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Intercontinental Hotels Group PLC — Regulatory Filings 2021
May 21, 2021
5306_ffr_2021-05-21_b6070257-2468-4d23-bb8c-cc34d8b1262e.zip
Regulatory Filings
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6-K 1 a4926z-batch.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2021 Issuer Direct Corporation a4926z-batch
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 21 May 2021
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
99.1 Director/PDMR Shareholding dated 10 May 2021
Exhibit No: 99.1
InterContinental Hotels Group PLC
Person Discharging Managerial Responsibility ("PDMR") Shareholding
InterContinental Hotels Group PLC (the "Company") announces that on 10 May 2021 the following shares were awarded under the Company's 2021-2023 Long Term Incentive Plan:
| Name of PDMR | Number of shares granted |
|---|---|
| Keith Barr | 59,385 |
| Paul Edgecliffe-Johnson | 34,310 |
| Elie Maalouf | 32,525 |
| Claire Bennett | 14,928 |
| Jolyon Bulley | 14,705 |
| Yasmin Diamond | 11,208 |
| Nicolette Henfrey | 12,158 |
| Wayne Hoare | 16,292 |
| Kenneth Macpherson | 15,892 |
| George Turner | 15,085 |
The transaction notification for each PDMR can be found below. This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Keith
Barr |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 5 9,385 free shares; the number of shares calculated
by reference to a price of GBP 50.88 , being the MMQ of the Company's share price for
the 5 business days preceding the date of
grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. A further
post-vest holding period of two years also applies to this
award. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Paul
Edgecliffe-Johnson |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Financial Officer and Group Head of Strategy |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 34,310 fr ee shares; the number of shares calculated by
reference to a price of GBP 50.88 , being the MMQ of the Company's share price for
the 5 business days preceding the date of
grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. A further
post-vest holding period of two years also applies to this
award. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Elie
Maalouf |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive Officer, Americas |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 32,525 free shares; the
number of shares calculated by reference to a price of
GBP 50.88 , being the MMQ
of the Company's share price for the 5 business days preceding the
date of grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. A further
post-vest holding period of two years also applies to this
award. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Claire
Bennett |
| 2 | Reason for the notification | |
| a) | Position/status | Global
Chief Customer Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 14,928 free
shares; the number of shares calculated by reference to a price of
GBP 50.88 , being the MMQ of the Company's
share price for the 5 business days preceding the date of
grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Jolyon
Bulley |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive Officer, Greater China |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 14,705 free shares; the number
of shares calculated by reference to a price of
GBP 50.88 , being the MMQ
of the Company's share price for the 5 business days preceding the
date of grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Yasmin
Diamond |
| 2 | Reason for the notification | |
| a) | Position/status | Executive
Vice President, Global Corporate Affairs |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 11,208 free shares; the number
of shares calculated by reference to a price of
GBP 50.88 , being the MMQ
of the Company's share price for the 5 business days preceding the
date of grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Nicolette
Henfrey |
| 2 | Reason for the notification | |
| a) | Position/status | Executive
Vice President, General Counsel and Company Secretary |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 12,158 free shares; the
number of shares calculated by reference to a price of
GBP 50.88 , being the MMQ
of the Company's share price for the 5 business days preceding the
date of grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Wayne
Hoare |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Human Resources Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 16,292 free shares; the
number of shares calculated by reference to a price of
GBP 50.88 , being the MMQ
of the Company's share price for the 5 business days preceding the
date of grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Kenneth
Macpherson |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive Officer, Europe, Middle East, Asia and
Africa |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 15,892 free shares; the number
of shares calculated by reference to a price of
GBP 50.88 , being the MMQ
of the Company's share price for the 5 business days preceding the
date of grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | George
Turner |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Commercial & Technology Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares GB00BHJYC057 |
| b) | Nature of the transaction | Grant of share awards under InterContinental Hotels Group PLC
2021/2023 Long Term Incentive Plan |
| c) | Price(s) and volume(s) | Conditional rights over a total of 15,085 free
shares; the number of shares calculated by reference to a price of
GBP 50.88 , being the MMQ of the Company's
share price for the 5 business days preceding the date of
grant. The award will vest on the business day after the announcement of
the Company's results for the financial year ending 31 December
2023, subject to the satisfaction of conditions. |
| d) | Aggregated information - Aggregated volume - Price | As noted in 4c above As noted in 4c above |
| e) | Date of the transaction | 2021-05-10 |
| f) | Place of the transaction | Outside
a trading venue |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ F. Cuttell |
| Name: | F. |
| CUTTELL | |
| Title: | ASSISTANT |
| COMPANY SECRETARY | |
| Date: | 21 May 2021 |
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