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Intercontinental Hotels Group PLC — Director's Dealing 2016
Nov 14, 2016
5306_ffr_2016-11-14_ace715aa-81cc-44c1-a4df-02f8a77844b2.zip
Director's Dealing
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6-K 1 a1140p-14novbatch.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2016 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 11 November 2016
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Director/PDMR
Shareholding dated 01 November 2016 |
| --- | --- |
| 99.2 | Total
Voting Rights dated 01 November 2016 |
| 99.3 | Holding(s)
in Company dated 09 November 2016 |
| 99.4 | Holding(s)
in Company dated 11 November 2016 |
Exhibit No: 99.1
InterContinental Hotels Group PLC
Transaction Notification
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Karin
Solomons | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | PCA of
Richard Solomons, Chief Executive Officer | |
| b) | Initial
notification /Amendment | Initital | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | InterContinental
Hotels Group PLC | |
| b) | LEI | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares GBOOBYXK6398 | |
| b) | Nature
of the transaction | Disposal | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | GBP
£31.56685 | 37,340 |
| d) | Aggregated
information -
Aggregated volume -
Price -
Aggregated total | 37,340 GBP
£31.56685 GBP
£1,178,706.18 | |
| e) | Date of
the transaction | 2016-10-31 | |
| f) | Place
of the transaction | XLON | |
Exhibit No: 99.2
InterContinental Hotels Group PLC (the "Company")
Total Voting Rights and Capital
In accordance with Disclosure and Transparency Rule 5.6.1, the Company announces that, as at 31 October 2016, its issued share capital consists of 206,379,760 ordinary shares of 18 318/329 pence each with each share carrying the right to one vote. 8,862,380 ordinary shares are held in treasury. Therefore, the total number of voting rights in the Company is 197,517,380.
The above figure may be used by shareholders as the denominator for the calculations by which they may determine if they are required to notify their interest in, or a change to their interest in, the Company under the Financial Conduct Authority's Disclosure and Transparency Rules.
Nicolette Henfrey
SVP, Deputy Company Secretary & Head of Corporate Legal
For further information, please contact:
Corporate Legal & Secretariat (Nicolette Henfrey): +44 (0)1895 512 000
Exhibit No: 99.3
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: InterContinental Hotel Group PLC
| 2 Reason for the notification (please tick the appropriate
box or boxes): | |
| --- | --- |
| An
acquisition or disposal of voting rights | X |
| An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached | |
| An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments | |
| An
event changing the breakdown of voting rights | |
| Other
(please specify): | |
| 3. Full name of person(s) subject to the notification
obligation: | BlackRock,
Inc |
| --- | --- |
| 4. Full name of shareholder(s) (if
different from 3.): | |
| 5. Date of the transaction and date on which the threshold is
crossed or reached: | 7
November 2016 |
| 6. Date on which issuer notified: | 8
November 2016 |
| 7. Threshold(s) that is/are crossed or reached: | Voting
rights attached to shares holding for BlackRock, Inc. has gone
below 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type ofshares if | |||||||
| possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00BYXK6398 | 9,936,329 | 9,936,329 | N/A | N/A | 9,847,861 | N/A | 4.98% |
| B: Qualifying Financial Instruments | ||||
|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||
| Type of financialinstrument | Expirationdate | Exercise/ConversionPeriod | Number of votingrights that may beacquired if theinstrument | |
| isexercised/ converted. | % of votingrights | |||
| Securities | ||||
| Lending | 476,966 | 0.24% |
| C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments | | | | | | |
| --- | --- | --- | --- | --- | --- | --- |
| Resulting situation after the triggering transaction | | | | | | |
| Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights | |
| CFD | | | | 705,220 | Nominal | Delta |
| | | | | | 0.35% | 0.35% |
| Total (A+B+C) | |
|---|---|
| Number of voting rights | Percentage of voting rights |
| 11,030,047 | 5.58% |
| 9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable: |
| --- |
| See
Annex 1 |
| Proxy Voting: | |
|---|---|
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to | |
| hold: | |
| 12. Date on which proxy holder will cease to hold voting | |
| rights: | |
| 13. Additional information: | |
| 14. Contact name: | Nicolette |
| Henfrey Deputy | |
| Company Secretary & Head of Corporate Legal InterContinental | |
| Hotels Group PLC | |
| 15. Contact telephone number: | 01895 |
| 512 000 |
Annex 1
| Name |
|---|
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Holdco 3, LLC |
| BlackRock |
| Canada Holdings LP |
| BlackRock |
| Canada Holdings ULC |
| BlackRock |
| Asset Management Canada Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| International Limited |
| BlackRock, |
| Inc. |
| Trident |
| Merger, LLC |
| BlackRock |
| Investment Management, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Advisors (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock |
| Institutional Trust Company, National Association |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Cayco Limited |
| BlackRock |
| Trident Holding Company Limited |
| BlackRock |
| Japan Holdings GK |
| BlackRock |
| Japan Co., Ltd. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock |
| Asset Management Deutschland AG |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Capital Holdings, Inc. |
| BlackRock |
| Advisors, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Asset Management North Asia Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Australia Holdco Pty. Ltd. |
| BlackRock |
| Investment Management (Australia) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| (Netherlands) B.V. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| (Singapore) Limited |
Exhibit No: 99.4
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: InterContinental Hotels Group PLC
| 2 Reason for the notification (please tick the appropriate
box or boxes): | |
| --- | --- |
| An
acquisition or disposal of voting rights | X |
| An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached | |
| An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments | |
| An
event changing the breakdown of voting rights | |
| Other
(please specify): | |
| 3. Full name of person(s) subject to the notification
obligation: | BlackRock,
Inc |
| --- | --- |
| 4. Full name of shareholder(s) (if
different from 3.): | |
| 5. Date of the transaction and date on which the threshold is
crossed or reached: | 10
November 2016 |
| 6. Date on which issuer notified: | 11
November 2016 |
| 7. Threshold(s) that is/are crossed or reached: | Voting
rights attached to shares holding for BlackRock, Inc. has gone
above 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type ofshares if | |||||||
| possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00BYXK6398 | 9,847,861 | 9,847,861 | N/A | N/A | 9,923,153 | N/A | 5.02% |
| B: Qualifying Financial Instruments | ||||
|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||
| Type of financialinstrument | Expirationdate | Exercise/ConversionPeriod | Number of votingrights that may beacquired if theinstrument | |
| isexercised/ converted. | % of votingrights | |||
| Securities | ||||
| Lending | 384,707 | 0.19% |
| C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments | | | | | | |
| --- | --- | --- | --- | --- | --- | --- |
| Resulting situation after the triggering transaction | | | | | | |
| Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights | |
| CFD | | | | 702,341 | Nominal | Delta |
| | | | | | 0.35% | 0.35% |
| Total (A+B+C) | |
|---|---|
| Number of voting rights | Percentage of voting rights |
| 11,010,201 | 5.57% |
| 9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable: |
| --- |
| See
Annex 1 |
| Proxy Voting: | |
|---|---|
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to | |
| hold: | |
| 12. Date on which proxy holder will cease to hold voting | |
| rights: | |
| 13. Additional information: | |
| 14. Contact name: | Nicolette |
| Henfrey Deputy | |
| Company Secretary & Head of Corporate Legal InterContinental | |
| Hotels Group PLC | |
| 15. Contact telephone number: | 01895 |
| 512 000 |
Annex 1
| Name |
|---|
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Advisors (UK) Limited |
| BlackRock, |
| Inc. |
| Trident |
| Merger, LLC |
| BlackRock |
| Investment Management, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Holdco 3, LLC |
| BlackRock |
| Canada Holdings LP |
| BlackRock |
| Canada Holdings ULC |
| BlackRock |
| Asset Management Canada Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock |
| Institutional Trust Company, National Association |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Cayco Limited |
| BlackRock |
| Trident Holding Company Limited |
| BlackRock |
| Japan Holdings GK |
| BlackRock |
| Japan Co., Ltd. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock |
| Asset Management Deutschland AG |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| Asia-Pac Holdco, LLC |
| BlackRock |
| HK Holdco Limited |
| BlackRock |
| Asset Management North Asia Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Australia Holdco Pty. Ltd. |
| BlackRock |
| Investment Management (Australia) Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Capital Holdings, Inc. |
| BlackRock |
| Advisors, LLC |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| Holdco 4, LLC |
| BlackRock |
| Holdco 6, LLC |
| BlackRock |
| Delaware Holdings Inc. |
| BlackRock |
| Fund Advisors |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| International Limited |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Group Limited |
| BlackRock |
| (Netherlands) B.V. |
| BlackRock, |
| Inc. |
| BlackRock |
| Holdco 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| (Singapore) Limited |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ F. |
| Cuttell | |
| Name: | F. |
| CUTTELL | |
| Title: | ASSISTANT |
| COMPANY SECRETARY | |
| Date: | 11 November 2016 |
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