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Intercontinental Hotels Group PLC — Director's Dealing 2017
May 30, 2017
5306_ffr_2017-05-30_5822685d-9289-4349-9eb8-76e4c237a974.zip
Director's Dealing
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6-K 1 batch30052017.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 26 May 2017
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Director/PDMR
Shareholding 24 May 2017 |
| --- | --- |
| 99.2 | Director/PDMR
Shareholding 24 May 2017 |
Exhibit No: 99.1
InterContinental Hotels Group PLC
Person Discharging Managerial Responsibility ("PDMR") Shareholding
InterContinental Hotels Group PLC (the "Company") has been notified that on 22 MAY 2017 the following shares were awarded under the Company's 2017-2019 Long Term Incentive Plan:
| Name of PDMR | Number of shares granted |
|---|---|
| Paul | |
| Edgecliffe-Johnson | 25,811 |
| Keith | |
| Barr | 19,982 |
| Angela | |
| Brav | 17,146 |
| Federico | |
| Lalatta Costerbosa | 12,277 |
| Yasmin | |
| Diamond | 9,054 |
| Elie | |
| Maalouf | 24,467 |
| Kenneth | |
| Macpherson | 14,340 |
| Eric | |
| Pearson | 18,521 |
| Ranjay | |
| Radhakrishnan | 16,790 |
| Jan | |
| Smits | 13,687 |
| George | |
| Turner | 14,775 |
The transaction notification for each PDMR can be found below. This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Paul
Edgecliffe-Johnson |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Financial Officer |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 25,811 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Keith
Barr |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Commercial Officer |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 19,982 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Angela
Brav |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive, Europe |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 17,146 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Federico
Lalatta Costerbosa |
| 2 | Reason for the notification | |
| a) | Position/status | Executive
Vice President, Global Strategy and Corporate
Development |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 12,277 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Yasmin
Diamond |
| 2 | Reason for the notification | |
| a) | Position/status | Executive
Vice President, Global Corporate Affairs |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 9,054 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Elie
Maalouf |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive Officer, The Americas |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 24,467 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Kenneth
Macpherson |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive, Greater China |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 14,340 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Eric
Pearson |
| 2 | Reason for the notification | |
| a) | Position/status | Executive
Vice President and Chief Information Officer |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 18,521 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Ranjay
Radhakrishnan |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Human Resources Officer |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of deferred share awards under InterContinental Hotels Group PLC
2016 Annual Performance Plan (APP) |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 16,790 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Jan
Smits |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive, Asia, Middle East and Africa |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 13,687 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | George
Turner |
| 2 | Reason for the notification | |
| a) | Position/status | Executive
Vice President, General Counsel and Company Secretary |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of share awards under InterContinental Hotels Group PLC 2017/2019
Long Term Incentive Plan. |
| c) | Price(s)
and volume(s) | Conditional
rights over a total of 14,775 free shares; the number of shares
calculated by reference to a price of GBP42.57, being the MMQ of
the Company's share price for the 5 days preceding the date of
grant. The
awards will vest on the business day after the announcement of the
Company's 2019.12.31 year end financial results, subject to the
satisfaction of conditions. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
Exhibit No: 99.2
InterContinental Hotels Group PLC
Notification of Transaction by Director, Person Discharging Managerial Responsibilities or Person Closely Associated
| 1 | Details of the person discharging managerial responsibilities /
person closely associated | |
| --- | --- | --- |
| a) | Name | Elie
Maalouf |
| 2 | Reason for the notification | |
| a) | Position/status | Chief
Executive Officer, The Americas |
| b) | Initial
notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental
Hotels Group PLC |
| b) | LEI | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GB00BD8QVH41 |
| b) | Nature
of the transaction | Grant
of Awards under InterContinental Hotels Group PLC Annual
Performance Plan (APP) |
| c) | Price(s)
and volume(s) | Condititional
rights over a total of 27,129 free shares; the number of shares
calculated by reference to a price of £42.52, being the MMQ of
the Company's share price at the close of business on the 3 dealing
days preceding the date of grant. The
award is conditional and will vest in 3 equal tranches on 22 May
2018, 22 May 2019 and 22 May 2020. The award is subject to Elie
Maalouf remaining in continuous employment with the Group until the
vesting dates. |
| d) | Aggregated
information -
Aggregated volume -
Price | As
noted in 4c above As
noted in 4c above |
| e) | Date of
the transaction | 2017-05-22 |
| f) | Place
of the transaction | Outside
a trading venue |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ F. |
| Cuttell | |
| Name: | F. |
| CUTTELL | |
| Title: | ASSISTANT |
| COMPANY SECRETARY | |
| Date: | 26 May 2017 |
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