Intercontinental Exchange, Inc. — Director's Dealing 2022

Sep 22, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2022-09-16

Reporting Person: Williams Stuart Glen (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8911	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy) Holding	$67.00	2028-02-08	Common Stock (3576)		Direct
Employee Stock Option (right to buy) Holding	$76.16	2029-02-08	Common Stock (6472)		Direct
Employee Stock Option (right to buy) Holding	$92.63	2030-02-07	Common Stock (7205)		Direct
Employee Stock Option (right to buy) Holding	$114.19	2031-02-05	Common Stock (6606)		Direct
Employee Stock Option (right to buy) Holding	$129.76	2032-02-04	Common Stock (7095)		Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 5,081 unvested restricted stock units ("RSUs"), and 3,830 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

F2: These options are fully vested.

F3: These options vest in accordance with the following schedule: 33.33% of the options vested on February 7, 2021, 33.33% of the options vested on February 7, 2022 and 33.33% of the options vest on February 7, 2023.

F4: These options vest in accordance with the following schedule: 33.33% of the options vested on February 5, 2022, 33.33% of the options vest on February 5, 2023 and 33.33% of the options vest on February 5, 2024.

F5: These options vest in accordance with the following schedule: 33.33% of the options vest on February 4, 2023, 33.33% of the options vest on February 4, 2024 and 33.33% of the options vest on February 4, 2025.