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Intercontinental Exchange, Inc. — Director's Dealing 2022
Mar 25, 2022
29873_dirs_2022-03-25_680bafca-71be-4d04-83b5-0004c5a02dcf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2022-03-16
Reporting Person: Kapani Mayur (Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49489 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Holding | $41.59 | 2025-01-20 | Common Stock (795) | Direct | |
| Employee Stock Option (right to buy) Holding | $50.01 | 2026-01-14 | Common Stock (18980) | Direct | |
| Employee Stock Option (right to buy) Holding | $57.31 | 2027-01-18 | Common Stock (19065) | Direct | |
| Employee Stock Option (right to buy) Holding | $67.00 | 2028-02-08 | Common Stock (14306) | Direct | |
| Employee Stock Option (right to buy) Holding | $76.16 | 2029-02-08 | Common Stock (16181) | Direct | |
| Employee Stock Option (right to buy) Holding | $92.63 | 2030-02-07 | Common Stock (18014) | Direct | |
| Employee Stock Option (right to buy) Holding | $114.19 | 2031-02-05 | Common Stock (15416) | Direct | |
| Employee Stock Option (right to buy) Holding | $129.76 | 2032-02-04 | Common Stock (14191) | Direct |
Footnotes
F1: The common stock number referred in Table I is an aggregate number and represents 40,322 shares of common stock and 9,167 unvested
performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units
vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to
earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to
these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022
total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these
awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.
F2: These options are fully vested.
F3: These options vest in accordance with the following schedule: 33.33% of the options vested on February 7, 2021, 33.33% of the options vested
on February 7, 2022 and 33.33% of the options vest on February 7, 2023.
F4: These options vest in accordance with the following schedule: 33.33% of the options vested on February 5, 2022, 33.33% of the options vest on
February 5, 2023 and 33.33% of the options vest on February 5, 2024.
F5: These options vest in accordance with the following schedule: 33.33% of the options vest on February 4, 2023, 33.33% of the options vest on
February 4, 2024 and 33.33% of the options vest on February 4, 2025.