Intercontinental Exchange, Inc. — Director's Dealing 2022

Aug 30, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2022-08-26

Reporting Person: Surdykowski Andrew J (General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-08-26	Common Stock	M	1000	$41.59	Acquired	43507	Direct
2022-08-26	Common Stock	M	1000	$57.31	Acquired	44507	Direct
2022-08-26	Common Stock	S	2500	$107.00	Disposed	42007	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-08-26	Employee Stock Option (right to buy) Holding	$41.59	M	1000	Disposed	2025-01-20	Common Stock (1000)	Direct
2022-08-26	Employee Stock Option (right to buy) Holding	$57.31	M	1000	Disposed	2027-01-18	Common Stock (1000)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: Amount of securities beneficially owned includes 132 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2022.

F3: The common stock number referred in Table I is an aggregate number and represents 35,624 shares of common stock and 6,383 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

F4: These options are fully vested.