other
(please specify): | |
| 3. Full name of person(s) subject to the notification
obligation: | BlackRock,
Inc |
| --- | --- |
| 4. Full name of shareholder(s) (if
different from 3.): | |
| 5. Date of the transaction and date on which the threshold is
crossed or reached: | 14
December 2016 |
| 6. Date on which issuer notified: | 15
December 2016 |
| 7. Threshold(s) that is/are crossed or reached: | Voting
rights attached to shares holding for BlackRock, Inc. has gone
below 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type ofshares if | |||||||
| possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00BYXK6398 | 10,199,676 | 10,199,676 | N/A | N/A | 9,657,327 | N/A | 4.88% |
| B: Qualifying Financial Instruments | ||||
|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||
| Type of financialinstrument | Expirationdate | Exercise/ConversionPeriod | Number of votingrights that may beacquired if theinstrument | |
| isexercised/ converted. | % of votingrights | |||
| Securities | ||||
| Lending | 792,974 | 0.40% |
| C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments | | | | | | |
| --- | --- | --- | --- | --- | --- | --- |
| Resulting situation after the triggering transaction | | | | | | |
| Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights | |
| CFD | | | | 546,187 | Nominal | Delta |
| | | | | | 0.27% | 0.27% |
| Total (A+B+C) | |
|---|---|
| Number of voting rights | Percentage of voting rights |
| 10,996,488 | 5.56% |
| 9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable: |
| --- |
| See
Annex 1 |
| Proxy Voting: | |
|---|---|
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to | |
| hold: | |
| 12. Date on which proxy holder will cease to hold voting | |
| rights: | |
| 13. Additional information: | |
| 14. Contact name: | Nicolette |
| Henfrey Deputy | |
| Company Secretary & Head of Corporate Legal InterContinental | |
| Hotels Group PLC | |
| 15. Contact telephone number: | 01895 |
| 512 000 |
Annex 1
| Name |
|---|
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Advisors (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Holdco 3, LLC |
| BlackRock |
| Canada Holdings LP |
| BlackRock |
| Canada Holdings ULC |
| BlackRock |
| Asset Management Canada Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock |
| Institutional Trust Company, National Association |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Australia Holdco Pty. Ltd. |
| BlackRock |
| Investment Management (Australia) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock, |
| Inc. |
| Trident |
| Merger, LLC |
| BlackRock |
| Investment Management, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Capital Holdings, Inc. |
| BlackRock |
| Advisors, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Asset Management North Asia Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Cayco Limited |
| BlackRock |
| Trident Holding Company Limited |
| BlackRock |
| Japan Holdings GK |
| BlackRock |
| Japan Co., Ltd. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| (Singapore) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock |
| Asset Management Deutschland AG |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| International Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| (Netherlands) B.V. |
Exhibit No: 99.2
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: InterContinental Hotels Group PLC
| 2 Reason for the notification (please tick the appropriate
box or boxes): | |
| --- | --- |
| An
acquisition or disposal of voting rights | X |
| An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached | |
| An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments | |
| An
event changing the breakdown of voting rights | |
| Other
(please specify): | |
| 3. Full name of person(s) subject to the notification
obligation: | BlackRock,
Inc |
| --- | --- |
| 4. Full name of shareholder(s) (if
different from 3.): | |
| 5. Date of the transaction and date on which the threshold is
crossed or reached: | 20
December 2016 |
| 6. Date on which issuer notified: | 21
December 2016 |
| 7. Threshold(s) that is/are crossed or reached: | Voting
rights attached to shares holding for BlackRock, Inc. has gone
above 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type ofshares if | |||||||
| possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00BYXK6398 | 9,657,327 | 9,657,327 | N/A | N/A | 9,933,571 | N/A | 5.02% |
| B: Qualifying Financial Instruments | ||||
|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||
| Type of financialinstrument | Expirationdate | Exercise/ConversionPeriod | Number of votingrights that may beacquired if theinstrument | |
| isexercised/ converted. | % of votingrights | |||
| Securities | ||||
| Lending | 523,127 | 0.26% |
| C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments | | | | | | |
| --- | --- | --- | --- | --- | --- | --- |
| Resulting situation after the triggering transaction | | | | | | |
| Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights | |
| CFD | | | | 473,742 | Nominal | Delta |
| | | | | | 0.23% | 0.23% |
| Total (A+B+C) | |
|---|---|
| Number of voting rights | Percentage of voting rights |
| 10,930,440 | 5.53% |
| 9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable: |
| --- |
| See
Annex 1 |
| Proxy Voting: | |
|---|---|
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to | |
| hold: | |
| 12. Date on which proxy holder will cease to hold voting | |
| rights: | |
| 13. Additional information: | |
| 14. Contact name: | Nicolette |
| Henfrey Deputy | |
| Company Secretary & Head of Corporate Legal InterContinental | |
| Hotels Group PLC | |
| 15. Contact telephone number: | 01895 |
| 512 000 |
Annex 1
| Name |
|---|
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock |
| Institutional Trust Company, National Association |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Cayco Limited |
| BlackRock |
| Trident Holding Company Limited |
| BlackRock |
| Japan Holdings GK |
| BlackRock |
| Japan Co., Ltd. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Advisors (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Australia Holdco Pty. Ltd. |
| BlackRock |
| Investment Management (Australia) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Holdco 3, LLC |
| BlackRock |
| Canada Holdings LP |
| BlackRock |
| Canada Holdings ULC |
| BlackRock |
| Asset Management Canada Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock, |
| Inc. |
| Trident |
| Merger, LLC |
| BlackRock |
| Investment Management, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| International Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| (Singapore) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Asset Management North Asia Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Capital Holdings, Inc. |
| BlackRock |
| Advisors, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock |
| Asset Management Deutschland AG |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| (Netherlands) B.V. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ F. |
| Cuttell | |
| Name: | F. |
| CUTTELL | |
| Title: | ASSISTANT |
| COMPANY SECRETARY | |
| Date: | 23 December 2016 |
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