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Intercontinental Exchange, Inc. — Director's Dealing 2025
Feb 10, 2025
29873_dirs_2025-02-10_e03354e1-eab9-472f-a9a7-9f7d5711f1a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2025-02-06
Reporting Person: Jackson Benjamin (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-06 | Common Stock | M | 5828 | $50.01 | Acquired | 169869 | Direct |
| 2025-02-06 | Common Stock | S | 4755 | $165.6177 | Disposed | 165114 | Direct |
| 2025-02-06 | Common Stock | S | 1073 | $166.1339 | Disposed | 164041 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-06 | Employee Stock Option (right to buy) Holding | $50.01 | M | 5828 | Disposed | 2026-01-14 | Common Stock (5828) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024.
F2: The price range for the aggregate amount sold by the direct holder is $165.00 - $165.98. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $166.02 - $166.44. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The common stock number referred in Table I is an aggregate number and represents 143,226 shares of common stock and 20,815 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026 and February 2027, respectively, and will be reported at the time of vesting.
F5: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
F6: These options are fully vested.