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Intercontinental Exchange, Inc. — Director's Dealing 2024
Nov 27, 2024
29873_dirs_2024-11-27_84a4b8d1-37b2-4a7e-b578-9c0dbc28be04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2024-11-26
Reporting Person: Kapani Mayur (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-26 | Common Stock | M | 1995 | $50.01 | Acquired | 66466 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-26 | Employee Stock Option (right to buy) Holding | $50.01 | M | 1995 | Disposed | 2026-01-14 | Common Stock (1995) | Direct |
Footnotes
F1: The common stock number referred in Table I is an aggregate number and represents 56,897 shares of common stock and 9,569 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.
F2: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027
and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
F3: These options are fully vested.