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Intercontinental Exchange, Inc. Director's Dealing 2022

Apr 6, 2022

29873_dirs_2022-04-06_86e0f07b-c687-485b-9bd7-1076dbb24455.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2022-04-04

Reporting Person: Edmonds Christopher Scott (Chief Development Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-04 Common Stock M 1492 $67.00 Acquired 10645 Direct
2022-04-06 Common Stock M 1313 $76.16 Acquired 11958 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-04-04 Employee Stock Option (right to buy) Holding $67.00 M 1492 Disposed 2028-02-08 Common Stock (1492) Direct
2022-04-06 Employee Stock Option (right to buy) Holding $76.16 M 1313 Disposed 2029-02-08 Common Stock (1313) Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 3,792 shares of common stock, 1,783 unvested restricted stock units ("RSUs"), and 6,383 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

F2: These options are fully vested.