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Intercontinental Exchange, Inc. — Director's Dealing 2024
Mar 8, 2024
29873_dirs_2024-03-08_b003ee22-b6c4-49b4-8cdd-74d34c3aca46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2024-03-06
Reporting Person: King Elizabeth Kathryn (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-06 | Common Stock Holding | S | 1603 | $138.1756 | Disposed | 21169 | Direct |
| 2024-03-06 | Common Stock Holding | S | 1476 | $138.0094 | Disposed | 19693 | Direct |
| 2024-03-06 | Common Stock Holding | S | 1002 | $138.6362 | Disposed | 18691 | Direct |
| 2024-03-06 | Common Stock Holding | S | 2643 | $137.9352 | Disposed | 16048 | Direct |
| 2024-03-06 | Common Stock Holding | S | 2154 | $138.654 | Disposed | 13894 | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 6, 2023.
F2: The price range for the aggregate amount sold by the direct holder is $137.71 - $138.67. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $137.56 - $138.52. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The price range for the aggregate amount sold by the direct holder is $138.57 - $138.75. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F5: The price range for the aggregate amount sold by the direct holder is $137.56 - $138.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F6: The price range for the aggregate amount sold by the direct holder is $138.55 - $138.74. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F7: The common stock number referred in Table I is an aggregate number and represents 5,948 shares of common stock and 768 unvested restricted stock units ("RSUs"), and 7,178 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.