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Intercontinental Hotels Group PLC — Major Shareholding Notification 2014
Feb 7, 2014
5306_ffr_2014-02-07_c02b1da6-7847-4acc-b480-921cbd5a1b40.zip
Major Shareholding Notification
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6-K 1 ihg201402076kbatch.htm BATCH FILING ihg201402076kbatch.htm Licensed to: LSE Document Created using EDGARizer 2020 5.4.1.0 Copyright 1995 - 2009 Thomson Reuters. All rights reserved.
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 07 February 2014
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Holding(s) in Company |
|---|---|
| 99.2 | Total Voting Rights |
Exhibit 99.1
| For filings with the FCA include the annex | |
|---|---|
| For filings with issuer exclude the annex | |
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | InterContinental Hotels Group PLC |
| 2 Reason for the notification (please tick the appropriate box or boxes): | |
| An acquisition or disposal of voting rights | X |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): | |
| 3. Full name of person(s) subject to the notification obligation: iii | The Capital Group Companies, Inc. |
| 4. Full name of shareholder(s) (if different from 3.): iv | See Schedule A |
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 24 January 2014 |
| 6. Date on which issuer notified: | 27 January 2014 |
| 7. Threshold(s) that is/are crossed or reached: vi, vii | Above 3% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| Ordinary (GB00B85KYF37) | Below 3% | Below 3% | 8,557,888 | 3.3022 % | |||
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||
| n/a | |||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||
| n/a | Nominal | Delta | |||||
| Total (A+B+C) | |||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 8,557,888 | 3.3022 % |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | |
|---|---|
| See Schedule A | |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: | |
| 13. Additional information: | |
| 14. Contact name: | Nicolette Henfrey SVP, Deputy Company Secretary & Head Of Corporate Legal InterContinental Hotels Group PLC |
| 15. Contact telephone number: | 01895 512 000 |
Schedule A
As of 24 January 2014
InterContinental Hotels Group PLC Number of Shares Percent of Outstanding
The Capital Group Companies, Inc. ("CG") holdings 8,557,888 3.302%
Holdings by CG Management Companies and Funds:
• Capital Research and Management Company 8,557,888 3.302%
Exhibit 99.2
InterContinental Hotels Group PLC (the "Company")
Voting Rights and Capital
In accordance with Disclosure and Transparency Rule 5.6.1, the Company advises the market of the following:
As at 31 January 2014, the Company's issued share capital consisted of 268,944,217
ordinary shares of 14 194/329 pence each with voting rights and the Company held 9,773,912 ordinary shares in Treasury.
Therefore the total number of voting rights in the Company was 259,170,305.
The above figure, 259,170,305 may be used by shareholders as the denominator for the calculations by which they may determine if they are required to notify their interest in, or a change to their interest in, the Company under the Financial Conduct Authority's Disclosure and Transparency Rules.
Nicolette Henfrey
SVP, Deputy Company Secretary & Head of Corporate Legal
For further information, please contact:
Corporate Legal & Secretariat (Nicolette Henfrey): +44 (0)1895 512 000
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ H. Patel |
| Name: | H. PATEL |
| Title: | COMPANY SECRETARIAL OFFICER |
| Date: | 07 February 2014 |