Foreign Filer Report • Aug 15, 2008
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Download Source File6-K 1 ihg200808156kbatch.htm BATCH FILING Created by EDGAR Ease Plus (EDGAR Ease+) Control Number: Rev Number: Client Name: Project Name: Firm Name:
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
*FORM 6-K*
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934
For 15 August 2008
*InterContinental Hotels Group PLC* (Registrant's name)
67 Alma Road, Windsor, Berkshire, SL4 3HD, England (Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EEDocs PBStart
EEDocs PBEnd
EXHIBIT INDEX
| Exhibit Number | Exhibit Description |
|---|---|
| 99.1 | Holding(s) in Company dated 05 August 2008 |
| 99.2 | Notification of Transactions of Director and PDMR dated 14 August 2008 |
EEDocs PBEnd
99.1
05 August 2008
TR-1: Notifications of Major Interests in Shares
| 2. Reason for
notification (yes/no) | |
| --- | --- |
| An acquisition or disposal of voting
rights | YES |
| An acquisition or disposal of financial
instruments which may result in the acquisition of shares already issued to
which voting rights are attached | |
| An event changing the breakdown of voting
rights | |
| Other (please specify) | |
| 3. Full name of person(s) subject to
notification obligation: | MORGAN
STANLEY (Institutional Securities Group and Global Wealth
Management) |
| --- | --- |
| 4. Full name of
shareholder(s) (if different from
3): | |
| 5. Date of transaction (and date on which the threshold is crossed or reached if
different): | 01 AUGUST 2008 |
| 6. Date on which issuer
notified: | 05
AUGUST 2008 |
| 7. Threshold(s) that is/are crossed or
reached: | TO
OVER 6% |
| 8: Notified
Details | | | | | | | |
| --- | --- | --- | --- | --- | --- | --- | --- |
| A: Voting rights attached to
shares | | | | | | | |
| Class/type of
shares If possible use ISIN code | Situation previous to the
triggering transaction | | Resulting situation after the
triggering transaction | | | | |
| | Number of
shares | Number of voting
rights | Number of
shares | Number of voting
rights | | Percentage of voting
rights | |
| | | | | Direct | Indirect | Direct | Indirect |
| GB00B1WQCS47 | 16,596,319 | 16,596,319 | 5,272,997 | 5,272,997 | N/A | 1.84% | N/A |
| B: Financial
Instruments | | | | |
| --- | --- | --- | --- | --- |
| Resulting situation after the
triggering transaction | | | | |
| Type of financial
instrument | Expiration
date | Exercise/ conversion
period/date | No. of voting rights
that may be acquired (if the instrument
exercised/converted) | Percentage of voting
rights |
| PHYSICALLY SETTLED CALL OPTIONS | 19 DECEMBER 2008 | | 9,750,000 | 3.42% |
| PHYSICALLY SETTLED CALL OPTIONS | 17 OCTOBER 2008 | | 2,466,096 | 0.86% |
| Total (A+B) | |
|---|---|
| Number of voting | |
| rights | Percentage of voting rights |
| 17,489,093 | 6.12% |
| 9. Chain of controlled undertakings
through which the voting rights and /or the financial instruments are
effectively held, if applicable: — Morgan Stanley Securities Limited | 14,158,556 | 4.95% |
| --- | --- | --- |
| Morgan Stanley & Co
Incorporated | 711 | 0.00% |
| Morgan Stanley & Co International
Plc | 3,250,000 | 1.15% |
| Morgan Stanley Capital (Luxembourg)
SA | 65,826 | 0.02% |
| Morgan Stanley Bank
AG | 14,000 | 0.00% |
| Proxy Voting: | |
|---|---|
| 10. Name of proxy | |
| holder: | N/A |
| 11. Number of voting rights proxy | |
| holder will cease to hold: | N/A |
| 12. Date on which proxy holder will | |
| cease to hold voting rights: | N/A |
| 13. Additional
information: | Notification using the total voting
rights figure of 285,552,193 |
| --- | --- |
| 14 Contact name: | Catherine
Springett Deputy Company
Secretary InterContinental Hotels Group
PLC |
| 15. Contact telephone
name: | 01895 512242 |
99.2
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
InterContinental Hotels Group PLC
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
A TRANSACTION NOTIFIED IN ACCORDANCE WITH DR 3.1.4R(1)(a)
JENNIFER LAING, DIRECTOR
RICHARD WINTER, GROUP company SECRETARY - PDMR
NOT APPLICABLE
PERSONAL INTEREST
Ordinary shares of 13 29/47 pence each
NOT APPLICABLE
JENNIFER LAING - PURCHASE OF ORDINARY SHARES
RICHARD WINTER - EXERCISE OF OPTIONS AND SALE OF SHARES UNDER THE INTERCONTINENTAL HOTELS GROUP PLC EXECUTIVE SHARE OPTION PLAN
JENNIFER LAING - 1,969
NEGLIGIBLE
RICHARD WINTER - 11,798
NEGLIGIBLE
JENNIFER LAING purchased SHARES at £7.55 PER SHARE
RICHARD WINTER SOLD Shares AT £7.53 PER SHARE FOLLOWING EXERCISE OF OPTIONs AT OPTION PRICE OF £4.6668 PER SHARE
13 AUGUST 2008, United Kingdom
JENNIFER LAING - 3,373 ORDINARY SHARES
rICHARD WINTER - 824,555 Ordinary Shares
13 AUGUST 2008
Not applicable
Catherine SPRINGETT 01895 512242
Name and signature of duly authorised officer of issuer responsible for making notification
Catherine Springett
Head of Secretariat
Date of notification
14 AUGUST 2008
END
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | InterContinental Hotels
Group PLC |
| --- | --- |
| | (Registrant) |
| By: | /s/ C.
Cox |
| Name: | C. COX |
| Title: | COMPANY SECRETARIAL
OFFICER |
| Date: | 15 August 2008 |
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