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Intercontinental Hotels Group PLC — Major Shareholding Notification 2009
Jul 17, 2009
5306_ffr_2009-07-17_3ce4fe7f-e1e5-4dba-86ed-d20578d00e92.zip
Major Shareholding Notification
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6-K 1 ihg200907176kbatch.htm BATCH FILING Created by EDGAR Ease Plus (EDGAR Ease+) Control Number: Rev Number: Client Name: Project Name: Firm Name:
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934
For 17 July 2009
InterContinental Hotels Group PLC (Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom (Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EEDocs PBStart
EEDocs PBEnd
EXHIBIT INDEX
| 99.1 | Holding(s) in Company dated 10 July 2009 |
|---|---|
| 99.2 | Holding(s) in Company dated 13 July 2009 |
| 99.3 | Holding(s) in Company dated 14 July 2009 |
EEDocs PBStart
EEDocs PBEnd
Exhibit No: 99.1
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the
issuer or the underlying issuer of existing shares to which voting rights
are attached: | | | | | | | |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 2 Reason for the
notification (please tick the
appropriate box or boxes): | | | | | | | |
| An acquisition or disposal
of voting rights | | | | | | | YES |
| An acquisition or disposal
of qualifying financial instruments which may result in
the acquisition of shares already issued to which voting rights are
attached | | | | | | | |
| An acquisition or disposal
of instruments with similar economic effect to qualifying financial
instruments | | | | | | | |
| An event changing the
breakdown of voting rights | | | | | | | |
| Other (please
specify): | | | | | | | |
| 3. Full name of
person(s) subject to the notification obligation: | | | MORGAN STANLEY INVESTMENT
MANAGEMENT LIMITED (MSIM) | | | | |
| 4. Full name of
shareholder(s) (if
different from 3.): | | | VARIOUS CLIENTS FOR WHICH
MSIM HAS VOTING AUTHORITY | | | | |
| 5. Date of the
transaction and date on which the threshold is crossed
or reached: | | | 07.07.09 | | | | |
| 6. Date on which
issuer notified: | | | 09.07.09 | | | | |
| 7. Threshold(s) that
is/are crossed or reached: | | | 5% | | | | |
| 8. Notified
details: | | | | | | | |
| A: Voting rights
attached to shares | | | | | | | |
| Class/type
of shares if possible
using the ISIN CODE | Situation
previous to
the triggering transaction | | Resulting situation
after the triggering transaction | | | | |
| | Number of Shares | Number of Voting Rights | Number of shares | Number of
voting rights | | % of voting
rights | |
| | | | Direct | Direct | Indirect | Direct | Indirect |
| ORDINARY
SHARES | BELOW 5% | BELOW 5% | 14,296,139 | | 14,296,139 | | 5% |
| GB00B1WQCS47 | | | | | | | |
| B: Qualifying Financial
Instruments | | | | | | | |
| Resulting situation
after the triggering transaction | | | | | | | |
| Type of
financial instrument | Expiration date | Exercise/ Conversion Period | | Number of
voting rights that may
be acquired if
the instrument
is exercised/
converted. | | % of
voting rights | |
| C: Financial Instruments
with similar economic effect to
Qualifying Financial Instruments | | | | | | | |
| Resulting situation
after the triggering transaction | | | | | | | |
| Type of
financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of
voting rights
instrument refers to | % of voting
rights | | |
| | | | | | Nominal | | Delta |
| Total
(A+B+C) | | | | | | | |
| Number of voting
rights | | | Percentage of
voting rights | | | | |
| 14,296,139 | | | 5% | | | | |
| 9. Chain of controlled
undertakings through which the voting rights and/or the financial instruments
are effectively held, if applicable: | | | | | | | |
| Morgan Stanley Investment
Management
Limited 14,296,139 5% | | | | | | | |
| Proxy
Voting: | | | | | | | |
| 10. Name of the proxy
holder: | | | | | | | |
| 11. Number of voting
rights proxy holder will cease to hold: | | | | | | | |
| 12. Date on which proxy
holder will cease to hold voting rights: | | | | | | | |
| 13. Additional
information: | | | | | | | |
| 14. Contact
name: | | | CATHERINE
SPRINGETT DEPUTY COMPANY
SECRETARY INTERCONTINENTAL HOTELS
GROUP PLC | | | | |
| 15. Contact telephone
number: | | | 01895
512242 | | | | |
PAGE BREAK EEDocs PBStart
EEDocs PBEnd
Exhibit No: 99.2
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the
issuer or the underlying issuer of existing shares to which voting rights
are attached: | | | | | | | |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 2 Reason for the
notification (please tick the
appropriate box or boxes): | | | | | | | |
| An acquisition or disposal
of voting rights | | | | | | | YES |
| An acquisition or disposal
of qualifying financial instruments which may result in
the acquisition of shares already issued to which voting rights are
attached | | | | | | | |
| An acquisition or disposal
of instruments with similar economic effect to qualifying financial
instruments | | | | | | | |
| An event changing the
breakdown of voting rights | | | | | | | |
| Other (please
specify): | | | | | | | |
| 3. Full name of
person(s) subject to the notification obligation: | | | MORGAN STANLEY INVESTMENT
MANAGEMENT LIMITED (MSIM) | | | | |
| 4. Full name of
shareholder(s) (if
different from 3.): | | | VARIOUS CLIENTS FOR WHICH
MSIM HAS VOTING AUTHORITY | | | | |
| 5. Date of the
transaction and date on which the threshold is crossed
or reached: | | | 09.07.09 | | | | |
| 6. Date on which
issuer notified: | | | 13.07.09 | | | | |
| 7. Threshold(s) that
is/are crossed or reached: | | | BELOW 5% | | | | |
| 8. Notified
details: | | | | | | | |
| A: Voting rights
attached to shares | | | | | | | |
| Class/type
of shares if possible
using the ISIN CODE | Situation
previous to
the triggering transaction | | Resulting situation
after the triggering transaction | | | | |
| | Number of Shares | Number of Voting Rights | Number of shares | Number of
voting rights | | % of voting
rights | |
| | | | Direct | Direct | Indirect | Direct | Indirect |
| ORDINARY
SHARES | 14,296,139 | 14,296,139 | BELOW 5% | | BELOW 5% | | BELOW 5% |
| GB00B1WQCS47 | | | | | | | |
| B: Qualifying Financial
Instruments | | | | | | | |
| Resulting situation
after the triggering transaction | | | | | | | |
| Type of
financial instrument | Expiration date | Exercise/ Conversion Period | | Number of
voting rights that may
be acquired if
the instrument
is exercised/
converted. | | % of
voting rights | |
| C: Financial Instruments
with similar economic effect to
Qualifying Financial Instruments | | | | | | | |
| Resulting situation
after the triggering transaction | | | | | | | |
| Type of
financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of
voting rights
instrument refers to | | % of voting
rights | |
| | | | | | | Nominal | Delta |
| Total
(A+B+C) | | | | | | | |
| Number of voting
rights | | | Percentage of
voting rights | | | | |
| BELOW 5% | | | BELOW 5% | | | | |
| 9. Chain of controlled
undertakings through which the voting rights and/or the financial instruments
are effectively held, if applicable: | | | | | | | |
| Proxy
Voting: | | | | | | | |
| 10. Name of the proxy
holder: | | | | | | | |
| 11. Number of voting
rights proxy holder will cease to hold: | | | | | | | |
| 12. Date on which proxy
holder will cease to hold voting rights: | | | | | | | |
| 13. Additional
information: | | | | | | | |
| 14. Contact
name: | | | CATHERINE
SPRINGETT DEPUTY COMPANY
SECRETARY INTERCONTINENTAL HOTELS
GROUP PLC | | | | |
| 15. Contact telephone
number: | | | 01895
512242 | | | | |
PAGE BREAK EEDocs PBStart
EEDocs PBEnd
Exhibit No: 99.3
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the
issuer or the underlying issuer of existing shares to which voting rights
are attached: | | | | | | | |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 2 Reason for the
notification (please tick the
appropriate box or boxes): | | | | | | | |
| An acquisition or disposal
of voting rights | | | | | | | YES |
| An acquisition or disposal
of qualifying financial instruments which may result in
the acquisition of shares already issued to which voting rights are
attached | | | | | | | |
| An acquisition or disposal
of instruments with similar economic effect to qualifying financial
instruments | | | | | | | |
| An event changing the
breakdown of voting rights | | | | | | | |
| Other (please
specify): | | | | | | | |
| 3. Full name of
person(s) subject to the notification obligation: | | | MORGAN STANLEY INVESTMENT
MANAGEMENT LIMITED (MSIM) | | | | |
| 4. Full name of
shareholder(s) (if
different from 3.): | | | VARIOUS CLIENTS FOR WHICH
MSIM HAS VOTING AUTHORITY | | | | |
| 5. Date of the
transaction and date on which the threshold is crossed
or reached: | | | 13.07.09 | | | | |
| 6. Date on which
issuer notified: | | | 14.07.09 | | | | |
| 7. Threshold(s) that
is/are crossed or reached: | | | 5% | | | | |
| 8. Notified
details: | | | | | | | |
| A: Voting rights
attached to shares | | | | | | | |
| Class/type
of shares if possible
using the ISIN CODE | Situation
previous to
the triggering transaction | | Resulting situation
after the triggering transaction | | | | |
| | Number of Shares | Number of Voting Rights | Number of shares | Number of
voting rights | | % of voting
rights | |
| | | | Direct | Direct | Indirect | Direct | Indirect |
| ORDINARY
SHARES | BELOW 5% | BELOW 5% | 14,381,700 | | 14,381,700 | | 5.02% |
| GB00B1WQCS47 | | | | | | | |
| B: Qualifying Financial
Instruments | | | | | | | |
| Resulting situation
after the triggering transaction | | | | | | | |
| Type of
financial instrument | Expiration date | Exercise/ Conversion Period | | Number of
voting rights that may
be acquired if
the instrument
is exercised/
converted. | | % of
voting rights | |
| C: Financial Instruments
with similar economic effect to
Qualifying Financial Instruments | | | | | | | |
| Resulting situation
after the triggering transaction | | | | | | | |
| Type of
financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of
voting rights
instrument refers to | % of voting
rights | | |
| | | | | | Nominal | | Delta |
| Total
(A+B+C) | | | | | | | |
| Number of voting
rights | | | Percentage of
voting rights | | | | |
| 14,381,700 | | | 5.02% | | | | |
| 9. Chain of controlled
undertakings through which the voting rights and/or the financial instruments
are effectively held, if applicable: | | | | | | | |
| Morgan Stanley Investment
Management
Limited 14,381,700 5.02% | | | | | | | |
| Proxy
Voting: | | | | | | | |
| 10. Name of the proxy
holder: | | | | | | | |
| 11. Number of voting
rights proxy holder will cease to hold: | | | | | | | |
| 12. Date on which proxy
holder will cease to hold voting rights: | | | | | | | |
| 13. Additional
information: | | | | | | | |
| 14. Contact
name: | | | CATHERINE
SPRINGETT DEPUTY COMPANY
SECRETARY INTERCONTINENTAL HOTELS
GROUP PLC | | | | |
| 15. Contact telephone
number: | | | 01895
512242 | | | | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | InterContinental Hotels
Group PLC |
| --- | --- |
| | (Registrant) |
| By: | /s/ C.
Cox |
| Name: | C. COX |
| Title: | COMPANY SECRETARIAL
OFFICER |
| Date: | 17 July
2009 |